UBS AG quarter change: USA Options, Added
In put and call options, at their filed underlying value (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 532 positions, added to 1,387, reduced 1,260, sold out of 663 and left 322 unchanged. The largest increase in value was SPY (+$1,263,307,000); the largest decrease was WY (-$473,426,000).
- SPY: Country of operation —; Class TR UNIT · Put; Shares 2014-06-30 7,881,110; Shares 2014-09-30 14,241,180.
- SPY: Country of operation —; Class TR UNIT · Call; Shares 2014-06-30 3,240,390; Shares 2014-09-30 5,429,760.
- OXY: Country of operation United States; Class COM · Call; Shares 2014-06-30 2,736,475; Shares 2014-09-30 6,509,000.
- CMCSA: Country of operation United States; Class CL A · Call; Shares 2014-06-30 132,700; Shares 2014-09-30 5,050,200.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| SPY SPDR S&P 500 ETF TR | TR UNIT · Put | 7,881,110 | 14,241,180 | +6,360,070 | $1,542,491,000 | $2,805,798,000 | +$1,263,307,000 | |
| SPY SPDR S&P 500 ETF TR | TR UNIT · Call | 3,240,390 | 5,429,760 | +2,189,370 | $634,209,000 | $1,069,771,000 | +$435,562,000 | |
| OXY OCCIDENTAL PETE CORP DEL | United States | COM · Call | 2,736,475 | 6,509,000 | +3,772,525 | $280,844,000 | $625,840,000 | +$344,996,000 |
| CMCSA COMCAST CORP NEW | United States | CL A · Call | 132,700 | 5,050,200 | +4,917,500 | $7,123,000 | $271,600,000 | +$264,477,000 |
| IWM ISHARES TR | RUSSELL 2000 ETF · Put | 5,283,300 | 7,576,700 | +2,293,400 | $627,709,000 | $828,513,000 | +$200,804,000 | |
| EEM ISHARES TR | MSCI EMG MKT ETF · Call | 11,628,500 | 16,892,800 | +5,264,300 | $502,700,000 | $702,065,000 | +$199,365,000 | |
| INTC INTEL CORP | United States | COM · Put | 1,870,000 | 6,847,900 | +4,977,900 | $57,783,000 | $238,444,000 | +$180,661,000 |
| YAHOO INC CUSIP 984332106 | COM · Call | 5,818,050 | 9,044,300 | +3,226,250 | $204,388,000 | $368,555,000 | +$164,167,000 | |
| XLE SELECT SECTOR SPDR TR | SBI INT-ENERGY · Put | 320,500 | 2,002,900 | +1,682,400 | $32,082,000 | $181,503,000 | +$149,421,000 | |
| EEM ISHARES TR | MSCI EMG MKT ETF · Put | 21,546,300 | 25,910,000 | +4,363,700 | $931,446,000 | $1,076,819,000 | +$145,373,000 | |
| AMTRUST FINL SVCS INC CUSIP 032359309 | COM · Put | 6,800 | 3,634,600 | +3,627,800 | $284,000 | $144,730,000 | +$144,446,000 | |
| FXI ISHARES TR | CHINA LG-CAP ETF · Call | 804,400 | 4,191,700 | +3,387,300 | $29,795,000 | $160,458,000 | +$130,663,000 | |
| MCD MCDONALDS CORP | United States | COM · Put | 42,200 | 1,025,560 | +983,360 | $4,251,000 | $97,233,000 | +$92,982,000 |
| WYNN WYNN RESORTS LTD | United States | COM · Put | 70,200 | 555,200 | +485,000 | $14,571,000 | $103,867,000 | +$89,296,000 |
