Laurel Wealth Advisors, Inc. historic quarter change: USA ETF, Added
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 3 quarters from 2015-12-31 to 2016-09-30, Laurel Wealth Advisors, Inc. opened 33 positions, added to 56, reduced 62 and sold out of 30.
- Q3 2016: Stock XLP; Country of operation —; Class ETF; Shares before 52,853.
- Q3 2016: Stock VOO; Country of operation —; Class ETF; Shares before 6,516.
- Q3 2016: Stock BND; Country of operation —; Class ETF; Shares before 14,808.
- Q3 2016: Stock POWERSHARES QQQ ETF; Country of operation —; Class ETF; Shares before 11,275.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1666179), 3 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-15); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-11); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-07-06). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2015-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | XLP
CONSUMER STAPLES SELECT SECTOR SPDR FUND | | ETF | 52,853 | 66,102 | +13,249 | $2,915,000 | $3,517,000 | +$602,000 | 2016-11-15 |
|---|
| Q3 2016 | VOO
VANGUARD S&P 500 ETF | | ETF | 6,516 | 8,171 | +1,655 | $1,252,000 | $1,624,000 | +$372,000 | 2016-11-15 |
|---|
| Q3 2016 | BND
VANGUARD TOTAL BOND MARKET ETF | | ETF | 14,808 | 18,789 | +3,981 | $1,248,000 | $1,581,000 | +$333,000 | 2016-11-15 |
|---|
| Q3 2016 | POWERSHARES QQQ ETF
CUSIP 73935A104 | | ETF | 11,275 | 11,956 | +681 | $1,213,000 | $1,419,000 | +$206,000 | 2016-11-15 |
|---|
| Q3 2016 | SPY
SPDR S&P 500 ETF | | ETF | 5,711 | 6,110 | +399 | $1,196,000 | $1,322,000 | +$126,000 | 2016-11-15 |
|---|
| Q3 2016 | GSLC
GOLDMAN SACHS ACTIVEBETA U.S. | | ETF | 4,832 | 7,442 | +2,610 | $205,000 | $324,000 | +$119,000 | 2016-11-15 |
|---|
| Q3 2016 | VDC
VANGUARD CONSUMER STAPLES FUND | | ETF | 2,367 | 3,180 | +813 | $334,000 | $435,000 | +$101,000 | 2016-11-15 |
|---|
| Q3 2016 | POWERSHARES S&P 500 HIGH DIVIDEND LOW VOLATILITY PORTFOLIO
CUSIP 73937B654 | | ETF | 11,000 | 13,125 | +2,125 | $421,000 | $511,000 | +$90,000 | 2016-11-15 |
|---|
| Q3 2016 | HEDJ
WISDOMTREE EUROPE HEDGED EQUITY FUND | | ETF | 13,142 | 13,792 | +650 | $664,000 | $741,000 | +$77,000 | 2016-11-15 |
|---|
| Q3 2016 | XLU
UTILITIES SELECT SECTOR SPDR ETF | | ETF | 33,382 | 34,342 | +960 | $1,752,000 | $1,682,000 | -$70,000 | 2016-11-15 |
|---|
| Q3 2016 | SCHO
SCHWAB SHORT-TERM U.S. TREASURY ETF | | ETF | 31,638 | 32,800 | +1,162 | $1,612,000 | $1,666,000 | +$54,000 | 2016-11-15 |
|---|
| Q3 2016 | PFF
ISHARES U.S. PREFERRED STOCK ETF | | ETF | 13,291 | 14,675 | +1,384 | $530,000 | $580,000 | +$50,000 | 2016-11-15 |
|---|
| Q3 2016 | EMB
ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF | | ETF | 4,925 | 5,093 | +168 | $567,000 | $597,000 | +$30,000 | 2016-11-15 |
|---|
| Q3 2016 | VB
VANGUARD SMALL-CAP INDEX FUND | | ETF | 2,281 | 2,382 | +101 | $264,000 | $291,000 | +$27,000 | 2016-11-15 |
