UBS AG quarter change: USA Options, Sold out
In put and call options, at their filed underlying value (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 532 positions, added to 1,387, reduced 1,260, sold out of 663 and left 322 unchanged. The largest increase in value was SPY (+$1,263,307,000); the largest decrease was WY (-$473,426,000).
- BARCLAYS BK PLC: Country of operation —; Class IPATH S&P500 VIX · Put; Shares 2014-06-30 875,000; Shares 2014-09-30 0.
- FCX: Country of operation United States; Class COM · Call; Shares 2014-06-30 618,600; Shares 2014-09-30 0.
- IRON MTN INC: Country of operation —; Class COM · Call; Shares 2014-06-30 572,100; Shares 2014-09-30 0.
- HILLSHIRE BRANDS CO: Country of operation —; Class COM · Put; Shares 2014-06-30 215,000; Shares 2014-09-30 0.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| BARCLAYS BK PLC CUSIP 06742E711 | IPATH S&P500 VIX · Put | 875,000 | 0 | -875,000 | $25,025,000 | $0 | -$25,025,000 | |
| FCX FREEPORT-MCMORAN COPPER & GO | United States | COM · Call | 618,600 | 0 | -618,600 | $22,579,000 | $0 | -$22,579,000 |
| IRON MTN INC CUSIP 462846106 | COM · Call | 572,100 | 0 | -572,100 | $20,281,000 | $0 | -$20,281,000 | |
| HILLSHIRE BRANDS CO CUSIP 432589109 | COM · Put | 215,000 | 0 | -215,000 | $13,395,000 | $0 | -$13,395,000 | |
| FTNT FORTINET INC | United States | COM · Put | 400,100 | 0 | -400,100 | $10,055,000 | $0 | -$10,055,000 |
| BARCLAYS BK PLC CUSIP 06742E711 | IPATH S&P500 VIX · Call | 341,000 | 0 | -341,000 | $9,753,000 | $0 | -$9,753,000 | |
| FCX FREEPORT-MCMORAN COPPER & GO | United States | COM · Put | 255,300 | 0 | -255,300 | $9,318,000 | $0 | -$9,318,000 |
| QUESTCOR PHARMACEUTICALS INC CUSIP 74835Y101 | COM · Put | 72,800 | 0 | -72,800 | $6,733,000 | $0 | -$6,733,000 | |
| IRON MTN INC CUSIP 462846106 | COM · Put | 143,500 | 0 | -143,500 | $5,087,000 | $0 | -$5,087,000 | |
| CBS OUTDOOR AMERS INC CUSIP 14987J106 | COM · Call | 128,800 | 0 | -128,800 | $4,209,000 | $0 | -$4,209,000 | |
| IHS INC CUSIP 451734107 | CL A · Call | 30,500 | 0 | -30,500 | $4,138,000 | $0 | -$4,138,000 | |
| FURIEX PHARMACEUTICALS INC CUSIP 36106P101 | COM · Put | 35,400 | 0 | -35,400 | $3,759,000 | $0 | -$3,759,000 | |
| CHENIERE ENERGY PTNRS LP HLD CUSIP 16411W108 | COM REP LLC IN · Call | 150,000 | 0 | -150,000 | $3,726,000 | $0 | -$3,726,000 | |
| HILLSHIRE BRANDS CO CUSIP 432589109 | COM · Call | 56,400 | 0 | -56,400 | $3,514,000 | $0 | -$3,514,000 | |
| IRWD IRONWOOD PHARMACEUTICALS INC | United States | COM CL A · Put | 220,000 | 0 | -220,000 | $3,373,000 | $0 | -$3,373,000 |
| YONGYE INTL INC CUSIP 98607B106 | COM · Call | 452,200 | 0 | -452,200 | $3,170,000 | $0 | -$3,170,000 | |
| TPH TRI POINTE HOMES INC | United States | COM · Put | 200,000 | 0 | -200,000 | $3,144,000 | $0 | -$3,144,000 |
| IDENIX PHARMACEUTICALS INC CUSIP 45166R204 | COM · Put | 117,100 | 0 | -117,100 | $2,822,000 | $0 | -$2,822,000 | |
