BARING ASSET MANAGEMENT Ltd historic quarter change: USA ETF, Added
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 8 quarters from 2014-09-30 to 2016-09-30, BARING ASSET MANAGEMENT Ltd opened 59 positions, added to 60, reduced 69 and sold out of 54.
- Q3 2016: Stock IWF; Country of operation —; Class RUS 1000 GRW ETF; Shares before 543,318.
- Q3 2016: Stock OEF; Country of operation —; Class S&P 100 ETF; Shares before 574,570.
- Q3 2016: Stock IVV; Country of operation —; Class CORE S&P500 ETF; Shares before 253,908.
- Q3 2016: Stock IGIB; Country of operation —; Class UNT; Shares before 11,949.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1606779), 8 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-24); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-25); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-25); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-04); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-20); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-22); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-23); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-03). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2014-09-30.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | IWF
iShares Russell 1000 Growth ET | | RUS 1000 GRW ETF | 543,318 | 544,918 | +1,600 | $53,935,000 | $56,415,000 | +$2,480,000 | 2016-10-24 |
|---|
| Q3 2016 | OEF
iShares S&P 100 ETF | | S&P 100 ETF | 574,570 | 576,870 | +2,300 | $52,705,000 | $54,912,000 | +$2,207,000 | 2016-10-24 |
|---|
| Q3 2016 | IVV
ISHARES CORE S&P 500 ETF | | CORE S&P500 ETF | 253,908 | 254,508 | +600 | $52,762,000 | $54,958,000 | +$2,196,000 | 2016-10-24 |
|---|
| Q3 2016 | IGIB
ISHARES TRUST | | UNT | 11,949 | 23,158 | +11,209 | $1,329,000 | $2,579,000 | +$1,250,000 | 2016-10-24 |
|---|
| Q3 2016 | ACWI
ISHARES MSCI ACWI ETF | | MSCI ACWI ETF | 40,342 | 41,592 | +1,250 | $2,238,000 | $2,441,000 | +$203,000 | 2016-10-24 |
|---|
| Q2 2016 | SPY
SPDR S&P500 TRUST | | ITR | 7,930 | 13,138 | +5,208 | $1,630,000 | $2,752,000 | +$1,122,000 | 2016-07-25 |
|---|
| Q2 2016 | HYG
ISHARES TRUST | | ITR | 37,124 | 41,953 | +4,829 | $3,033,000 | $3,553,000 | +$520,000 | 2016-07-25 |
|---|
| Q2 2016 | IEMG
ISHARES INC | | UNT | 33,771 | 43,188 | +9,417 | $1,405,000 | $1,807,000 | +$402,000 | 2016-07-25 |
|---|
| Q2 2016 | ISHARES INC
CUSIP 464286848 | | ITR | 219,587 | 246,877 | +27,290 | $2,505,000 | $2,839,000 | +$334,000 | 2016-07-25 |
|---|
| Q2 2016 | EWL
ISHARES INC | | UNT | 92,820 | 103,703 | +10,883 | $2,758,000 | $3,074,000 | +$316,000 | 2016-07-25 |
|---|
| Q2 2016 | VNQI
VANGUARD INTL EQ | | UNT | 68,804 | 73,416 | +4,612 | $3,682,000 | $3,967,000 | +$285,000 | 2016-07-25 |
|---|
| Q2 2016 | ACWI
ISHARES MSCI ACWI ETF | | MSCI ACWI ETF | 40,172 | 40,342 | +170 | $2,263,000 | $2,238,000 | -$25,000 | 2016-07-25 |
|---|
| Q1 2016 | IWO
iShares Russell 2000 Growth ET | | RUS 2000 GRW ETF | 346,301 | 403,316 | +57,015 | $48,880,000 | $53,234,000 | +$4,354,000 | 2016-04-25 |
|---|
| Q1 2016 | IWF
iShares Russell 1000 Growth ET | | RUS 1000 GRW ETF | 499,422 | 544,568 | +45,146 | $50,222,000 | $54,440,000 | +$4,218,000 | 2016-04-25 |
|---|
| Q1 2016 | OEF
