UBS AG quarter change: USA Options, Added
In put and call options, at their filed underlying value (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 532 positions, added to 1,387, reduced 1,260, sold out of 663 and left 322 unchanged. The largest increase in value was SPY (+$1,263,307,000); the largest decrease was WY (-$473,426,000).
- WALTER ENERGY INC: Country of operation —; Class COM · Call; Shares 2014-06-30 343,500; Shares 2014-09-30 2,155,330.
- PHM: Country of operation United States; Class COM · Put; Shares 2014-06-30 190,100; Shares 2014-09-30 395,700.
- E M C CORP MASS: Country of operation —; Class COM · Put; Shares 2014-06-30 613,200; Shares 2014-09-30 659,500.
- TOL: Country of operation United States; Class COM · Put; Shares 2014-06-30 2,300; Shares 2014-09-30 103,200.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| WALTER ENERGY INC CUSIP 93317Q105 | COM · Call | 343,500 | 2,155,330 | +1,811,830 | $1,872,000 | $5,043,000 | +$3,171,000 | |
| PHM PULTE GROUP INC | United States | COM · Put | 190,100 | 395,700 | +205,600 | $3,832,000 | $6,988,000 | +$3,156,000 |
| E M C CORP MASS CUSIP 268648102 | COM · Put | 613,200 | 659,500 | +46,300 | $16,152,000 | $19,297,000 | +$3,145,000 | |
| TOL TOLL BROTHERS INC | United States | COM · Put | 2,300 | 103,200 | +100,900 | $85,000 | $3,216,000 | +$3,131,000 |
| CORNERSTONE ONDEMAND INC CUSIP 21925Y103 | COM · Call | 1,300 | 92,400 | +91,100 | $60,000 | $3,179,000 | +$3,119,000 | |
| L BRANDS INC CUSIP 501797104 | COM · Put | 372,700 | 372,900 | +200 | $21,863,000 | $24,977,000 | +$3,114,000 | |
| LLY LILLY ELI & CO | United States | COM · Call | 35,500 | 80,700 | +45,200 | $2,207,000 | $5,233,000 | +$3,026,000 |
| CMS CMS ENERGY CORP | United States | COM · Call | 100 | 101,700 | +101,600 | $3,000 | $3,016,000 | +$3,013,000 |
| HI-CRUSH PARTNERS LP CUSIP 428337109 | COM UNIT LTD · Put | 1,500 | 60,300 | +58,800 | $98,000 | $3,109,000 | +$3,011,000 | |
| ADP AUTOMATIC DATA PROCESSING IN | United States | COM · Call | 2,000 | 38,000 | +36,000 | $159,000 | $3,157,000 | +$2,998,000 |
| LEN LENNAR CORP | United States | CL A · Put | 75,800 | 158,600 | +82,800 | $3,182,000 | $6,158,000 | +$2,976,000 |
| EXR EXTRA SPACE STORAGE INC | United States | COM · Call | 100 | 56,859 | +56,759 | $5,000 | $2,932,000 | +$2,927,000 |
| OC OWENS CORNING NEW | United States | COM · Call | 400 | 91,000 | +90,600 | $15,000 | $2,889,000 | +$2,874,000 |
| CL COLGATE PALMOLIVE CO | United States | COM · Put | 3,800 | 47,900 | +44,100 | $259,000 | $3,124,000 | +$2,865,000 |
| VTR VENTAS INC | United States | COM · Call | 400 | 46,500 | +46,100 | $26,000 | $2,881,000 | +$2,855,000 |
| NKE NIKE INC | United States | CL B · Call | 15,300 | 45,000 | +29,700 | $1,187,000 | $4,014,000 | +$2,827,000 |
| D DOMINION RES INC VA NEW | United States | COM · Call | 20,700 | 62,200 | +41,500 | $1,480,000 | $4,297,000 | +$2,817,000 |
| HCA HCA HOLDINGS INC | United States | COM · Call | 2,600 | 41,300 | +38,700 | $147,000 | $2,912,000 | +$2,765,000 |
| MONSTER BEVERAGE CORP CUSIP 611740101 | COM · Call | 1,500 | 31,100 | +29,600 | $107,000 | $2,851,000 | +$2,744,000 | |
| AMP AMERIPRISE FINL INC | United States | COM · Call | 800 | 22,400 | +21,600 | $96,000 | $2,764,000 | +$2,668,000 |