| META FACEBOOK INC | United States | CL A · Put | 1,511,100 | 2,387,400 | +876,300 | $101,682,000 | $188,700,000 | +$87,018,000 |
| SUNEDISON INC CUSIP 86732Y109 | COM · Put | 276,000 | 4,518,800 | +4,242,800 | $6,238,000 | $85,315,000 | +$79,077,000 | |
| GLD SPDR GOLD TRUST | United States | GOLD SHS · Put | 528,200 | 1,258,800 | +730,600 | $67,631,000 | $146,285,000 | +$78,654,000 |
| SLV ISHARES SILVER TRUST | United States | ISHARES · Put | 984,100 | 5,715,000 | +4,730,900 | $19,928,000 | $93,440,000 | +$73,512,000 |
| NFLX NETFLIX INC | United States | COM · Call | 23,000 | 185,100 | +162,100 | $10,134,000 | $83,513,000 | +$73,379,000 |
| XLY SELECT SECTOR SPDR TR | SBI CONS DISCR · Call | 22,300 | 1,100,200 | +1,077,900 | $1,488,000 | $73,372,000 | +$71,884,000 | |
| EFA ISHARES TR | MSCI EAFE ETF · Call | 4,734,900 | 6,133,400 | +1,398,500 | $323,725,000 | $393,274,000 | +$69,549,000 | |
| POWERSHS DB US DOLLAR INDEX CUSIP 73936D107 | DOLL INDX BULL · Call | 5,400 | 2,993,300 | +2,987,900 | $115,000 | $68,457,000 | +$68,342,000 | |
| AAPL APPLE INC | United States | COM · Put | 6,772,630 | 6,910,270 | +137,640 | $629,381,000 | $696,210,000 | +$66,829,000 |
| TLT ISHARES TR | 20+ YR TR BD ETF · Put | 265,800 | 821,500 | +555,700 | $30,174,000 | $95,516,000 | +$65,342,000 | |
| META FACEBOOK INC | United States | CL A · Call | 2,708,050 | 3,113,500 | +405,450 | $182,225,000 | $246,091,000 | +$63,866,000 |
| SUNEDISON INC CUSIP 86732Y109 | COM · Call | 193,200 | 3,512,000 | +3,318,800 | $4,366,000 | $66,307,000 | +$61,941,000 | |
| LVS LAS VEGAS SANDS CORP | United States | COM · Put | 257,700 | 1,310,500 | +1,052,800 | $19,642,000 | $81,526,000 | +$61,884,000 |
| DELPHI AUTOMOTIVE PLC CUSIP G27823106 | SHS · Put | 2,000 | 1,008,100 | +1,006,100 | $137,000 | $61,837,000 | +$61,700,000 | |
| CONSOL ENERGY INC CUSIP 20854P109 | COM · Put | 2,034,498 | 4,011,300 | +1,976,802 | $93,729,000 | $151,868,000 | +$58,139,000 | |
| EWG ISHARES | MSCI GERMANY ETF · Call | 3,100 | 2,004,400 | +2,001,300 | $97,000 | $55,522,000 | +$55,425,000 | |
| BLACKSTONE GROUP L P CUSIP 09253U108 | United States | COM UNIT LTD · Put | 90,700 | 1,847,300 | +1,756,600 | $3,033,000 | $58,153,000 | +$55,120,000 |
| HD HOME DEPOT INC | United States | COM · Put | 110,700 | 697,700 | +587,000 | $8,963,000 | $64,007,000 | +$55,044,000 |
| BAC BANK AMER CORP | United States | COM · Put | 4,721,300 | 7,444,000 | +2,722,700 | $72,566,000 | $126,920,000 | +$54,354,000 |
| AMZN AMAZON COM INC | United States | COM · Call | 41,134 | 197,771 | +156,637 | $13,360,000 | $63,769,000 | +$50,409,000 |
| XLU SELECT SECTOR SPDR TR | SBI INT-UTILS · Put | 88,100 | 1,193,500 | +1,105,400 | $3,899,000 | $50,234,000 | +$46,335,000 | |