| QUESTCOR PHARMACEUTICALS INC CUSIP 74835Y101 | COM · Call | 28,800 | 0 | -28,800 | $2,664,000 | $0 | -$2,664,000 | |
| YONGYE INTL INC CUSIP 98607B106 | COM · Put | 344,500 | 0 | -344,500 | $2,415,000 | $0 | -$2,415,000 | |
| TRULIA INC CUSIP 897888103 | COM · Put | 50,000 | 0 | -50,000 | $2,369,000 | $0 | -$2,369,000 | |
| PSA PUBLIC STORAGE | United States | COM · Call | 13,300 | 0 | -13,300 | $2,279,000 | $0 | -$2,279,000 |
| IRWD IRONWOOD PHARMACEUTICALS INC | United States | COM CL A · Call | 135,300 | 0 | -135,300 | $2,074,000 | $0 | -$2,074,000 |
| TKR TIMKEN CO | United States | COM · Put | 30,100 | 0 | -30,100 | $2,042,000 | $0 | -$2,042,000 |
| OPENTABLE INC CUSIP 68372A104 | COM · Call | 18,900 | 0 | -18,900 | $1,958,000 | $0 | -$1,958,000 | |
| NWE NORTHWESTERN CORP | United States | COM NEW · Call | 33,200 | 0 | -33,200 | $1,733,000 | $0 | -$1,733,000 |
| LEGG MASON INC CUSIP 524901105 | COM · Call | 33,200 | 0 | -33,200 | $1,703,000 | $0 | -$1,703,000 | |
| ACORDA THERAPEUTICS INC CUSIP 00484M106 | COM · Put | 47,800 | 0 | -47,800 | $1,611,000 | $0 | -$1,611,000 | |
| ATLAS ENERGY LP CUSIP 04930A104 | COM UNITS LP · Put | 28,300 | 0 | -28,300 | $1,270,000 | $0 | -$1,270,000 | |
| AXIALL CORP CUSIP 05463D100 | COM · Put | 25,000 | 0 | -25,000 | $1,182,000 | $0 | -$1,182,000 | |
| OMC OMNICOM GROUP INC | United States | COM · Put | 16,563 | 0 | -16,563 | $1,180,000 | $0 | -$1,180,000 |
| INTERMUNE INC CUSIP 45884X103 | COM · Put | 25,300 | 0 | -25,300 | $1,117,000 | $0 | -$1,117,000 | |
| INTERMUNE INC CUSIP 45884X103 | COM · Call | 22,800 | 0 | -22,800 | $1,007,000 | $0 | -$1,007,000 | |
| XPP PROSHARES TR | ULT FTSE CHINA25 · Put | 18,200 | 0 | -18,200 | $993,000 | $0 | -$993,000 | |
| PH PARKER HANNIFIN CORP | United States | COM · Put | 7,500 | 0 | -7,500 | $943,000 | $0 | -$943,000 |
| IDENIX PHARMACEUTICALS INC CUSIP 45166R204 | COM · Call | 35,300 | 0 | -35,300 | $851,000 | $0 | -$851,000 | |
| NORTHSTAR RLTY FIN CORP CUSIP 66704R100 | COM · Call | 48,900 | 0 | -48,900 | $850,000 | $0 | -$850,000 | |
| CABELAS INC CUSIP 126804301 | COM · Call | 13,400 | 0 | -13,400 | $836,000 | $0 | -$836,000 | |
| MELLANOX TECHNOLOGIES LTD CUSIP M51363113 | SHS · Put | 23,600 | 0 | -23,600 | $823,000 | $0 | -$823,000 | |
| BND VANGUARD BD INDEX FD INC | TOTAL BND MRKT · Put | 10,000 | 0 | -10,000 | $822,000 | $0 | -$822,000 | |
| SL GREEN RLTY CORP CUSIP 78440X101 | COM · Call | 6,800 | 0 | -6,800 | $744,000 | $0 | -$744,000 | |
| MAA MID-AMER APT CMNTYS INC | United States | COM · Call | 10,000 | 0 | -10,000 | $731,000 | $0 | -$731,000 |
| MCY MERCURY GENL CORP NEW | United States | COM · Call | 13,100 | 0 | -13,100 | $616,000 | $0 | -$616,000 |
| TRANSMONTAIGNE PARTNERS L P CUSIP 89376V100 | COM UNIT L P · Put | 14,000 | 0 | -14,000 | $613,000 | $0 | -$613,000 | |
| UNS ENERGY CORP CUSIP 903119105 | COM · Put | 10,000 | 0 | -10,000 | $604,000 | $0 | -$604,000 | |