| NIELSEN N V CUSIP N63218106 | COM · Call | 100 | 60,100 | +60,000 | $5,000 | $2,664,000 | +$2,659,000 | |
| DDS DILLARDS INC | United States | CL A · Call | 493,800 | 504,000 | +10,200 | $57,582,000 | $54,926,000 | -$2,656,000 |
| KINDER MORGAN ENERGY PARTNER CUSIP 494550106 | UT LTD PARTNER · Call | 15,600 | 41,400 | +25,800 | $1,282,000 | $3,862,000 | +$2,580,000 | |
| UBS AG CUSIP H89231338 | SHS NEW · Call | 2,502,523 | 2,787,700 | +285,177 | $45,846,000 | $48,422,000 | +$2,576,000 | |
| WDAY WORKDAY INC | United States | CL A · Call | 1,400 | 32,700 | +31,300 | $126,000 | $2,698,000 | +$2,572,000 |
| SANDERSON FARMS INC CUSIP 800013104 | COM · Put | 500 | 29,400 | +28,900 | $49,000 | $2,586,000 | +$2,537,000 | |
| ABT ABBOTT LABS | United States | COM · Call | 50,600 | 110,700 | +60,100 | $2,070,000 | $4,604,000 | +$2,534,000 |
| FEZ SPDR INDEX SHS FDS | EURO STOXX 50 · Call | 900 | 64,700 | +63,800 | $39,000 | $2,569,000 | +$2,530,000 | |
| DRI DARDEN RESTAURANTS INC | United States | COM · Put | 3,900 | 52,400 | +48,500 | $180,000 | $2,697,000 | +$2,517,000 |
| VZ VERIZON COMMUNICATIONS INC | United States | COM · Call | 113,400 | 161,000 | +47,600 | $5,549,000 | $8,048,000 | +$2,499,000 |
| NUS NU SKIN ENTERPRISES INC | United States | CL A · Put | 1,500 | 57,100 | +55,600 | $111,000 | $2,571,000 | +$2,460,000 |
| AMD ADVANCED MICRO DEVICES INC | United States | COM · Put | 941,200 | 1,874,700 | +933,500 | $3,944,000 | $6,393,000 | +$2,449,000 |
| PM PHILIP MORRIS INTL INC | United States | COM · Put | 295,600 | 327,800 | +32,200 | $24,922,000 | $27,339,000 | +$2,417,000 |
| TIBCO SOFTWARE INC CUSIP 88632Q103 | COM · Call | 9,600 | 110,300 | +100,700 | $194,000 | $2,606,000 | +$2,412,000 | |
| EOG EOG RES INC | United States | COM · Put | 56,600 | 90,400 | +33,800 | $6,614,000 | $8,951,000 | +$2,337,000 |
| KAPSTONE PAPER & PACKAGING C CUSIP 48562P103 | COM · Put | 4,500 | 88,400 | +83,900 | $149,000 | $2,473,000 | +$2,324,000 | |
| SOLARCITY CORP CUSIP 83416T100 | COM · Put | 20,200 | 62,700 | +42,500 | $1,426,000 | $3,737,000 | +$2,311,000 | |
| NBIS YANDEX N V | SHS CLASS A · Put | 3,900 | 86,700 | +82,800 | $139,000 | $2,410,000 | +$2,271,000 | |
| ANF ABERCROMBIE & FITCH CO | United States | CL A · Put | 353,500 | 358,900 | +5,400 | $15,289,000 | $13,042,000 | -$2,247,000 |
| SU SUNCOR ENERGY INC NEW | COM · Put | 99,200 | 179,000 | +79,800 | $4,229,000 | $6,471,000 | +$2,242,000 | |
| PM PHILIP MORRIS INTL INC | United States | COM · Call | 44,900 | 72,080 | +27,180 | $3,786,000 | $6,011,000 | +$2,225,000 |
| CRM SALESFORCE COM INC | United States | COM · Put | 71,000 | 110,200 | +39,200 | $4,124,000 | $6,340,000 | +$2,216,000 |
| MEMORIAL PRODTN PARTNERS LP CUSIP 586048100 | COM U REP LTD · Put | 1,600 | 102,400 | +100,800 | $39,000 | $2,253,000 | +$2,214,000 | |
| KAPSTONE PAPER & PACKAGING C CUSIP 48562P103 | COM · Call | 8,800 | 89,500 | +80,700 | $292,000 | $2,503,000 | +$2,211,000 | |
| GT GOODYEAR TIRE & RUBR CO | United States | COM · Call | 25,900 | 129,090 | +103,190 | $720,000 | $2,916,000 | +$2,196,000 |
| M D C HLDGS INC CUSIP 552676108 | United States | COM · Call | 2,900 | 90,100 | +87,200 | $88,000 | $2,281,000 | +$2,193,000 |
| CALPINE CORP CUSIP 131347304 | COM NEW · Put | 3,300 | 101,800 | +98,500 | $79,000 | $2,209,000 | +$2,130,000 | |