| TWITTER INC CUSIP 90184L102 | COM · Put | 154,100 | 1,013,100 | +859,000 | $6,313,000 | $52,256,000 | +$45,943,000 | |
| GLD SPDR GOLD TRUST | United States | GOLD SHS · Call | 1,959,000 | 2,548,300 | +589,300 | $250,831,000 | $296,137,000 | +$45,306,000 |
| CHRW C H ROBINSON WORLDWIDE INC | United States | COM NEW · Call | 21,400 | 690,900 | +669,500 | $1,365,000 | $45,820,000 | +$44,455,000 |
| TWITTER INC CUSIP 90184L102 | COM · Call | 872,166 | 1,507,650 | +635,484 | $35,733,000 | $77,765,000 | +$42,032,000 | |
| EWZ ISHARES | MSCI BRZ CAP ETF · Put | 2,500,100 | 3,715,600 | +1,215,500 | $119,455,000 | $161,443,000 | +$41,988,000 | |
| XOMXXXX EXXON MOBIL CORP | COM · Call | 328,600 | 797,000 | +468,400 | $33,084,000 | $74,958,000 | +$41,874,000 | |
| SLB SCHLUMBERGER LTD | COM · Put | 34,300 | 450,200 | +415,900 | $4,046,000 | $45,781,000 | +$41,735,000 | |
| ISHARES CUSIP 464286731 | MSCI TAIWAN ETF · Put | 1,100 | 2,732,100 | +2,731,000 | $17,000 | $41,719,000 | +$41,702,000 | |
| V VISA INC | United States | COM CL A · Put | 237,000 | 422,500 | +185,500 | $49,938,000 | $90,149,000 | +$40,211,000 |
| PSX PHILLIPS 66 | United States | COM · Call | 159,400 | 640,400 | +481,000 | $12,821,000 | $52,071,000 | +$39,250,000 |
| TSN TYSON FOODS INC | United States | CL A · Call | 24,800 | 963,100 | +938,300 | $931,000 | $37,917,000 | +$36,986,000 |
| YUM YUM BRANDS INC | United States | COM · Put | 81,200 | 602,966 | +521,766 | $6,593,000 | $43,401,000 | +$36,808,000 |
| RIG TRANSOCEAN LTD | REG SHS · Put | 644,269 | 2,028,798 | +1,384,529 | $29,011,000 | $64,861,000 | +$35,850,000 | |
| GM GENERAL MTRS CO | United States | COM · Put | 823,000 | 2,039,200 | +1,216,200 | $29,875,000 | $65,132,000 | +$35,257,000 |
| NFLX NETFLIX INC | United States | COM · Put | 41,600 | 116,700 | +75,100 | $18,329,000 | $52,653,000 | +$34,324,000 |
| TSLA TESLA MTRS INC | United States | COM · Call | 97,900 | 236,645 | +138,745 | $23,502,000 | $57,429,000 | +$33,927,000 |
| BROADCOM CORP CUSIP 111320107 | CL A · Put | 286,900 | 1,099,000 | +812,100 | $10,650,000 | $44,422,000 | +$33,772,000 | |
| HAL HALLIBURTON CO | United States | COM · Call | 304,200 | 857,100 | +552,900 | $21,601,000 | $55,292,000 | +$33,691,000 |
| MACQUARIE INFRASTR CO LLC CUSIP 55608B105 | MEMBERSHIP INT · Call | 1,500 | 500,000 | +498,500 | $94,000 | $33,350,000 | +$33,256,000 | |
| MSFT MICROSOFT CORP | United States | COM · Call | 865,684 | 1,470,442 | +604,758 | $36,099,000 | $68,170,000 | +$32,071,000 |
| MSI MOTOROLA SOLUTIONS INC | United States | COM NEW · Call | 284,200 | 803,600 | +519,400 | $18,919,000 | $50,852,000 | +$31,933,000 |
| TSLA TESLA MTRS INC | United States | COM · Put | 124,500 | 253,700 | +129,200 | $29,887,000 | $61,568,000 | +$31,681,000 |
