BARING ASSET MANAGEMENT Ltd historic quarter change: USA ETF, Reduced
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 8 quarters from 2014-09-30 to 2016-09-30, BARING ASSET MANAGEMENT Ltd opened 59 positions, added to 60, reduced 69 and sold out of 54.
- Q3 2016: Stock VNQI; Country of operation —; Class UNT; Shares before 73,416.
- Q3 2016: Stock IWO; Country of operation —; Class RUS 2000 GRW ETF; Shares before 393,816.
- Q3 2016: Stock EWL; Country of operation —; Class UNT; Shares before 103,703.
- Q3 2016: Stock FLRN; Country of operation —; Class UNT; Shares before 338,064.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1606779), 8 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-24); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-25); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-25); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-04); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-20); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-22); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-23); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-03). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2014-09-30.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | VNQI
VANGUARD INTL EQ | | UNT | 73,416 | 23,030 | -50,386 | $3,967,000 | $1,293,000 | -$2,674,000 | 2016-10-24 |
|---|
| Q3 2016 | IWO
iShares Russell 2000 Growth ET | | RUS 2000 GRW ETF | 393,816 | 374,016 | -19,800 | $53,102,000 | $55,141,000 | +$2,039,000 | 2016-10-24 |
|---|
| Q3 2016 | EWL
ISHARES INC | | UNT | 103,703 | 42,749 | -60,954 | $3,074,000 | $1,305,000 | -$1,769,000 | 2016-10-24 |
|---|
| Q3 2016 | FLRN
SPDR SERIES TRST | | UNT | 338,064 | 293,518 | -44,546 | $10,294,000 | $9,002,000 | -$1,292,000 | 2016-10-24 |
|---|
| Q3 2016 | IAT
ISHARES TRUST | | UNT | 99,308 | 55,400 | -43,908 | $3,219,000 | $1,947,000 | -$1,272,000 | 2016-10-24 |
|---|
| Q3 2016 | VWO
VANGUARD INTL EQ | | UNT | 51,622 | 21,581 | -30,041 | $1,818,000 | $812,000 | -$1,006,000 | 2016-10-24 |
|---|
| Q3 2016 | IEMG
ISHARES INC | | UNT | 43,188 | 26,806 | -16,382 | $1,807,000 | $1,223,000 | -$584,000 | 2016-10-24 |
|---|
| Q3 2016 | RXI
ISHARES TRUST | | UNT | 19,287 | 11,926 | -7,361 | $1,628,000 | $1,065,000 | -$563,000 | 2016-10-24 |
|---|
| Q3 2016 | IXP
ISHARES TRUST | | UNT | 23,360 | 17,048 | -6,312 | $1,476,000 | $1,054,000 | -$422,000 | 2016-10-24 |
|---|
| Q3 2016 | EUHY
ISHARES INC | | UNT | 71,197 | 61,325 | -9,872 | $3,262,000 | $2,939,000 | -$323,000 | 2016-10-24 |
|---|
| Q3 2016 | EWD
ISHARES INC | | UNT | 63,750 | 51,600 | -12,150 | $1,744,000 | $1,499,000 | -$245,000 | 2016-10-24 |
|---|
| Q3 2016 | DVY
