UBS AG quarter change: USA Options, Added
In put and call options, at their filed underlying value (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 532 positions, added to 1,387, reduced 1,260, sold out of 663 and left 322 unchanged. The largest increase in value was SPY (+$1,263,307,000); the largest decrease was WY (-$473,426,000).
- TSN: Country of operation United States; Class CL A · Put; Shares 2014-06-30 26,800; Shares 2014-09-30 471,400.
- MS: Country of operation United States; Class COM NEW · Put; Shares 2014-06-30 496,900; Shares 2014-09-30 970,500.
- XHB: Country of operation —; Class S&P HOMEBUILD · Put; Shares 2014-06-30 85,500; Shares 2014-09-30 680,100.
- IBM: Country of operation United States; Class COM · Call; Shares 2014-06-30 68,425; Shares 2014-09-30 156,300.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| TSN TYSON FOODS INC | United States | CL A · Put | 26,800 | 471,400 | +444,600 | $1,006,000 | $18,559,000 | +$17,553,000 |
| MS MORGAN STANLEY | United States | COM NEW · Put | 496,900 | 970,500 | +473,600 | $16,065,000 | $33,550,000 | +$17,485,000 |
| XHB SPDR SERIES TRUST | S&P HOMEBUILD · Put | 85,500 | 680,100 | +594,600 | $2,800,000 | $20,124,000 | +$17,324,000 | |
| IBM INTERNATIONAL BUSINESS MACHS | United States | COM · Call | 68,425 | 156,300 | +87,875 | $12,403,000 | $29,670,000 | +$17,267,000 |
| CELGENE CORP CUSIP 151020104 | COM · Put | 64,500 | 240,300 | +175,800 | $5,539,000 | $22,775,000 | +$17,236,000 | |
| AMAT APPLIED MATLS INC | United States | COM · Call | 92,100 | 887,700 | +795,600 | $2,077,000 | $19,183,000 | +$17,106,000 |
| MONSANTO CO NEW CUSIP 61166W101 | COM · Put | 42,200 | 195,900 | +153,700 | $5,264,000 | $22,041,000 | +$16,777,000 | |
| KEYW HLDG CORP CUSIP 493723100 | COM · Call | 1,000 | 1,500,100 | +1,499,100 | $13,000 | $16,606,000 | +$16,593,000 | |
| DAL DELTA AIR LINES INC DEL | United States | COM NEW · Put | 112,500 | 576,400 | +463,900 | $4,356,000 | $20,837,000 | +$16,481,000 |
| GOLDCORP INC NEW CUSIP 380956409 | COM · Put | 51,800 | 769,800 | +718,000 | $1,446,000 | $17,728,000 | +$16,282,000 | |
| TXN TEXAS INSTRS INC | United States | COM · Put | 308,800 | 650,200 | +341,400 | $14,758,000 | $31,008,000 | +$16,250,000 |
| GEL GENESIS ENERGY L P | United States | UNIT LTD PARTN · Put | 2,100 | 307,800 | +305,700 | $118,000 | $16,203,000 | +$16,085,000 |
| TRW AUTOMOTIVE HLDGS CORP CUSIP 87264S106 | COM · Call | 2,700 | 160,900 | +158,200 | $242,000 | $16,291,000 | +$16,049,000 | |
| KO COCA COLA CO | United States | COM · Put | 265,600 | 635,425 | +369,825 | $11,251,000 | $27,107,000 | +$15,856,000 |
| ENSCO PLC CUSIP G3157S106 | SHS CLASS A · Put | 15,100 | 402,600 | +387,500 | $839,000 | $16,631,000 | +$15,792,000 | |
| CIMAREX ENERGY CO CUSIP 171798101 | COM · Put | 500 | 125,000 | +124,500 | $72,000 | $15,816,000 | +$15,744,000 | |
| FAMILY DLR STORES INC CUSIP 307000109 | COM · Put | 300 | 202,200 | +201,900 | $20,000 | $15,618,000 | +$15,598,000 | |
| E M C CORP MASS CUSIP 268648102 | COM · Call | 224,300 | 732,000 | +507,700 | $5,908,000 | $21,418,000 | +$15,510,000 | |
| EWY ISHARES | MSCI STH KOR ETF · Put | 24,400 | 282,300 | +257,900 | $1,586,000 | $17,082,000 | +$15,496,000 | |
| RAYTHEON CO CUSIP 755111507 | COM NEW · Put | 17,900 | 165,300 | +147,400 | $1,651,000 | $16,798,000 | +$15,147,000 | |