| DUN & BRADSTREET CORP DEL NE CUSIP 26483E100 | COM · Call | 5,300 | 0 | -5,300 | $584,000 | $0 | -$584,000 | |
| VRSN VERISIGN INC | United States | COM · Put | 10,300 | 0 | -10,300 | $503,000 | $0 | -$503,000 |
| EQUAL ENERGY LTD CUSIP 29390Q109 | COM · Put | 86,500 | 0 | -86,500 | $469,000 | $0 | -$469,000 | |
| HITTITE MICROWAVE CORP CUSIP 43365Y104 | COM · Put | 6,000 | 0 | -6,000 | $468,000 | $0 | -$468,000 | |
| MHK MOHAWK INDS INC | United States | COM · Put | 3,300 | 0 | -3,300 | $457,000 | $0 | -$457,000 |
| CLAYMORE EXCHANGE TRD FD TR CUSIP 18383Q739 | GUGGENHEIM SOLAR · Call | 8,900 | 0 | -8,900 | $397,000 | $0 | -$397,000 | |
| ARQ ADVANCED EMISSIONS SOLUTS IN | United States | COM · Call | 16,900 | 0 | -16,900 | $388,000 | $0 | -$388,000 |
| VECTOR GROUP LTD CUSIP 92240M108 | United States | COM · Put | 17,600 | 0 | -17,600 | $364,000 | $0 | -$364,000 |
| CWT CALIFORNIA WTR SVC GROUP | United States | COM · Call | 14,600 | 0 | -14,600 | $353,000 | $0 | -$353,000 |
| VRE MACK CALI RLTY CORP | United States | COM · Call | 15,200 | 0 | -15,200 | $327,000 | $0 | -$327,000 |
| STANCORP FINL GROUP INC CUSIP 852891100 | COM · Put | 5,000 | 0 | -5,000 | $320,000 | $0 | -$320,000 | |
| LIBERTY MEDIA CORP DELAWARE CUSIP 531229102 | CL A · Call | 2,300 | 0 | -2,300 | $314,000 | $0 | -$314,000 | |
| APH AMPHENOL CORP NEW | United States | CL A · Call | 3,200 | 0 | -3,200 | $308,000 | $0 | -$308,000 |
| FFIN FIRST FINL BANKSHARES | United States | COM · Put | 9,600 | 0 | -9,600 | $301,000 | $0 | -$301,000 |
| QR ENERGY LP CUSIP 74734R108 | UNIT LTD PRTNS · Call | 15,300 | 0 | -15,300 | $291,000 | $0 | -$291,000 | |
| IMO IMPERIAL OIL LTD | COM NEW · Put | 5,500 | 0 | -5,500 | $289,000 | $0 | -$289,000 | |
| CLAYMORE EXCHANGE TRD FD TR CUSIP 18383Q739 | GUGGENHEIM SOLAR · Put | 6,200 | 0 | -6,200 | $276,000 | $0 | -$276,000 | |
| WHITEWAVE FOODS CO CUSIP 966244105 | COM CL A · Put | 8,500 | 0 | -8,500 | $275,000 | $0 | -$275,000 | |
| HE HAWAIIAN ELEC INDUSTRIES | United States | COM · Put | 10,000 | 0 | -10,000 | $253,000 | $0 | -$253,000 |
| TXNM PNM RES INC | United States | COM · Call | 8,000 | 0 | -8,000 | $235,000 | $0 | -$235,000 |
| TDG TRANSDIGM GROUP INC | United States | COM · Call | 1,400 | 0 | -1,400 | $234,000 | $0 | -$234,000 |
| MARIN SOFTWARE INC CUSIP 56804T106 | COM · Put | 17,500 | 0 | -17,500 | $206,000 | $0 | -$206,000 | |
| WEBMD HEALTH CORP CUSIP 94770V102 | COM · Call | 4,100 | 0 | -4,100 | $198,000 | $0 | -$198,000 | |
| DLX DELUXE CORP | United States | COM · Call | 3,100 | 0 | -3,100 | $182,000 | $0 | -$182,000 |
| FRANCESCAS HLDGS CORP CUSIP 351793104 | COM · Put | 11,400 | 0 | -11,400 | $168,000 | $0 | -$168,000 | |
| EXONE CO CUSIP 302104104 | COM · Put | 4,200 | 0 | -4,200 | $166,000 | $0 | -$166,000 | |
| COMCAST CORP NEW CUSIP 20030N200 | CL A SPL · Put | 3,100 | 0 | -3,100 | $165,000 | $0 | -$165,000 | |