iShares Select Dividend ETF | | SELECT DIVID ETF | 26,827 | 23,667 | -3,160 | $2,244,000 | $2,019,000 | -$225,000 | 2016-10-24 |
|---|
| Q3 2016 | AIVL
WISDOM TREE DIVIDEND EX-FINANCIALS FUND | | DIV EX-FINL FD | 29,623 | 25,943 | -3,680 | $2,245,000 | $2,023,000 | -$222,000 | 2016-10-24 |
|---|
| Q3 2016 | SDY
SPDR S P DIVIDEND ETF | | S&P DIVID ETF | 27,181 | 24,131 | -3,050 | $2,237,000 | $2,022,000 | -$215,000 | 2016-10-24 |
|---|
| Q3 2016 | Powershares H.Y.E.D.A. ETF
CUSIP 73935X302 | | HI YLD EQ DVDN | 49,345 | 43,225 | -6,120 | $752,000 | $682,000 | -$70,000 | 2016-10-24 |
|---|
| Q2 2016 | IAT
ISHARES TRUST | | UNT | 221,963 | 99,308 | -122,655 | $7,054,000 | $3,219,000 | -$3,835,000 | 2016-07-25 |
|---|
| Q2 2016 | IXP
ISHARES TRUST | | UNT | 72,025 | 23,360 | -48,665 | $4,485,000 | $1,476,000 | -$3,009,000 | 2016-07-25 |
|---|
| Q2 2016 | VGK
VANGUARD INTL EQ | | ITR | 47,137 | 6,981 | -40,156 | $2,287,000 | $326,000 | -$1,961,000 | 2016-07-25 |
|---|
| Q2 2016 | RXI
ISHARES TRUST | | UNT | 34,884 | 19,287 | -15,597 | $3,088,000 | $1,628,000 | -$1,460,000 | 2016-07-25 |
|---|
| Q2 2016 | EWD
ISHARES INC | | UNT | 103,318 | 63,750 | -39,568 | $3,043,000 | $1,744,000 | -$1,299,000 | 2016-07-25 |
|---|
| Q2 2016 | IWF
iShares Russell 1000 Growth ET | | RUS 1000 GRW ETF | 544,568 | 543,318 | -1,250 | $54,440,000 | $53,935,000 | -$505,000 | 2016-07-25 |
|---|
| Q2 2016 | EUHY
ISHARES INC | | UNT | 79,989 | 71,197 | -8,792 | $3,762,000 | $3,262,000 | -$500,000 | 2016-07-25 |
|---|
| Q2 2016 | OEF
iShares S&P 100 ETF | | S&P 100 ETF | 577,970 | 574,570 | -3,400 | $52,994,000 | $52,705,000 | -$289,000 | 2016-07-25 |
|---|
| Q2 2016 | IVV
ISHARES CORE S&P 500 ETF | | CORE S&P500 ETF | 255,708 | 253,908 | -1,800 | $52,965,000 | $52,762,000 | -$203,000 | 2016-07-25 |
|---|
| Q2 2016 | INDA
ISHARES TRUST | | UNT | 28,667 | 22,755 | -5,912 | $777,000 | $636,000 | -$141,000 | 2016-07-25 |
|---|
| Q2 2016 | IWO
iShares Russell 2000 Growth ET | | RUS 2000 GRW ETF | 403,316 | 393,816 | -9,500 | $53,234,000 | $53,102,000 | -$132,000 | 2016-07-25 |
|---|
| Q2 2016 | SDY
SPDR S P DIVIDEND ETF | | S&P DIVID ETF | 28,937 | 27,181 | -1,756 | $2,318,000 | $2,237,000 | -$81,000 | 2016-07-25 |
|---|
| Q2 2016 | DVY
iShares Select Dividend ETF | | SELECT DIVID ETF | 28,453 | 26,827 | -1,626 | $2,320,000 | $2,244,000 | -$76,000 | 2016-07-25 |
|---|
| Q2 2016 | AIVL
WISDOM TREE DIVIDEND EX-FINANCIALS FUND | | DIV EX-FINL FD | 30,733 | 29,623 | -1,110 | $2,320,000 | $2,245,000 | -$75,000 | 2016-07-25 |
|---|
| Q2 2016 | EFA
iShares MSCI EAFE Index Fund | | MSCI EAFE ETF | 14,272 | 14,212 | -60 | $824,000 | $782,000 | -$42,000 | 2016-07-25 |
|---|