| DU PONT E I DE NEMOURS & CO CUSIP 263534109 | COM · Put | 45,600 | 252,000 | +206,400 | $2,984,000 | $18,084,000 | +$15,100,000 | |
| MARATHON OIL CORP CUSIP 565849106 | United States | COM · Call | 252,400 | 668,200 | +415,800 | $10,076,000 | $25,118,000 | +$15,042,000 |
| F FORD MTR CO DEL | United States | COM PAR $0.01 · Call | 350,800 | 1,416,900 | +1,066,100 | $6,048,000 | $20,956,000 | +$14,908,000 |
| SEADRILL LIMITED CUSIP G7945E105 | SHS · Put | 344,700 | 1,068,400 | +723,700 | $13,771,000 | $28,590,000 | +$14,819,000 | |
| DG DOLLAR GEN CORP NEW | United States | COM · Put | 3,500 | 240,600 | +237,100 | $201,000 | $14,703,000 | +$14,502,000 |
| EXPRESS SCRIPTS HLDG CO CUSIP 30219G108 | COM · Call | 18,700 | 220,900 | +202,200 | $1,296,000 | $15,602,000 | +$14,306,000 | |
| CAMERON INTERNATIONAL CORP CUSIP 13342B105 | COM · Call | 4,700 | 219,000 | +214,300 | $318,000 | $14,537,000 | +$14,219,000 | |
| SLV ISHARES SILVER TRUST | United States | ISHARES · Call | 2,051,730 | 3,406,800 | +1,355,070 | $41,548,000 | $55,701,000 | +$14,153,000 |
| FIREEYE INC CUSIP 31816Q101 | COM · Put | 1,000 | 459,100 | +458,100 | $41,000 | $14,030,000 | +$13,989,000 | |
| TLT ISHARES TR | 20+ YR TR BD ETF · Call | 37,200 | 152,200 | +115,000 | $4,223,000 | $17,696,000 | +$13,473,000 | |
| INTU INTUIT | United States | COM · Call | 3,300 | 156,500 | +153,200 | $266,000 | $13,717,000 | +$13,451,000 |
| LNG CHENIERE ENERGY INC | United States | COM NEW · Put | 21,300 | 186,800 | +165,500 | $1,527,000 | $14,950,000 | +$13,423,000 |
| KMI KINDER MORGAN INC DEL | United States | COM · Call | 2,016,400 | 2,252,700 | +236,300 | $73,115,000 | $86,369,000 | +$13,254,000 |
| WHR WHIRLPOOL CORP | United States | COM · Put | 148,900 | 232,400 | +83,500 | $20,730,000 | $33,849,000 | +$13,119,000 |
| LQD ISHARES TR | IBOXX INV CP ETF · Put | 300 | 110,200 | +109,900 | $36,000 | $13,028,000 | +$12,992,000 | |
| AMTRUST FINL SVCS INC CUSIP 032359309 | COM · Call | 900 | 323,500 | +322,600 | $38,000 | $12,882,000 | +$12,844,000 | |
| URI UNITED RENTALS INC | United States | COM · Put | 8,400 | 121,800 | +113,400 | $880,000 | $13,532,000 | +$12,652,000 |
| UNP UNION PAC CORP | United States | COM · Call | 110,800 | 218,600 | +107,800 | $11,052,000 | $23,701,000 | +$12,649,000 |
| VLO VALERO ENERGY CORP NEW | United States | COM · Put | 140,200 | 421,500 | +281,300 | $7,024,000 | $19,503,000 | +$12,479,000 |
| BBY BEST BUY INC | United States | COM · Call | 41,500 | 399,325 | +357,825 | $1,287,000 | $13,413,000 | +$12,126,000 |
| BMY BRISTOL MYERS SQUIBB CO | United States | COM · Call | 91,733 | 319,076 | +227,343 | $4,450,000 | $16,330,000 | +$11,880,000 |
| WYNN WYNN RESORTS LTD | United States | COM · Call | 4,900 | 68,900 | +64,000 | $1,017,000 | $12,890,000 | +$11,873,000 |
| E TRADE FINANCIAL CORP CUSIP 269246401 | COM NEW · Call | 32,000 | 551,300 | +519,300 | $680,000 | $12,454,000 | +$11,774,000 | |
| UNITED STATES STL CORP NEW CUSIP 912909108 | United States | COM · Put | 546,400 | 660,200 | +113,800 | $14,228,000 | $25,860,000 | +$11,632,000 |
| CCJ CAMECO CORP | COM · Put | 17,500 | 672,200 | +654,700 | $343,000 | $11,871,000 | +$11,528,000 | |
| MSFT MICROSOFT CORP | United States | COM · Put | 962,800 | 1,112,900 | +150,100 | $40,149,000 | $51,594,000 | +$11,445,000 |