| TORCHMARK CORP CUSIP 891027104 | COM · Put | 2,000 | 0 | -2,000 | $164,000 | $0 | -$164,000 | |
| FUSION-IO INC CUSIP 36112J107 | COM · Put | 13,900 | 0 | -13,900 | $157,000 | $0 | -$157,000 | |
| ARE ALEXANDRIA REAL ESTATE EQ IN | United States | COM · Call | 2,000 | 0 | -2,000 | $155,000 | $0 | -$155,000 |
| UHS UNIVERSAL HLTH SVCS INC | United States | CL B · Call | 1,600 | 0 | -1,600 | $153,000 | $0 | -$153,000 |
| IWD ISHARES | RUS 1000 VAL ETF · Put | 1,500 | 0 | -1,500 | $152,000 | $0 | -$152,000 | |
| SUNOCO LOGISTICS PRTNRS L P CUSIP 86764L108 | COM UNITS · Put | 3,200 | 0 | -3,200 | $151,000 | $0 | -$151,000 | |
| FUSION-IO INC CUSIP 36112J107 | COM · Call | 13,300 | 0 | -13,300 | $150,000 | $0 | -$150,000 | |
| ALLE ALLEGION PUB LTD CO | Ireland | ORD SHS · Put | 2,500 | 0 | -2,500 | $142,000 | $0 | -$142,000 |
| NATUS MEDICAL INC DEL CUSIP 639050103 | COM · Call | 5,600 | 0 | -5,600 | $141,000 | $0 | -$141,000 | |
| MID CON ENERGY PARTNERS LP CUSIP 59560V109 | COM UNIT REPST · Put | 5,900 | 0 | -5,900 | $137,000 | $0 | -$137,000 | |
| OII OCEANEERING INTL INC | United States | COM · Call | 1,700 | 0 | -1,700 | $133,000 | $0 | -$133,000 |
| CABELAS INC CUSIP 126804301 | COM · Put | 2,000 | 0 | -2,000 | $125,000 | $0 | -$125,000 | |
| BLACKROCK KELSO CAPITAL CORP CUSIP 092533108 | COM · Call | 13,600 | 0 | -13,600 | $124,000 | $0 | -$124,000 | |
| UGL PROSHARES TR II | United States | ULTRA GOLD · Call | 2,400 | 0 | -2,400 | $119,000 | $0 | -$119,000 |
| BIGGQ BIG LOTS INC | United States | COM · Put | 2,600 | 0 | -2,600 | $119,000 | $0 | -$119,000 |
| WAGEWORKS INC CUSIP 930427109 | COM · Put | 2,400 | 0 | -2,400 | $116,000 | $0 | -$116,000 | |
| ANSYS INC CUSIP 03662Q105 | United States | COM · Put | 1,500 | 0 | -1,500 | $114,000 | $0 | -$114,000 |
| PROSHARES TR II CUSIP 74347W122 | PSHS ULDJUBS NEW · Put | 2,500 | 0 | -2,500 | $113,000 | $0 | -$113,000 | |
| MGA MAGNA INTL INC | COM · Put | 1,000 | 0 | -1,000 | $108,000 | $0 | -$108,000 | |
| INTERXION HOLDING N.V CUSIP N47279109 | SHS · Put | 3,900 | 0 | -3,900 | $107,000 | $0 | -$107,000 | |
| CYD CHINA YUCHAI INTL LTD | COM · Call | 5,000 | 0 | -5,000 | $106,000 | $0 | -$106,000 | |
| FURIEX PHARMACEUTICALS INC CUSIP 36106P101 | COM · Call | 1,000 | 0 | -1,000 | $106,000 | $0 | -$106,000 | |
| SYNACOR INC CUSIP 871561106 | COM · Put | 41,200 | 0 | -41,200 | $105,000 | $0 | -$105,000 | |
| BCE BCE INC | COM NEW · Put | 2,300 | 0 | -2,300 | $104,000 | $0 | -$104,000 | |
| DENTSPLY INTL INC NEW CUSIP 249030107 | COM · Call | 2,200 | 0 | -2,200 | $104,000 | $0 | -$104,000 | |
| ACELRX PHARMACEUTICALS INC CUSIP 00444T100 | COM · Put | 10,000 | 0 | -10,000 | $103,000 | $0 | -$103,000 | |
| FX ENERGY INC CUSIP 302695101 | COM · Put | 27,700 | 0 | -27,700 | $100,000 | $0 | -$100,000 | |
| PROSHARES TR II CUSIP 74347W668 | ULTSH DJ UBS CRU · Call | 4,000 | 0 | -4,000 | $98,000 | $0 | -$98,000 |
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