| Q2 2016 | Powershares H.Y.E.D.A. ETF
CUSIP 73935X302 | | HI YLD EQ DVDN | 54,260 | 49,345 | -4,915 | $774,000 | $752,000 | -$22,000 | 2016-07-25 |
|---|
| Q2 2016 | EEM
iShares MSCI Emerging MKT INDEX ETF | | MSCI EMG MKT ETF | 8,005 | 7,605 | -400 | $274,000 | $259,000 | -$15,000 | 2016-07-25 |
|---|
| Q1 2016 | IAT
ISHARES TRUST | | UNT | 1,187,859 | 221,963 | -965,896 | $41,516,000 | $7,054,000 | -$34,462,000 | 2016-04-25 |
|---|
| Q1 2016 | ISHARES INC
CUSIP 464286848 | | ITR | 495,684 | 219,587 | -276,097 | $6,008,000 | $2,505,000 | -$3,503,000 | 2016-04-25 |
|---|
| Q1 2016 | VGK
VANGUARD INTL EQ | | ITR | 105,242 | 47,137 | -58,105 | $5,249,000 | $2,287,000 | -$2,962,000 | 2016-04-25 |
|---|
| Q1 2016 | SPY
SPDR S&P500 TRUST | | ITR | 11,560 | 7,930 | -3,630 | $2,357,000 | $1,630,000 | -$727,000 | 2016-04-25 |
|---|
| Q1 2016 | SDY
SPDR S P DIVIDEND ETF | | S&P DIVID ETF | 29,526 | 28,937 | -589 | $2,196,000 | $2,318,000 | +$122,000 | 2016-04-25 |
|---|
| Q1 2016 | AIVL
WISDOM TREE DIVIDEND EX-FINANCIALS FUND | | DIV EX-FINL FD | 31,966 | 30,733 | -1,233 | $2,262,000 | $2,320,000 | +$58,000 | 2016-04-25 |
|---|
| Q1 2016 | DVY
iShares Select Dividend ETF | | SELECT DIVID ETF | 29,933 | 28,453 | -1,480 | $2,273,000 | $2,320,000 | +$47,000 | 2016-04-25 |
|---|
| Q1 2016 | Powershares H.Y.E.D.A. ETF
CUSIP 73935X302 | | HI YLD EQ DVDN | 56,190 | 54,260 | -1,930 | $755,000 | $774,000 | +$19,000 | 2016-04-25 |
|---|
| Q4 2015 | VGK
VANGUARD INTL EQ | | ITR | 156,101 | 105,242 | -50,859 | $7,677,000 | $5,249,000 | -$2,428,000 | 2016-02-04 |
|---|
| Q4 2015 | SPY
SPDR S&P500 TRUST | | ITR | 19,727 | 11,560 | -8,167 | $3,780,000 | $2,357,000 | -$1,423,000 | 2016-02-04 |
|---|
| Q4 2015 | INDA
ISHARES TRUST | | UNT | 35,292 | 28,667 | -6,625 | $1,007,000 | $788,000 | -$219,000 | 2016-02-04 |
|---|
| Q3 2015 | INDA
ISHARES TRUST | | UNT | 55,981 | 35,292 | -20,689 | $1,690,000 | $1,007,000 | -$683,000 | 2015-10-20 |
|---|
| Q3 2015 | AIVL
WISDOM TREE DIVIDEND EX-FINANCIALS FUND | | DIV EX-FINL FD | 32,363 | 30,573 | -1,790 | $2,380,000 | $2,014,000 | -$366,000 | 2015-10-20 |
|---|
| Q3 2015 | DVY
iShares Select Dividend ETF | | SELECT DIVID ETF | 31,384 | 28,570 | -2,814 | $2,361,000 | $2,044,000 | -$317,000 | 2015-10-20 |
|---|
| Q3 2015 | SDY
SPDR S P DIVIDEND ETF | | S&P DIVID ETF | 31,019 | 28,800 | -2,219 | $2,368,000 | $2,051,000 | -$317,000 | 2015-10-20 |
|---|
| Q3 2015 | Powershares H.Y.E.D.A. ETF
CUSIP 73935X302 | | HI YLD EQ DVDN | 61,041 | 54,778 | -6,263 | $806,000 | $685,000 | -$121,000 | 2015-10-20 |
|---|
| Q2 2015 | VGK
VANGUARD INTL EQ | | ITR | 35,696 | 28,482 | -7,214 | $1,935,000 | $1,537,000 | -$398,000 | 2015-07-22 |