|---|
| Q3 2016 | ALERIAN MLP
CUSIP 00162Q866 | | ETF | 21,608 | 23,508 | +1,900 | $275,000 | $298,000 | +$23,000 | 2016-11-15 |
|---|
| Q3 2016 | VEU
VANGUARD FTSE ALL-WORLD EX US INDEX FUND | | ETF | 8,314 | 8,325 | +11 | $356,000 | $378,000 | +$22,000 | 2016-11-15 |
|---|
| Q3 2016 | SDY
SPDR S&P DIVIDEND ETF | | ETF | 15,627 | 15,787 | +160 | $1,311,000 | $1,332,000 | +$21,000 | 2016-11-15 |
|---|
| Q3 2016 | VEA
VANGUARD FTSE DEVELOPED MARKETS ETF | | ETF | 9,359 | 9,418 | +59 | $331,000 | $352,000 | +$21,000 | 2016-11-15 |
|---|
| Q3 2016 | BNDX
VANGUARD TOTAL INTERNATIONAL BOND ETF | | ETF | 4,257 | 4,519 | +262 | $237,000 | $253,000 | +$16,000 | 2016-11-15 |
|---|
| Q3 2016 | ASG
LIBERTY ALL-STAR GROWTH FD INC COM | | CEF | 29,291 | 31,291 | +2,000 | $120,000 | $135,000 | +$15,000 | 2016-11-15 |
|---|
| Q3 2016 | VWO
VANGUARD FTSE EMERGING MARKETS ETF | | ETF | 5,825 | 5,847 | +22 | $205,000 | $220,000 | +$15,000 | 2016-11-15 |
|---|
| Q3 2016 | DBL
DOUBLELINE OPPORTUNISTIC CR FD COM | | CEF | 9,910 | 9,998 | +88 | $265,000 | $257,000 | -$8,000 | 2016-11-15 |
|---|
| Q3 2016 | VYM
VANGUARD HIGH DIVIDEND YIELD INDEX FUND | | ETF | 8,925 | 8,932 | +7 | $638,000 | $644,000 | +$6,000 | 2016-11-15 |
|---|
| Q3 2016 | VIG
VANGUARD DIVIDEND APPRECIATION INDEX FUND | | ETF | 3,398 | 3,406 | +8 | $283,000 | $286,000 | +$3,000 | 2016-11-15 |
|---|
| Q2 2016 | XLP
CONSUMER STAPLES SELECT SECTOR SPDR FUND | | ETF | 16,877 | 52,853 | +35,976 | $895,000 | $2,915,000 | +$2,020,000 | 2016-08-11 |
|---|
| Q2 2016 | VOO
VANGUARD S&P 500 ETF | | ETF | 2,479 | 6,516 | +4,037 | $467,000 | $1,252,000 | +$785,000 | 2016-08-11 |
|---|
| Q2 2016 | FEX
FIRST TRUST LARGE CAP CORE ALPHADEX FUND | | ETF | 10,326 | 12,909 | +2,583 | $461,000 | $582,000 | +$121,000 | 2016-08-11 |
|---|
| Q2 2016 | EMB
ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF | | ETF | 4,356 | 4,925 | +569 | $481,000 | $567,000 | +$86,000 | 2016-08-11 |
|---|
| Q2 2016 | SPY
SPDR S&P 500 ETF | | ETF | 5,422 | 5,711 | +289 | $1,114,000 | $1,196,000 | +$82,000 | 2016-08-11 |
|---|
| Q2 2016 | FPE
FIRST TRUST PREFERRED SECURITIES AND INCOME ETF | | ETF | 13,620 | 15,734 | +2,114 | $254,000 | $299,000 | +$45,000 | 2016-08-11 |
|---|
| Q2 2016 | EFA
ISHARES MSCI EAFE ETF | | ETF | 9,492 | 10,489 | +997 | $543,000 | $585,000 | +$42,000 | 2016-08-11 |
|---|
| Q2 2016 | VYM
VANGUARD HIGH DIVIDEND YIELD INDEX FUND | | ETF | 8,748 | 8,925 | +177 | $604,000 | $638,000 | +$34,000 | 2016-08-11 |
|---|
| Q2 2016 | HEDJ
WISDOMTREE EUROPE HEDGED EQUITY FUND | | ETF | 13,117 | 13,142 | +25 | $681,000 | $664,000 | -$17,000 | 2016-08-11 |
|---|
| Q2 2016 | SCHF
SCHWAB INTERNATIONAL EQUITY ETF | | ETF | 10,028 | 10,299 | +271 | $272,000 | $279,000 | +$7,000 | 2016-08-11 |
|---|
| Q2 2016 | BNDX
VANGUARD TOTAL INTERNATIONAL BOND ETF | | ETF | 4,245 | 4,257 | +12 | $232,000 | $237,000 | +$5,000 | 2016-08-11 |
