TRAIN BABCOCK ADVISORS LLC current holdings: USA ETF
TRAIN BABCOCK ADVISORS LLC reported $0.05 billion in exchange-traded fund shares (known by the fund name on the filing) (listed in the US), 30 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are SPY, POWERSHARES QQQ TRUST UNIT SER, BABA.
- SPY: Country of operation —; Class ETF; Shares 65,037; Value $14,067,000.
- POWERSHARES QQQ TRUST UNIT SER: Country of operation —; Class ETF; Shares 49,012; Value $5,819,000.
- BABA: Country of operation —; Class COM; Shares 37,877; Value $4,007,000.
- HEDJ: Country of operation —; Class ETF; Shares 66,996; Value $3,600,000.
Form 13F-HR as filed (SEC CIK 860862): quarter ended 2016-09-30, filed 2016-10-21. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed | Performance |
|---|
SPY
SPDR S&P 500 ETF TRUST | | ETF | 65,037 | $14,067,000 | 2016-09-30 | 2016-10-21 | |
|---|
POWERSHARES QQQ TRUST UNIT SER
CUSIP 73935A104 | | ETF | 49,012 | $5,819,000 | 2016-09-30 | 2016-10-21 | |
|---|
BABA
ALIBABA GROUP HLDG LTD | | COM | 37,877 | $4,007,000 | 2016-09-30 | 2016-10-21 | |
|---|
HEDJ
WISDOMTREE EUROPE ETF HEDGED E | | ETF | 66,996 | $3,600,000 | 2016-09-30 | 2016-10-21 | |
|---|
MDY
SPDR S&P MIDCAP 400 ETF TRUST | | ETF | 12,486 | $3,525,000 | 2016-09-30 | 2016-10-21 | |
|---|
XLY
SECTOR SPDR CONSUMER FD SHARES | | ETF | 37,756 | $3,022,000 | 2016-09-30 | 2016-10-21 | |
|---|
XLI
SECTOR SPDR INDL SELECT SHARES | | ETF | 36,640 | $2,139,000 | 2016-09-30 | 2016-10-21 | |
|---|
VIS
VANGUARD INDUSTRIALS | | ETF | 17,000 | $1,885,000 | 2016-09-30 | 2016-10-21 | |
|---|
VO
VANGUARD INDEX FDS MID CAP ETF | | ETF | 13,405 | $1,735,000 | 2016-09-30 | 2016-10-21 | |
|---|
PUREFUNDS ISE CYBER SECURITY E
CUSIP 26924G201 | | ETF | 60,808 | $1,696,000 | 2016-09-30 | 2016-10-21 | |
|---|
VB
VANGUARD SMALL-CAP ETF | | ETF | 13,845 | $1,691,000 | 2016-09-30 | 2016-10-21 | |
|---|
DGS
WISDOMTREE TRUST EMERGING SMAL | | ETF | 29,775 | $1,243,000 | 2016-09-30 | 2016-10-21 | |
|---|
VWO
VANGUARD FTSE EMERGING MARKETS | | ETF | 29,269 | $1,101,000 | 2016-09-30 | 2016-10-21 | |
|---|
XHB
SPDR S&P HOMEBUILDERS ETF | | ETF | 30,340 | $1,030,000 | 2016-09-30 | 2016-10-21 | |
|---|
SDY
SPDR S&P DIVIDEND ETF | | ETF | 12,154 | $1,026,000 | 2016-09-30 | 2016-10-21 | |
|---|
FDN
FIRST TRUST DJ INTERNET IDX FD | | ETF | 10,625 | $867,000 | 2016-09-30 | 2016-10-21 | |
|---|
XLE
ENERGY SELECT SECTOR ETF | | ETF | 11,275 | $796,000 | 2016-09-30 | 2016-10-21 | |
|---|
IYH
ISHARES TR DJ US HEALTHCR | | ETF | 3,400 | $511,000 | 2016-09-30 | 2016-10-21 | |
|---|
EGSHARES EMERGING MARKETS CONS
CUSIP 268461779 | | ETF | 17,682 | $439,000 | 2016-09-30 | 2016-10-21 | |
|---|
IWS
ISHARES RUSSELL VALUE MIDCAP V | | ETF | 5,700 | $438,000 | 2016-09-30 | 2016-10-21 | |
|---|
IBB
ISHARES TR NASDQ BIO INDX | | ETF | 1,323 | $383,000 | 2016-09-30 | 2016-10-21 | |
|---|
VCR
VANGUARD CNSMR DSCRTNARY | | ETF | 2,875 | $362,000 | 2016-09-30 | 2016-10-21 | |
|---|
DWX
SPDR S & P INTL DIVIDEND | | ETF | 8,703 | $321,000 | 2016-09-30 | 2016-10-21 | |
|---|
BBH
VANECK VECTORS BIOTECH ETF | | ETF | 2,735 | $315,000 | 2016-09-30 | 2016-10-21 | |
|---|
EFA
ISHARES TR MSCI EAFE FD MSCI E | | ETF | 4,577 | $270,000 | 2016-09-30 | 2016-10-21 | |
|---|
KRE
SPDR S&P REGIONAL BKING | | ETF | 6,250 | $264,000 | 2016-09-30 | 2016-10-21 | |
|---|
VHT
VANGUARD HEALTH CARE ETF | | ETF | 1,905 | $253,000 | 2016-09-30 | 2016-10-21 | |
|---|
IWF
ISHARES TR RUSSELL 1000 GROWTH | | ETF | 2,332 | $243,000 | 2016-09-30 | 2016-10-21 | |
|---|
XLB
MATERIALS SELECT SECTOR SPDR F | | ETF | 4,500 | $215,000 | 2016-09-30 | 2016-10-21 | |
|---|
RVT
ROYCE VALUE TRUST, INC. | | COM | 13,000 | $165,000 | 2016-09-30 | 2016-10-21 | |
|---|
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