UBS AG quarter change: USA Warrants, Added
In warrants (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 10 positions, added to 18, reduced 14, sold out of 15 and left 10 unchanged. The largest increase in value was KINDER MORGAN INC DEL (+$1,848,000); the largest decrease was GENERAL MTRS CO (-$1,835,000).
- KINDER MORGAN INC DEL: Country of operation —; Class *W EXP 05/25/201; Shares 2014-06-30 838,749; Shares 2014-09-30 1,148,100.
- JPMORGAN CHASE & CO: Country of operation —; Class *W EXP 10/28/201; Shares 2014-06-30 317,970; Shares 2014-09-30 331,981.
- PNC FINL SVCS GROUP INC: Country of operation —; Class *W EXP 12/31/201; Shares 2014-06-30 42,030; Shares 2014-09-30 44,571.
- WELLS FARGO & CO NEW: Country of operation —; Class *W EXP 10/28/201; Shares 2014-06-30 362; Shares 2014-09-30 2,738.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|
KINDER MORGAN INC DEL
CUSIP 49456B119 | | *W EXP 05/25/201 | 838,749 | 1,148,100 | +309,351 | $2,332,000 | $4,180,000 | +$1,848,000 |
|---|
JPMORGAN CHASE & CO
CUSIP 46634E114 | | *W EXP 10/28/201 | 317,970 | 331,981 | +14,011 | $6,146,000 | $6,676,000 | +$530,000 |
|---|
PNC FINL SVCS GROUP INC
CUSIP 693475121 | | *W EXP 12/31/201 | 42,030 | 44,571 | +2,541 | $1,092,000 | $1,019,000 | -$73,000 |
|---|
WELLS FARGO & CO NEW
CUSIP 949746119 | | *W EXP 10/28/201 | 362 | 2,738 | +2,376 | $8,000 | $55,000 | +$47,000 |
|---|
CITIGROUP INC
CUSIP 172967226 | | *W EXP 01/04/201 | 48,138 | 73,743 | +25,605 | $29,000 | $71,000 | +$42,000 |
|---|
M & T BK CORP
CUSIP 55261F112 | | *W EXP 12/23/201 | 278 | 461 | +183 | $14,000 | $23,000 | +$9,000 |
|---|
CAPITAL ONE FINL CORP
CUSIP 14040H139 | | *W EXP 11/14/201 | 464 | 685 | +221 | $19,000 | $27,000 | +$8,000 |
|---|
SUNTRUST BKS INC
CUSIP 867914129 | | *W EXP 12/31/201 | 300 | 967 | +667 | $3,000 | $9,000 | +$6,000 |
|---|
CRESUD SA COMERCIAL
CUSIP P3311R192 | | *W EXP 05/22/201 | 5,491 | 142,564 | +137,073 | $0 | $4,000 | +$4,000 |
|---|
TEJON RANCH CO
CUSIP 879080133 | | *W EXP 08/31/201 | 9,330 | 12,003 | +2,673 | $26,000 | $24,000 | -$2,000 |
|---|
VRINGO INC
CUSIP 92911N112 | | *W EXP 06/21/201 | 2,616 | 11,500 | +8,884 | $3,000 | $1,000 | -$2,000 |
|---|
VALLEY NATL BANCORP
CUSIP 919794123 | | *W EXP 06/30/201 | 1,692 | 12,226 | +10,534 | $0 | $1,000 | +$1,000 |
|---|
EASTMAN KODAK CO
CUSIP 277461133 | | *W EXP 09/03/201 | 1,036 | 1,179 | +143 | $10,000 | $9,000 | -$1,000 |
|---|
EASTMAN KODAK CO
CUSIP 277461141 | | *W EXP 09/03/201 | 891 | 1,299 | +408 | $8,000 | $7,000 | -$1,000 |
|---|
INTERCLOUD SYS INC
CUSIP 458488111 | | *W EXP 08/25/201 | 220 | 814 | +594 | $1,000 | $2,000 | +$1,000 |
|---|
LGL GROUP INC
CUSIP 50186A116 | | *W EXP 08/06/201 | 13,601 | 16,501 | +2,900 | $0 | $1,000 | +$1,000 |
|---|
SYNERGY PHARMACEUTICALS DEL
CUSIP 871639118 | | *W EXP 12/06/201 | 1,309 | 1,709 | +400 | $2,000 | $1,000 | -$1,000 |
|---|
MICRONET ENERTEC TECH INC
CUSIP 595117110 | | *W EXP 04/15/201 | 557 | 668 | +111 | $0 | $0 | $0 |
|---|
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