iShares S&P 100 ETF | | S&P 100 ETF | 531,728 | 577,970 | +46,242 | $48,988,000 | $52,994,000 | +$4,006,000 | 2016-04-25 |
|---|
| Q1 2016 | IVV
ISHARES CORE S&P 500 ETF | | CORE S&P500 ETF | 236,652 | 255,708 | +19,056 | $48,980,000 | $52,965,000 | +$3,985,000 | 2016-04-25 |
|---|
| Q1 2016 | EEM
iShares MSCI Emerging MKT INDEX ETF | | MSCI EMG MKT ETF | 7,550 | 8,005 | +455 | $244,000 | $274,000 | +$30,000 | 2016-04-25 |
|---|
| Q1 2016 | ACWI
ISHARES MSCI ACWI ETF | | MSCI ACWI ETF | 39,856 | 40,172 | +316 | $2,247,000 | $2,263,000 | +$16,000 | 2016-04-25 |
|---|
| Q1 2016 | EFA
iShares MSCI EAFE Index Fund | | MSCI EAFE ETF | 13,849 | 14,272 | +423 | $824,000 | $824,000 | $0 | 2016-04-25 |
|---|
| Q4 2015 | IWO
iShares Russell 2000 Growth ET | | RUS 2000 GRW ETF | 299,654 | 346,301 | +46,647 | $39,342,000 | $48,880,000 | +$9,538,000 | 2016-02-04 |
|---|
| Q4 2015 | IWF
iShares Russell 1000 Growth ET | | RUS 1000 GRW ETF | 457,054 | 499,422 | +42,368 | $41,734,000 | $50,222,000 | +$8,488,000 | 2016-02-04 |
|---|
| Q4 2015 | IVV
ISHARES CORE S&P 500 ETF | | CORE S&P500 ETF | 216,951 | 236,652 | +19,701 | $41,012,000 | $48,980,000 | +$7,968,000 | 2016-02-04 |
|---|
| Q4 2015 | OEF
iShares S&P 100 ETF | | S&P 100 ETF | 494,156 | 531,728 | +37,572 | $41,148,000 | $48,988,000 | +$7,840,000 | 2016-02-04 |
|---|
| Q4 2015 | IAT
ISHARES TRUST | | UNT | 1,181,041 | 1,187,859 | +6,818 | $39,813,000 | $41,516,000 | +$1,703,000 | 2016-02-04 |
|---|
| Q4 2015 | ISHARES INC
CUSIP 464286848 | | ITR | 419,072 | 495,684 | +76,612 | $4,790,000 | $6,008,000 | +$1,218,000 | 2016-02-04 |
|---|
| Q4 2015 | VNQI
VANGUARD INTL EQ | | UNT | 46,374 | 68,804 | +22,430 | $2,361,000 | $3,516,000 | +$1,155,000 | 2016-02-04 |
|---|
| Q4 2015 | RXI
ISHARES TRUST | | UNT | 23,480 | 34,884 | +11,404 | $2,003,000 | $3,102,000 | +$1,099,000 | 2016-02-04 |
|---|
| Q4 2015 | EUHY
ISHARES INC | | UNT | 55,773 | 79,989 | +24,216 | $2,539,000 | $3,530,000 | +$991,000 | 2016-02-04 |
|---|
| Q4 2015 | AIVL
WISDOM TREE DIVIDEND EX-FINANCIALS FUND | | DIV EX-FINL FD | 30,573 | 31,966 | +1,393 | $2,014,000 | $2,262,000 | +$248,000 | 2016-02-04 |
|---|
| Q4 2015 | DVY
iShares Select Dividend ETF | | SELECT DIVID ETF | 28,570 | 29,933 | +1,363 | $2,044,000 | $2,273,000 | +$229,000 | 2016-02-04 |
|---|
| Q4 2015 | IGIB
ISHARES TRUST | | UNT | 9,958 | 11,949 | +1,991 | $1,081,000 | $1,282,000 | +$201,000 | 2016-02-04 |
|---|
| Q4 2015 | ACWI
ISHARES MSCI ACWI ETF | | MSCI ACWI ETF | 39,144 | 39,856 | +712 | $2,068,000 | $2,247,000 | +$179,000 | 2016-02-04 |
|---|
| Q4 2015 | SDY
SPDR S P DIVIDEND ETF | | S&P DIVID ETF | 28,800 | 29,526 | +726 | $2,051,000 | $2,196,000 | +$145,000 | 2016-02-04 |
|---|
| Q4 2015 | Powershares H.Y.E.D.A. ETF
CUSIP 73935X302 | | HI YLD EQ DVDN | 54,778 | 56,190 | +1,412 | $685,000 | $755,000 | +$70,000 | 2016-02-04 |
|---|
| Q4 2015 | EFA
iShares MSCI EAFE Index Fund | | MSCI EAFE ETF | 13,592 | 13,849 | +257 | $765,000 | $824,000 | +$59,000 | 2016-02-04 |
|---|
| Q4 2015 | EEM
iShares MSCI Emerging MKT INDEX ETF | | MSCI EMG MKT ETF | 7,434 | 7,550 | +116 | $237,000 | $244,000 | +$7,000 | 2016-02-04 |
|---|
| Q3 2015 | IAT
ISHARES TRUST | | UNT | 43,742 | 1,181,041 | +1,137,299 | $1,601,000 | $39,813,000 | +$38,212,000 | 2015-10-20 |