| PROTECTIVE LIFE CORP CUSIP 743674103 | COM · Put | 5,500 | 35,500 | +30,000 | $381,000 | $2,464,000 | +$2,083,000 | |
| QR ENERGY LP CUSIP 74734R108 | UNIT LTD PRTNS · Put | 1,800 | 108,900 | +107,100 | $34,000 | $2,115,000 | +$2,081,000 | |
| SEADRILL LIMITED CUSIP G7945E105 | SHS · Call | 83,900 | 202,900 | +119,000 | $3,352,000 | $5,430,000 | +$2,078,000 | |
| COTY COTY INC | United States | COM CL A · Call | 751,400 | 901,600 | +150,200 | $12,871,000 | $14,921,000 | +$2,050,000 |
| ENCANA CORP CUSIP 292505104 | COM · Call | 136,600 | 249,300 | +112,700 | $3,239,000 | $5,288,000 | +$2,049,000 | |
| HOG HARLEY DAVIDSON INC | United States | COM · Call | 29,800 | 70,800 | +41,000 | $2,082,000 | $4,121,000 | +$2,039,000 |
| GME GAMESTOP CORP NEW | United States | CL A · Call | 11,800 | 61,000 | +49,200 | $478,000 | $2,513,000 | +$2,035,000 |
| GOLAR LNG PARTNERS LP CUSIP Y2745C102 | COM UNIT LPI · Put | 5,700 | 63,300 | +57,600 | $210,000 | $2,198,000 | +$1,988,000 | |
| KING DIGITAL ENTMT PLC CUSIP G5258J109 | ORD SHS · Put | 1,000 | 157,700 | +156,700 | $21,000 | $2,003,000 | +$1,982,000 | |
| OXY OCCIDENTAL PETE CORP DEL | United States | COM · Put | 493,000 | 505,700 | +12,700 | $50,597,000 | $48,623,000 | -$1,974,000 |
| INTERNATIONAL GAME TECHNOLOG CUSIP 459902102 | COM · Call | 18,000 | 133,500 | +115,500 | $286,000 | $2,252,000 | +$1,966,000 | |
| ENERGY TRANSFER PRTNRS L P CUSIP 29273R109 | UNIT LTD PARTN · Put | 6,100 | 36,100 | +30,000 | $354,000 | $2,310,000 | +$1,956,000 | |
| ST JUDE MED INC CUSIP 790849103 | COM · Call | 33,600 | 71,200 | +37,600 | $2,327,000 | $4,281,000 | +$1,954,000 | |
| BARRICK GOLD CORP CUSIP 067901108 | COM · Call | 665,027 | 700,300 | +35,273 | $12,170,000 | $10,266,000 | -$1,904,000 | |
| AER AERCAP HOLDINGS NV | SHS · Call | 3,300 | 49,400 | +46,100 | $151,000 | $2,020,000 | +$1,869,000 | |
| EWW ISHARES | MSCI MEX CAP ETF · Call | 50,900 | 77,400 | +26,500 | $3,452,000 | $5,320,000 | +$1,868,000 | |
| LEN LENNAR CORP | United States | CL A · Call | 607,800 | 609,600 | +1,800 | $25,515,000 | $23,671,000 | -$1,844,000 |
| SILVER WHEATON CORP CUSIP 828336107 | COM · Put | 82,800 | 201,300 | +118,500 | $2,175,000 | $4,012,000 | +$1,837,000 | |
| LINKEDIN CORP CUSIP 53578A108 | COM CL A · Call | 11,862 | 18,600 | +6,738 | $2,034,000 | $3,865,000 | +$1,831,000 | |
| ORCL ORACLE CORP | United States | COM · Call | 81,500 | 133,900 | +52,400 | $3,303,000 | $5,126,000 | +$1,823,000 |
| PSX PHILLIPS 66 | United States | COM · Put | 409,600 | 427,334 | +17,734 | $32,944,000 | $34,747,000 | +$1,803,000 |
| PEOPLES UNITED FINANCIAL INC CUSIP 712704105 | COM · Call | 6,600 | 129,300 | +122,700 | $100,000 | $1,871,000 | +$1,771,000 | |
| ULTRA PETROLEUM CORP CUSIP 903914109 | COM · Put | 5,600 | 83,200 | +77,600 | $166,000 | $1,935,000 | +$1,769,000 | |
| INFIQ INFINITY PHARMACEUTICALS INC | United States | COM · Put | 400 | 131,500 | +131,100 | $5,000 | $1,765,000 | +$1,760,000 |
| CF CF INDS HLDGS INC | United States | COM · Call | 40,900 | 41,500 | +600 | $9,838,000 | $11,588,000 | +$1,750,000 |
| SPECTRA ENERGY CORP CUSIP 847560109 | COM · Put | 102,100 | 154,800 | +52,700 | $4,337,000 | $6,077,000 | +$1,740,000 | |
| ALCOA INC CUSIP 013817101 | COM · Call | 620,700 | 682,500 | +61,800 | $9,242,000 | $10,981,000 | +$1,739,000 | |