| DB DEUTSCHE BANK AG | NAMEN AKT · Call | 1,781,349 | 2,699,836 | +918,487 | $62,668,000 | $94,116,000 | +$31,448,000 | |
| AMZN AMAZON COM INC | United States | COM · Put | 178,000 | 276,800 | +98,800 | $57,811,000 | $89,251,000 | +$31,440,000 |
| GT GOODYEAR TIRE & RUBR CO | United States | COM · Put | 285,900 | 1,710,000 | +1,424,100 | $7,942,000 | $38,620,000 | +$30,678,000 |
| CENTURYLINK INC CUSIP 156700106 | COM · Call | 36,500 | 771,500 | +735,000 | $1,321,000 | $31,547,000 | +$30,226,000 | |
| GILD GILEAD SCIENCES INC | United States | COM · Put | 402,600 | 596,600 | +194,000 | $33,380,000 | $63,508,000 | +$30,128,000 |
| GOOGLE INC CUSIP 38259P508 | CL A · Put | 8,193 | 58,849 | +50,656 | $4,790,000 | $34,627,000 | +$29,837,000 | |
| LINKEDIN CORP CUSIP 53578A108 | COM CL A · Put | 200,500 | 306,600 | +106,100 | $34,380,000 | $63,708,000 | +$29,328,000 | |
| HD HOME DEPOT INC | United States | COM · Call | 48,500 | 362,400 | +313,900 | $3,927,000 | $33,247,000 | +$29,320,000 |
| DRESSER-RAND GROUP INC CUSIP 261608103 | COM · Call | 77,900 | 401,000 | +323,100 | $4,965,000 | $32,986,000 | +$28,021,000 | |
| IYR ISHARES TR | U.S. REAL ES ETF · Put | 69,300 | 472,400 | +403,100 | $4,975,000 | $32,690,000 | +$27,715,000 | |
| WMB WILLIAMS COS INC DEL | United States | COM · Put | 167,300 | 674,800 | +507,500 | $9,739,000 | $37,350,000 | +$27,611,000 |
| MRK MERCK & CO INC NEW | United States | COM · Put | 98,700 | 561,000 | +462,300 | $5,710,000 | $33,256,000 | +$27,546,000 |
| DG DOLLAR GEN CORP NEW | United States | COM · Call | 4,000 | 449,200 | +445,200 | $229,000 | $27,451,000 | +$27,222,000 |
| MICHAEL KORS HLDGS LTD CUSIP G60754101 | SHS · Put | 132,900 | 537,100 | +404,200 | $11,782,000 | $38,344,000 | +$26,562,000 | |
| JNJ JOHNSON & JOHNSON | United States | COM · Put | 126,900 | 373,339 | +246,439 | $13,277,000 | $39,794,000 | +$26,517,000 |
| CMCSA COMCAST CORP NEW | United States | CL A · Put | 128,306 | 618,469 | +490,163 | $6,887,000 | $33,261,000 | +$26,374,000 |
| C CITIGROUP INC | United States | COM NEW · Put | 1,152,700 | 1,556,400 | +403,700 | $54,292,000 | $80,653,000 | +$26,361,000 |
| CAT CATERPILLAR INC DEL | United States | COM · Put | 29,500 | 290,100 | +260,600 | $3,206,000 | $28,729,000 | +$25,523,000 |
| HLF HERBALIFE LTD | COM USD SHS · Put | 1,796,900 | 2,076,500 | +279,600 | $115,972,000 | $90,847,000 | -$25,125,000 | |
| F FORD MTR CO DEL | United States | COM PAR $0.01 · Put | 362,800 | 2,115,700 | +1,752,900 | $6,254,000 | $31,291,000 | +$25,037,000 |
| EBAY EBAY INC | United States | COM · Call | 495,950 | 873,565 | +377,615 | $24,827,000 | $49,470,000 | +$24,643,000 |
| COACH INC CUSIP 189754104 | COM · Put | 163,000 | 819,600 | +656,600 | $5,573,000 | $29,186,000 | +$23,613,000 | |