|---|
| Q3 2015 | VGK
VANGUARD INTL EQ | | ITR | 28,482 | 156,101 | +127,619 | $1,537,000 | $7,677,000 | +$6,140,000 | 2015-10-20 |
|---|
| Q3 2015 | OEF
iShares S&P 100 ETF | | S&P 100 ETF | 399,747 | 494,156 | +94,409 | $36,241,000 | $41,148,000 | +$4,907,000 | 2015-10-20 |
|---|
| Q3 2015 | IVV
ISHARES CORE S&P 500 ETF | | CORE S&P500 ETF | 175,198 | 216,951 | +41,753 | $36,219,000 | $41,012,000 | +$4,793,000 | 2015-10-20 |
|---|
| Q3 2015 | IWF
iShares Russell 1000 Growth ET | | RUS 1000 GRW ETF | 379,532 | 457,054 | +77,522 | $37,429,000 | $41,734,000 | +$4,305,000 | 2015-10-20 |
|---|
| Q3 2015 | IWO
iShares Russell 2000 Growth ET | | RUS 2000 GRW ETF | 235,482 | 299,654 | +64,172 | $36,069,000 | $39,342,000 | +$3,273,000 | 2015-10-20 |
|---|
| Q3 2015 | ISHARES INC
CUSIP 464286848 | | ITR | 243,641 | 419,072 | +175,431 | $3,121,000 | $4,790,000 | +$1,669,000 | 2015-10-20 |
|---|
| Q3 2015 | EUHY
ISHARES INC | | UNT | 26,234 | 55,773 | +29,539 | $1,229,000 | $2,539,000 | +$1,310,000 | 2015-10-20 |
|---|
| Q3 2015 | VNQI
VANGUARD INTL EQ | | UNT | 22,942 | 46,374 | +23,432 | $1,272,000 | $2,361,000 | +$1,089,000 | 2015-10-20 |
|---|
| Q3 2015 | SPDR INDEX SHS FD
CUSIP 78463X640 | | UNT | 7,960 | 30,612 | +22,652 | $212,000 | $740,000 | +$528,000 | 2015-10-20 |
|---|
| Q3 2015 | ACWI
ISHARES MSCI ACWI ETF | | MSCI ACWI ETF | 38,558 | 39,144 | +586 | $2,288,000 | $2,068,000 | -$220,000 | 2015-10-20 |
|---|
| Q3 2015 | EFA
iShares MSCI EAFE Index Fund | | MSCI EAFE ETF | 13,287 | 13,592 | +305 | $847,000 | $765,000 | -$82,000 | 2015-10-20 |
|---|
| Q2 2015 | EUHY
ISHARES INC | | UNT | 6,398 | 26,234 | +19,836 | $297,000 | $1,229,000 | +$932,000 | 2015-07-22 |
|---|
| Q2 2015 | VNQI
VANGUARD INTL EQ | | UNT | 8,247 | 22,942 | +14,695 | $464,000 | $1,272,000 | +$808,000 | 2015-07-22 |
|---|
| Q1 2015 | ISHARES INC
CUSIP 464286848 | | ITR | 193,738 | 243,641 | +49,903 | $2,178,000 | $3,053,000 | +$875,000 | 2015-04-23 |
|---|
| Q1 2015 | FXI
ISHARES TRUST | | ITR | 16,168 | 25,271 | +9,103 | $673,000 | $1,122,000 | +$449,000 | 2015-04-23 |
|---|
| Q1 2015 | EWG
ISHARES INC | | UNT | 21,897 | 33,035 | +11,138 | $600,000 | $985,000 | +$385,000 | 2015-04-23 |
|---|
| Q1 2015 | EWD
ISHARES INC | | UNT | 18,481 | 28,439 | +9,958 | $585,000 | $952,000 | +$367,000 | 2015-04-23 |
|---|
| Q1 2015 | INDA
ISHARES TRUST | | UNT | 57,620 | 60,306 | +2,686 | $1,725,000 | $1,929,000 | +$204,000 | 2015-04-23 |
|---|
| Q4 2014 | OEF
iShares S&P 100 ETF | | S&P 100 ETF | 192,182 | 244,066 | +51,884 | $16,960,000 | $22,422,000 | +$5,462,000 | 2015-02-03 |
|---|
| Q4 2014 | IWO
iShares Russell 2000 Growth ET | | RUS 2000 GRW ETF | 128,831 | 156,422 | +27,591 | $16,976,000 | $22,381,000 | +$5,405,000 | 2015-02-03 |
|---|
| Q4 2014 | IWF
iShares Russell 1000 Growth ET | | RUS 1000 GRW ETF | 197,814 | 244,235 | +46,421 | $18,183,000 | $23,564,000 | +$5,381,000 | 2015-02-03 |
|---|
| Q4 2014 | ISHARES INC
CUSIP 46434V548 | | UNT | 34,591 | 55,530 | +20,939 | $671,000 | $1,001,000 | +$330,000 | 2015-02-03 |
|---|
| Q4 2014 | EFA
iShares MSCI EAFE Index Fund | | MSCI EAFE ETF | 12,561 | 13,380 | +819 | $806,000 | $819,000 | +$13,000 | 2015-02-03 |
|---|
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