|---|
| Q2 2015 | IXP
ISHARES TRUST | | UNT | 11,255 | 5,534 | -5,721 | $689,000 | $344,000 | -$345,000 | 2015-07-22 |
|---|
| Q2 2015 | INDA
ISHARES TRUST | | UNT | 60,306 | 55,981 | -4,325 | $1,929,000 | $1,690,000 | -$239,000 | 2015-07-22 |
|---|
| Q2 2015 | SPDR INDEX SHS FD
CUSIP 78463X640 | | UNT | 16,685 | 7,960 | -8,725 | $428,000 | $212,000 | -$216,000 | 2015-07-22 |
|---|
| Q2 2015 | EWG
ISHARES INC | | UNT | 33,035 | 29,549 | -3,486 | $985,000 | $824,000 | -$161,000 | 2015-07-22 |
|---|
| Q2 2015 | EWD
ISHARES INC | | UNT | 28,439 | 25,394 | -3,045 | $952,000 | $806,000 | -$146,000 | 2015-07-22 |
|---|
| Q1 2015 | XLK
SELECT SECTOR | | ITR | 3,884,042 | 174,046 | -3,709,996 | $160,605,000 | $7,212,000 | -$153,393,000 | 2015-04-23 |
|---|
| Q1 2015 | EXI
ISHARES TRUST | | UNT | 60,163 | 46,968 | -13,195 | $4,249,000 | $3,380,000 | -$869,000 | 2015-04-23 |
|---|
| Q1 2015 | IXN
ISHARES TRUST | | UNT | 14,627 | 11,740 | -2,887 | $1,386,000 | $1,136,000 | -$250,000 | 2015-04-23 |
|---|
| Q1 2015 | VGT
VANGUARD WORLD FD | | UNT | 3,126 | 1,983 | -1,143 | $327,000 | $210,000 | -$117,000 | 2015-04-23 |
|---|
| Q1 2015 | IXP
ISHARES TRUST | | UNT | 12,035 | 11,255 | -780 | $723,000 | $689,000 | -$34,000 | 2015-04-23 |
|---|
| Q4 2014 | XLK
SELECT SECTOR | | ITR | 4,469,912 | 3,884,042 | -585,870 | $178,349,000 | $160,605,000 | -$17,744,000 | 2015-02-03 |
|---|
| Q4 2014 | EXI
ISHARES TRUST | | UNT | 113,157 | 60,163 | -52,994 | $7,930,000 | $4,249,000 | -$3,681,000 | 2015-02-03 |
|---|
| Q4 2014 | ISHARES INC
CUSIP 464286731 | | ITR | 60,047 | 25,979 | -34,068 | $917,000 | $393,000 | -$524,000 | 2015-02-03 |
|---|
| Q4 2014 | SDY
SPDR S P DIVIDEND ETF | | S&P DIVID ETF | 29,270 | 26,077 | -3,193 | $2,205,000 | $2,079,000 | -$126,000 | 2015-02-03 |
|---|
| Q4 2014 | IXJ
ISHARES TRUST | | UNT | 13,683 | 12,478 | -1,205 | $1,337,000 | $1,242,000 | -$95,000 | 2015-02-03 |
|---|
| Q4 2014 | AIVL
WISDOM TREE DIVIDEND EX-FINANCIALS FUND | | DIV EX-FINL FD | 30,285 | 27,635 | -2,650 | $2,226,000 | $2,140,000 | -$86,000 | 2015-02-03 |
|---|
| Q4 2014 | IXN
ISHARES TRUST | | UNT | 15,929 | 14,627 | -1,302 | $1,456,000 | $1,386,000 | -$70,000 | 2015-02-03 |
|---|
| Q4 2014 | DVY
iShares Select Dividend ETF | | SELECT DIVID ETF | 29,483 | 26,580 | -2,903 | $2,184,000 | $2,140,000 | -$44,000 | 2015-02-03 |
|---|
| Q4 2014 | SPY
SPDR S&P500 TRUST | | ITR | 12,418 | 11,818 | -600 | $2,447,000 | $2,429,000 | -$18,000 | 2015-02-03 |
|---|
| Q4 2014 | Powershares H.Y.E.D.A. ETF
CUSIP 73935X302 | | HI YLD EQ DVDN | 58,708 | 52,575 | -6,133 | $734,000 | $717,000 | -$17,000 | 2015-02-03 |
|---|
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