Newfound Research LLC quarter change: USA ETF, Added
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Newfound Research LLC opened 5 positions, added to 31, reduced 17, sold out of 1 and left 6 unchanged. The largest increase in value was SPY ($0); the largest decrease was JXI (-$7,208,000).
- IXG: Country of operation —; Class ISHARES GLOBAL FINANCIALS ET; Shares 2016-06-30 69,628; Shares 2016-09-30 90,440.
- RXI: Country of operation —; Class ISHARES GLOBAL CONSUMER DISC; Shares 2016-06-30 39,225; Shares 2016-09-30 58,801.
- IXJ: Country of operation —; Class ISHARES GLOBAL HEALTHCARE ET; Shares 2016-06-30 25,484; Shares 2016-09-30 51,668.
- iShares: Country of operation —; Class ISHARES MORTGAGE REAL ESTATE; Shares 2016-06-30 218,929; Shares 2016-09-30 362,845.
Two Form 13F-HR filings compared (SEC CIK 1630806): 2016-06-30 (filed 2016-08-09) and 2016-09-30 (filed 2016-11-08). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
IXG
iShares | | ISHARES GLOBAL FINANCIALS ET | 69,628 | 90,440 | +20,812 | $3,328,000 | $0 | -$3,328,000 |
|---|
RXI
iShares | | ISHARES GLOBAL CONSUMER DISC | 39,225 | 58,801 | +19,576 | $3,310,000 | $0 | -$3,310,000 |
|---|
IXJ
iShares | | ISHARES GLOBAL HEALTHCARE ET | 25,484 | 51,668 | +26,184 | $2,574,000 | $0 | -$2,574,000 |
|---|
iShares
CUSIP 464288539 | | ISHARES MORTGAGE REAL ESTATE | 218,929 | 362,845 | +143,916 | $2,246,000 | $0 | -$2,246,000 |
|---|
LQD
iShares | | ISHARES IBOXX $ INVEST GR CORP BD | 17,791 | 28,890 | +11,099 | $2,184,000 | $0 | -$2,184,000 |
|---|
HYG
iShares | | ISHARES IBOXX HI YD CP BD ETF | 25,708 | 41,996 | +16,288 | $2,177,000 | $0 | -$2,177,000 |
|---|
CWB
SPDR | | SPDR BARCLAYS CONV SEC ETF | 38,087 | 62,141 | +24,054 | $1,670,000 | $0 | -$1,670,000 |
|---|
VYM
Vanguard | | VANGUARD HIGH DVD YIELD ETF | 14,064 | 17,314 | +3,250 | $1,005,000 | $0 | -$1,005,000 |
|---|
VNQ
Vanguard | | VANGUARD REIT VIPER | 9,248 | 15,016 | +5,768 | $820,000 | $0 | -$820,000 |
|---|
IDV
iShares | | ISHARES INTERNATIONAL SELECT | 27,519 | 44,892 | +17,373 | $788,000 | $0 | -$788,000 |
|---|
TLT
iShares | | ISHARES 20+ YEAR TREASURY BO | 5,227 | 8,270 | +3,043 | $726,000 | $0 | -$726,000 |
|---|
VNQI
Vanguard | | VANGUARD GLBL EX-US REAL EST | 11,035 | 17,913 | +6,878 | $597,000 | $0 | -$597,000 |
|---|
JPMorgan
CUSIP 46625H365 | | JPMORGAN CHASE & CO ALERIAN ML ETF | 18,218 | 29,914 | +11,696 | $580,000 | $0 | -$580,000 |
|---|
Van Eck
CUSIP 57060U878 | | MARKET VECTORS ETF TR | 3,119 | 4,123 | +1,004 | $101,000 | $0 | -$101,000 |
|---|
FLOT
iShares | | ISHARES TR FLTG RATENT ETF | 971 | 1,213 | +242 | $49,000 | $0 | -$49,000 |
|---|
HYS
PIMCO | | PIMCO ETF TR 0-5 YR HIGH YIELD CORP | 390 | 445 | +55 | $38,000 | $0 | -$38,000 |
|---|
USMV
iShares | | ISHARES MSCI USA MINIMUM VOL | 777 | 911 | +134 | $36,000 | $0 | -$36,000 |
|---|
NOBL
ProShares | | PROSHARES S&P500 ARISTOCRATS | 562 | 661 | +99 | $31,000 | $0 | -$31,000 |
|---|
HDG
ProShares | | PROSHARES HEDGE REPLICAT ETF | 709 | 873 | +164 | $30,000 | $0 | -$30,000 |
|---|
IJR
iShares | | ISHARES TR CORE S&P SCP ETF | 262 | 295 | +33 | $30,000 | $0 | -$30,000 |
|---|
MTUM
iShares | | ISHARES MSCI USA MOMENTUM | 357 | 418 | +61 | $27,000 | $0 | -$27,000 |
|---|
MNA
ProShares | | IQ MERGER ARBITRAGE ETF | 858 | 1,085 | +227 | $24,000 | $0 | -$24,000 |
|---|
WTMF
WisdomTree | | WISDOMTREE MGD FUTURES STRAT | 567 | 717 | +150 | $24,000 | $0 | -$24,000 |
|---|
USDU
WisdomTree | | WISDOMTREE BBG USD BULLISH | 748 | 947 | +199 | $20,000 | $0 | -$20,000 |
|---|
ProShares
CUSIP 74347X310 | | PROSHARES RAFI LONG/SHORT | 483 | 616 | +133 | $19,000 | $0 | -$19,000 |
|---|
VCLT
Vanguard | | VANGUARD LONG-TERM CORP BOND | 190 | 243 | +53 | $18,000 | $0 | -$18,000 |
|---|
SCHX
Schwab | | SCHWAB US LARGE-CAP ETF | 355 | 357 | +2 | $18,000 | $0 | -$18,000 |
|---|
FTLS
First Trust | | FIRST TRUST LONG/SHORT EQUITY | 384 | 487 | +103 | $12,000 | $0 | -$12,000 |
|---|
VEU
Vanguard | | VANGUARD FTSE ALL-WORLD EX-U | 230 | 232 | +2 | $10,000 | $0 | -$10,000 |
|---|
MINT
PIMCO | | PIMCO ENHANCED SHORT MATURIT | 49 | 71 | +22 | $5,000 | $0 | -$5,000 |
|---|
VMBS
Vanguard | | VANGUARD MORTGAGE-BACKED SEC | 40 | 170 | +130 | $2,000 | $0 | -$2,000 |
|---|
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