|---|
| Q2 2016 | DBL
DOUBLELINE OPPORTUNISTIC CR FD COM | | CEF | 9,819 | 9,910 | +91 | $261,000 | $265,000 | +$4,000 | 2016-08-11 |
|---|
| Q1 2016 | XLU
UTILITIES SELECT SECTOR SPDR ETF | | ETF | 16,409 | 33,782 | +17,373 | $710,000 | $1,676,000 | +$966,000 | 2016-07-06 |
|---|
| Q1 2016 | IVV
ISHARES CORE S&P 500 ETF | | ETF | 14,481 | 16,888 | +2,407 | $2,967,000 | $3,490,000 | +$523,000 | 2016-07-06 |
|---|
| Q1 2016 | IJH
ISHARES S&P MIDCAP FUND | | ETF | 5,383 | 8,099 | +2,716 | $750,000 | $1,168,000 | +$418,000 | 2016-07-06 |
|---|
| Q1 2016 | SPY
SPDR S&P 500 ETF | | ETF | 3,859 | 5,422 | +1,563 | $787,000 | $1,114,000 | +$327,000 | 2016-07-06 |
|---|
| Q1 2016 | VYM
VANGUARD HIGH DIVIDEND YIELD INDEX FUND | | ETF | 5,893 | 8,748 | +2,855 | $393,000 | $604,000 | +$211,000 | 2016-07-06 |
|---|
| Q1 2016 | POWERSHARES QQQ ETF
CUSIP 73935A104 | | ETF | 10,142 | 12,190 | +2,048 | $1,135,000 | $1,331,000 | +$196,000 | 2016-07-06 |
|---|
| Q1 2016 | VEA
VANGUARD FTSE DEVELOPED MARKETS ETF | | ETF | 5,454 | 11,041 | +5,587 | $200,000 | $396,000 | +$196,000 | 2016-07-06 |
|---|
| Q1 2016 | MUB
ISHARES AMT-FREE MUNI BOND ETF | | ETF | 8,735 | 10,278 | +1,543 | $967,000 | $1,148,000 | +$181,000 | 2016-07-06 |
|---|
| Q1 2016 | EFA
ISHARES MSCI EAFE ETF | | ETF | 6,773 | 9,492 | +2,719 | $398,000 | $543,000 | +$145,000 | 2016-07-06 |
|---|
| Q1 2016 | HEDJ
WISDOMTREE EUROPE HEDGED EQUITY FUND | | ETF | 10,558 | 13,117 | +2,559 | $568,000 | $681,000 | +$113,000 | 2016-07-06 |
|---|
| Q1 2016 | VOO
VANGUARD S&P 500 ETF | | ETF | 1,998 | 2,479 | +481 | $374,000 | $467,000 | +$93,000 | 2016-07-06 |
|---|
| Q1 2016 | PFF
ISHARES U.S. PREFERRED STOCK ETF | | ETF | 12,848 | 14,858 | +2,010 | $499,000 | $580,000 | +$81,000 | 2016-07-06 |
|---|
| Q1 2016 | VIG
VANGUARD DIVIDEND APPRECIATION INDEX FUND | | ETF | 2,848 | 3,617 | +769 | $221,000 | $294,000 | +$73,000 | 2016-07-06 |
|---|
| Q1 2016 | EMB
ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF | | ETF | 3,981 | 4,356 | +375 | $421,000 | $481,000 | +$60,000 | 2016-07-06 |
|---|
| Q1 2016 | IVE
ISHARES S&P 500 VALUE ETF | | ETF | 4,306 | 4,755 | +449 | $381,000 | $428,000 | +$47,000 | 2016-07-06 |
|---|
| Q1 2016 | VNQ
VANGUARD REIT ETF | | ETF | 5,081 | 5,082 | +1 | $405,000 | $426,000 | +$21,000 | 2016-07-06 |
|---|
| Q1 2016 | EFV
ISHARES MSCI EAFE VALUE ETF | | ETF | 6,260 | 6,883 | +623 | $291,000 | $309,000 | +$18,000 | 2016-07-06 |
|---|
| Q1 2016 | DBL
DOUBLELINE OPPORTUNISTIC CR FD COM | | CEF | 9,729 | 9,819 | +90 | $246,000 | $261,000 | +$15,000 | 2016-07-06 |
|---|
| Q1 2016 | BNDX
VANGUARD TOTAL INTERNATIONAL BOND ETF | | ETF | 4,237 | 4,245 | +8 | $224,000 | $232,000 | +$8,000 | 2016-07-06 |
|---|
| Q1 2016 | ASG
LIBERTY ALL-STAR GROWTH FD INC COM | | CEF | 26,976 | 29,291 | +2,315 | $124,000 | $119,000 | -$5,000 | 2016-07-06 |
|---|
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