| KO COCA COLA CO | United States | COM · Call | 299,572 | 564,700 | +265,128 | $12,689,000 | $24,090,000 | +$11,401,000 |
| WFC WELLS FARGO & CO NEW | United States | COM · Put | 649,600 | 878,000 | +228,400 | $34,143,000 | $45,542,000 | +$11,399,000 |
| MARKET VECTORS ETF TR CUSIP 57060U191 | OIL SVCS ETF · Put | 7,000 | 235,600 | +228,600 | $404,000 | $11,688,000 | +$11,284,000 | |
| ROCK-TENN CO CUSIP 772739207 | CL A · Put | 1,600 | 240,400 | +238,800 | $169,000 | $11,438,000 | +$11,269,000 | |
| BMY BRISTOL MYERS SQUIBB CO | United States | COM · Put | 216,800 | 424,100 | +207,300 | $10,517,000 | $21,705,000 | +$11,188,000 |
| VMWARE INC CUSIP 928563402 | United States | CL A COM · Put | 25,800 | 140,900 | +115,100 | $2,498,000 | $13,222,000 | +$10,724,000 |
| VRTX VERTEX PHARMACEUTICALS INC | United States | COM · Call | 45,500 | 133,700 | +88,200 | $4,308,000 | $15,016,000 | +$10,708,000 |
| GOOGLE INC CUSIP 38259P508 | CL A · Call | 33,952 | 51,600 | +17,648 | $19,851,000 | $30,362,000 | +$10,511,000 | |
| EWW ISHARES | MSCI MEX CAP ETF · Put | 12,600 | 163,500 | +150,900 | $854,000 | $11,237,000 | +$10,383,000 | |
| IBB ISHARES TR | NASDQ BIOTEC ETF · Call | 83,600 | 115,800 | +32,200 | $21,488,000 | $31,686,000 | +$10,198,000 | |
| WFC WELLS FARGO & CO NEW | United States | COM · Call | 187,500 | 386,100 | +198,600 | $9,856,000 | $20,027,000 | +$10,171,000 |
| SOUTHWESTERN ENERGY CO CUSIP 845467109 | United States | COM · Put | 35,900 | 334,000 | +298,100 | $1,633,000 | $11,673,000 | +$10,040,000 |
| CREE INC CUSIP 225447101 | COM · Put | 598,300 | 973,500 | +375,200 | $29,885,000 | $39,865,000 | +$9,980,000 | |
| GULFPORT ENERGY CORP CUSIP 402635304 | COM NEW · Put | 1,200 | 186,200 | +185,000 | $75,000 | $9,943,000 | +$9,868,000 | |
| VWO VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF · Put | 76,400 | 314,300 | +237,900 | $3,295,000 | $13,109,000 | +$9,814,000 | |
| CTRA CABOT OIL & GAS CORP | United States | COM · Put | 26,800 | 326,200 | +299,400 | $915,000 | $10,663,000 | +$9,748,000 |
| SANDISK CORP CUSIP 80004C101 | COM · Call | 28,300 | 129,200 | +100,900 | $2,955,000 | $12,655,000 | +$9,700,000 | |
| EWY ISHARES | MSCI STH KOR ETF · Call | 7,600 | 168,400 | +160,800 | $494,000 | $10,190,000 | +$9,696,000 | |
| XLE SELECT SECTOR SPDR TR | SBI INT-ENERGY · Call | 152,700 | 275,500 | +122,800 | $15,285,000 | $24,966,000 | +$9,681,000 | |
| XLF SELECT SECTOR SPDR TR | SBI INT-FINL · Put | 419,900 | 828,400 | +408,500 | $9,549,000 | $19,194,000 | +$9,645,000 | |
| IAC INTERACTIVECORP CUSIP 44919P508 | United States | COM PAR $.001 · Call | 900 | 145,800 | +144,900 | $62,000 | $9,608,000 | +$9,546,000 |
| PRICELINE GRP INC CUSIP 741503403 | COM NEW · Put | 8,300 | 16,600 | +8,300 | $9,985,000 | $19,232,000 | +$9,247,000 | |
| ENERGY TRANSFER PRTNRS L P CUSIP 29273R109 | UNIT LTD PARTN · Call | 43,600 | 182,300 | +138,700 | $2,527,000 | $11,665,000 | +$9,138,000 | |
| ETN EATON CORP PLC | SHS · Put | 7,600 | 150,700 | +143,100 | $587,000 | $9,550,000 | +$8,963,000 | |
| HRB BLOCK H & R INC | United States | COM · Call | 2,800 | 291,900 | +289,100 | $94,000 | $9,052,000 | +$8,958,000 |
| NATIONAL OILWELL VARCO INC CUSIP 637071101 | COM · Put | 1,900 | 118,700 | +116,800 | $156,000 | $9,033,000 | +$8,877,000 | |
| MRK MERCK & CO INC NEW | United States | COM · Call | 290,450 | 432,970 | +142,520 | $16,803,000 | $25,666,000 | +$8,863,000 |