| AMGN AMGEN INC | United States | COM · Put | 26,782 | 188,900 | +162,118 | $3,171,000 | $26,533,000 | +$23,362,000 |
| AMAT APPLIED MATLS INC | United States | COM · Put | 135,500 | 1,208,500 | +1,073,000 | $3,056,000 | $26,116,000 | +$23,060,000 |
| XLF SELECT SECTOR SPDR TR | SBI INT-FINL · Call | 927,700 | 1,900,200 | +972,500 | $21,096,000 | $44,028,000 | +$22,932,000 | |
| LVS LAS VEGAS SANDS CORP | United States | COM · Call | 44,300 | 410,500 | +366,200 | $3,377,000 | $25,537,000 | +$22,160,000 |
| SPDR SERIES TRUST CUSIP 78464A730 | S&P OILGAS EXP · Call | 568,400 | 998,100 | +429,700 | $46,768,000 | $68,699,000 | +$21,931,000 | |
| MET METLIFE INC | United States | COM · Put | 98,200 | 504,569 | +406,369 | $5,456,000 | $27,105,000 | +$21,649,000 |
| MELLANOX TECHNOLOGIES LTD CUSIP M51363113 | SHS · Call | 2,600 | 462,900 | +460,300 | $91,000 | $20,770,000 | +$20,679,000 | |
| GENERAL ELECTRIC CO CUSIP 369604103 | United States | COM · Put | 501,862 | 1,306,262 | +804,400 | $13,189,000 | $33,466,000 | +$20,277,000 |
| WMB WILLIAMS COS INC DEL | United States | COM · Call | 7,396,900 | 8,142,000 | +745,100 | $430,574,000 | $450,660,000 | +$20,086,000 |
| JPM JPMORGAN CHASE & CO | United States | COM · Call | 360,010 | 676,800 | +316,790 | $20,743,000 | $40,771,000 | +$20,028,000 |
| HLF HERBALIFE LTD | COM USD SHS · Call | 390,900 | 1,033,900 | +643,000 | $25,229,000 | $45,233,000 | +$20,004,000 | |
| GOOGLE INC CUSIP 38259P706 | CL C · Call | 36,990 | 71,250 | +34,260 | $21,280,000 | $41,137,000 | +$19,857,000 | |
| AAL AMERICAN AIRLS GROUP INC | United States | COM · Put | 53,200 | 619,300 | +566,100 | $2,285,000 | $21,973,000 | +$19,688,000 |
| PG PROCTER & GAMBLE CO | United States | COM · Put | 192,393 | 414,500 | +222,107 | $15,120,000 | $34,710,000 | +$19,590,000 |
| NORDSTROM INC CUSIP 655664100 | United States | COM · Call | 27,600 | 311,300 | +283,700 | $1,875,000 | $21,284,000 | +$19,409,000 |
| MU MICRON TECHNOLOGY INC | United States | COM · Put | 1,411,000 | 1,914,800 | +503,800 | $46,492,000 | $65,601,000 | +$19,109,000 |
| MICHAEL KORS HLDGS LTD CUSIP G60754101 | SHS · Call | 22,900 | 287,600 | +264,700 | $2,030,000 | $20,532,000 | +$18,502,000 | |
| DOW CHEM CO CUSIP 260543103 | United States | COM · Put | 70,400 | 417,900 | +347,500 | $3,623,000 | $21,915,000 | +$18,292,000 |
| NPO ENPRO INDS INC | United States | COM · Call | 100 | 300,000 | +299,900 | $7,000 | $18,159,000 | +$18,152,000 |
| EWZ ISHARES | MSCI BRZ CAP ETF · Call | 1,457,400 | 2,017,700 | +560,300 | $69,635,000 | $87,669,000 | +$18,034,000 | |
| XILINX INC CUSIP 983919101 | COM · Put | 61,000 | 491,500 | +430,500 | $2,886,000 | $20,815,000 | +$17,929,000 |
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