MARINER INDEPENDENT ADVISOR NETWORK, LLC quarter change: USA ETF, Added
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, MARINER INDEPENDENT ADVISOR NETWORK, LLC opened 33 positions, added to 31, reduced 24, sold out of 15 and left 3 unchanged. The largest increase in value was BND (+$16,078,000); the largest decrease was IEFA (-$8,821,000).
- BND: Country of operation —; Class COMMON STOCK; Shares 2016-06-30 72,311; Shares 2016-09-30 263,540.
- TOTL: Country of operation —; Class COMMON STOCK; Shares 2016-06-30 84,116; Shares 2016-09-30 273,392.
- IEF: Country of operation —; Class COMMON STOCK; Shares 2016-06-30 247,318; Shares 2016-09-30 306,457.
- POWERSHARES S&P 500 LOW VOLAT ETF: Country of operation —; Class COMMON STOCK; Shares 2016-06-30 381,816; Shares 2016-09-30 515,571.
Two Form 13F-HR filings compared (SEC CIK 1548916): 2016-06-30 (filed 2016-08-17) and 2016-09-30 (filed 2016-11-17). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
BND
VANGUARD TOTAL BOND | | COMMON STOCK | 72,311 | 263,540 | +191,229 | $6,096,000 | $22,174,000 | +$16,078,000 |
|---|
TOTL
SPDR DOUBLELINE TTL RTRN TTCL ETF | | COMMON STOCK | 84,116 | 273,392 | +189,276 | $4,199,000 | $13,722,000 | +$9,523,000 |
|---|
IEF
ISHARES | | COMMON STOCK | 247,318 | 306,457 | +59,139 | $27,935,000 | $34,286,000 | +$6,351,000 |
|---|
POWERSHARES S&P 500 LOW VOLAT ETF
CUSIP 7393B779 | | COMMON STOCK | 381,816 | 515,571 | +133,755 | $16,334,000 | $21,391,000 | +$5,057,000 |
|---|
FVD
FIRST TRUST VALUE LINE | | COMMON STOCK | 38,424 | 209,398 | +170,974 | $1,036,000 | $5,654,000 | +$4,618,000 |
|---|
FTSM
FIRST TRUST | | COMMON STOCK | 10,000 | 80,154 | +70,154 | $599,000 | $4,804,000 | +$4,205,000 |
|---|
ITOT
ISHARES TOTAL US STOCK MARKET ETF IV | | COMMON STOCK | 94,626 | 170,213 | +75,587 | $4,507,000 | $8,431,000 | +$3,924,000 |
|---|
HDV
ISHARES | | COMMON STOCK | 36,674 | 84,176 | +47,502 | $3,013,000 | $6,842,000 | +$3,829,000 |
|---|
DVY
ISHARES SELECT DIVIDEND ETF IV | | COMMON STOCK | 80,789 | 112,852 | +32,063 | $6,890,000 | $9,670,000 | +$2,780,000 |
|---|
GEM
GOLDMAN SACHS ATCVBETA EMRG MKT EQY ETF | | COMMON STOCK | 601,710 | 642,973 | +41,263 | $15,945,000 | $18,344,000 | +$2,399,000 |
|---|
USMV
ISHARES TR USA MIN VOL | | COMMON STOCK | 76,664 | 129,905 | +53,241 | $3,543,000 | $5,902,000 | +$2,359,000 |
|---|
FDL
FIRST TRUST MORNINGSTAR | | COMMON STOCK | 159,029 | 241,940 | +82,911 | $4,267,000 | $6,598,000 | +$2,331,000 |
|---|
TLT
ISHARES | | COMMON STOCK | 32,071 | 42,232 | +10,161 | $4,455,000 | $5,807,000 | +$1,352,000 |
|---|
IJH
ISHARES CORE S&P MID | | COMMON STOCK | 24,513 | 31,946 | +7,433 | $3,662,000 | $4,942,000 | +$1,280,000 |
|---|
SPY
SPDR S&P 500 ETF TR UNIT | | COMMON STOCK | 54,214 | 57,839 | +3,625 | $11,357,000 | $12,511,000 | +$1,154,000 |
|---|
AGG
ISHARES CORE US | | COMMON STOCK | 47,231 | 56,914 | +9,683 | $5,319,000 | $6,398,000 | +$1,079,000 |
|---|
FV
FIRST TRUST | | COMMON STOCK | 64,824 | 108,114 | +43,290 | $1,449,000 | $2,476,000 | +$1,027,000 |
|---|
ITB
ISHARES | | COMMON STOCK | 35,940 | 73,291 | +37,351 | $994,000 | $2,019,000 | +$1,025,000 |
|---|
IWM
ISHARES RUSSELL 2000 | | COMMON STOCK | 16,384 | 21,058 | +4,674 | $1,884,000 | $2,616,000 | +$732,000 |
|---|
PFF
ISHARES SP US PFD STOCK INDEX FD | | COMMON STOCK | 62,462 | 76,079 | +13,617 | $2,492,000 | $3,005,000 | +$513,000 |
|---|
IJJ
ISHARES S&P MID CAP 400 VALUE ETF IV | | COMMON STOCK | 37,841 | 40,080 | +2,239 | $4,846,000 | $5,331,000 | +$485,000 |
|---|
IJR
ISHARES CORE S&P SMALL CAP ETF | | COMMON STOCK | 17,496 | 19,308 | +1,812 | $2,033,000 | $2,397,000 | +$364,000 |
|---|
ETV
EATON VANCE TAX | | COMMON STOCK | 277,689 | 290,590 | +12,901 | $4,104,000 | $4,385,000 | +$281,000 |
|---|
RWR
SPDR DOW JONES REIT ETF | | COMMON STOCK | 20,482 | 22,790 | +2,308 | $2,036,000 | $2,219,000 | +$183,000 |
|---|
EEM
ISHARES MSCI EMERGING MARKETS ETF | | COMMON STOCK | 14,926 | 17,816 | +2,890 | $513,000 | $667,000 | +$154,000 |
|---|
SCHM
CHARLES SCHWAB US MC ETF | | ETF | 15,740 | 18,147 | +2,407 | $661,000 | $790,000 | +$129,000 |
|---|
SCHH
CHARLES SCHWAB US REIT | | ETF | 16,694 | 19,476 | +2,782 | $725,000 | $831,000 | +$106,000 |
|---|
NEAR
ISHARES SHORT MATURITY BOND ETF | | COMMON STOCK | 17,032 | 19,099 | +2,067 | $854,000 | $959,000 | +$105,000 |
|---|
IYR
ISHARES US REAL ESTATE ETF | | COMMON STOCK | 48,512 | 50,873 | +2,361 | $3,997,000 | $4,102,000 | +$105,000 |
|---|
NZF
NUVEEN ENHANCED MCPL CRE | | COMMON STOCK | 14,312 | 18,200 | +3,888 | $228,000 | $286,000 | +$58,000 |
|---|
EMLP
FIRST TRUST | | COMMON STOCK | 14,759 | 14,778 | +19 | $364,000 | $374,000 | +$10,000 |
|---|
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