| ABBV ABBVIE INC | United States | COM · Put | 9,500 | 38,900 | +29,400 | $536,000 | $2,246,000 | +$1,710,000 |
| SBUX STARBUCKS CORP | United States | COM · Put | 382,700 | 414,800 | +32,100 | $29,613,000 | $31,301,000 | +$1,688,000 |
| CYH COMMUNITY HEALTH SYS INC NEW | United States | COM · Call | 3,300 | 33,400 | +30,100 | $150,000 | $1,830,000 | +$1,680,000 |
| MDLZ MONDELEZ INTL INC | United States | CL A · Put | 12,300 | 62,500 | +50,200 | $462,000 | $2,142,000 | +$1,680,000 |
| GENTIVA HEALTH SERVICES INC CUSIP 37247A102 | COM · Put | 3,300 | 101,000 | +97,700 | $50,000 | $1,695,000 | +$1,645,000 | |
| CVLT COMMVAULT SYSTEMS INC | United States | COM · Call | 4,400 | 36,900 | +32,500 | $216,000 | $1,860,000 | +$1,644,000 |
| ET ENERGY TRANSFER EQUITY L P | United States | COM UT LTD PTN · Put | 14,700 | 40,500 | +25,800 | $866,000 | $2,498,000 | +$1,632,000 |
| CRM SALESFORCE COM INC | United States | COM · Call | 14,200 | 42,170 | +27,970 | $825,000 | $2,426,000 | +$1,601,000 |
| GROUPON INC CUSIP 399473107 | COM CL A · Call | 134,600 | 372,900 | +238,300 | $891,000 | $2,491,000 | +$1,600,000 | |
| ELDORADO GOLD CORP NEW CUSIP 284902103 | COM · Put | 15,800 | 253,000 | +237,200 | $121,000 | $1,705,000 | +$1,584,000 | |
| XRT SPDR SERIES TRUST | S&P RETAIL ETF · Put | 6,400 | 24,900 | +18,500 | $556,000 | $2,131,000 | +$1,575,000 | |
| CURRENCYSHARES EURO TR CUSIP 23130C108 | EURO SHS · Call | 1,300 | 14,000 | +12,700 | $176,000 | $1,743,000 | +$1,567,000 | |
| KW KENNEDY-WILSON HLDGS INC | United States | COM · Call | 2,500 | 67,100 | +64,600 | $67,000 | $1,608,000 | +$1,541,000 |
| NUE NUCOR CORP | United States | COM · Call | 45,200 | 69,100 | +23,900 | $2,226,000 | $3,751,000 | +$1,525,000 |
| ARENA PHARMACEUTICALS INC CUSIP 040047102 | COM · Put | 5,900 | 369,400 | +363,500 | $35,000 | $1,548,000 | +$1,513,000 | |
| KBH KB HOME | United States | COM · Put | 21,200 | 127,200 | +106,000 | $396,000 | $1,900,000 | +$1,504,000 |
| DISCOVER FINL SVCS CUSIP 254709108 | United States | COM · Call | 47,000 | 68,500 | +21,500 | $2,913,000 | $4,410,000 | +$1,497,000 |
| KINDER MORGAN ENERGY PARTNER CUSIP 494550106 | UT LTD PARTNER · Put | 22,100 | 35,500 | +13,400 | $1,817,000 | $3,311,000 | +$1,494,000 | |
| SJM SMUCKER J M CO | United States | COM NEW · Call | 400 | 15,400 | +15,000 | $43,000 | $1,524,000 | +$1,481,000 |
| DLTR DOLLAR TREE INC | United States | COM · Call | 1,600 | 27,800 | +26,200 | $87,000 | $1,559,000 | +$1,472,000 |
| WMT WAL-MART STORES INC | United States | COM · Put | 563,000 | 571,800 | +8,800 | $42,264,000 | $43,726,000 | +$1,462,000 |
| WPX ENERGY INC CUSIP 98212B103 | COM · Call | 800 | 61,500 | +60,700 | $19,000 | $1,480,000 | +$1,461,000 | |
| ABBV ABBVIE INC | United States | COM · Call | 16,000 | 40,700 | +24,700 | $903,000 | $2,351,000 | +$1,448,000 |
| XME SPDR SERIES TRUST | S&P METALS MNG · Call | 32,100 | 76,100 | +44,000 | $1,356,000 | $2,800,000 | +$1,444,000 | |
| COF CAPITAL ONE FINL CORP | United States | COM · Call | 1,600 | 19,300 | +17,700 | $132,000 | $1,575,000 | +$1,443,000 |
| DRESSER-RAND GROUP INC CUSIP 261608103 | COM · Put | 200 | 17,600 | +17,400 | $13,000 | $1,448,000 | +$1,435,000 |
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