| JOHNSON CTLS INC CUSIP 478366107 | COM · Put | 14,600 | 211,900 | +197,300 | $729,000 | $9,324,000 | +$8,595,000 | |
| GS GOLDMAN SACHS GROUP INC | United States | COM · Call | 62,100 | 103,000 | +40,900 | $10,398,000 | $18,908,000 | +$8,510,000 |
| GLW CORNING INC | United States | COM · Call | 290,500 | 768,100 | +477,600 | $6,376,000 | $14,855,000 | +$8,479,000 |
| MGM MGM RESORTS INTERNATIONAL | United States | COM · Put | 256,300 | 667,400 | +411,100 | $6,766,000 | $15,203,000 | +$8,437,000 |
| VZ VERIZON COMMUNICATIONS INC | United States | COM · Put | 141,100 | 306,000 | +164,900 | $6,904,000 | $15,297,000 | +$8,393,000 |
| TGT TARGET CORP | United States | COM · Call | 72,700 | 200,100 | +127,400 | $4,213,000 | $12,542,000 | +$8,329,000 |
| GULFPORT ENERGY CORP CUSIP 402635304 | COM NEW · Call | 100 | 155,000 | +154,900 | $6,000 | $8,277,000 | +$8,271,000 | |
| DISH NETWORK CORP CUSIP 25470M109 | United States | CL A · Call | 50,800 | 176,600 | +125,800 | $3,306,000 | $11,405,000 | +$8,099,000 |
| WMT WAL-MART STORES INC | United States | COM · Call | 46,800 | 151,700 | +104,900 | $3,513,000 | $11,601,000 | +$8,088,000 |
| XLB SELECT SECTOR SPDR TR | SBI MATERIALS · Call | 3,300 | 165,700 | +162,400 | $164,000 | $8,217,000 | +$8,053,000 | |
| JUNIPER NETWORKS INC CUSIP 48203R104 | United States | COM · Call | 45,500 | 412,600 | +367,100 | $1,117,000 | $9,139,000 | +$8,022,000 |
| ROK ROCKWELL AUTOMATION INC | United States | COM · Call | 100 | 73,100 | +73,000 | $13,000 | $8,032,000 | +$8,019,000 |
| SEARS HLDGS CORP CUSIP 812350106 | COM · Call | 100 | 315,100 | +315,000 | $4,000 | $7,950,000 | +$7,946,000 | |
| CIEN CIENA CORP | United States | COM NEW · Put | 48,400 | 535,900 | +487,500 | $1,048,000 | $8,960,000 | +$7,912,000 |
| V VISA INC | United States | COM CL A · Call | 30,600 | 67,000 | +36,400 | $6,448,000 | $14,296,000 | +$7,848,000 |
| TGT TARGET CORP | United States | COM · Put | 68,600 | 188,300 | +119,700 | $3,975,000 | $11,803,000 | +$7,828,000 |
| ANADARKO PETE CORP CUSIP 032511107 | COM · Put | 236,900 | 332,800 | +95,900 | $25,934,000 | $33,759,000 | +$7,825,000 | |
| QCOM QUALCOMM INC | United States | COM · Put | 697,021 | 839,421 | +142,400 | $55,204,000 | $62,763,000 | +$7,559,000 |
| VOYA VOYA FINL INC | United States | COM · Call | 750,000 | 887,700 | +137,700 | $27,255,000 | $34,709,000 | +$7,454,000 |
| T AT&T INC | United States | COM · Call | 237,900 | 449,706 | +211,806 | $8,412,000 | $15,848,000 | +$7,436,000 |
| C CITIGROUP INC | United States | COM NEW · Call | 454,428 | 556,505 | +102,077 | $21,404,000 | $28,838,000 | +$7,434,000 |
| DE DEERE & CO | United States | COM · Put | 9,400 | 100,400 | +91,000 | $851,000 | $8,232,000 | +$7,381,000 |
| NEWFIELD EXPL CO CUSIP 651290108 | COM · Put | 3,200 | 202,900 | +199,700 | $141,000 | $7,522,000 | +$7,381,000 | |
| URBN URBAN OUTFITTERS INC | United States | COM · Put | 2,900 | 201,600 | +198,700 | $98,000 | $7,399,000 | +$7,301,000 |
| XLB SELECT SECTOR SPDR TR | SBI MATERIALS · Put | 51,200 | 194,900 | +143,700 | $2,542,000 | $9,665,000 | +$7,123,000 | |
| NUE NUCOR CORP | United States | COM · Put | 13,800 | 143,500 | +129,700 | $680,000 | $7,789,000 | +$7,109,000 |
| HEWLETT PACKARD CO CUSIP 428236103 | COM · Put | 74,600 | 270,700 | +196,100 | $2,513,000 | $9,602,000 | +$7,089,000 |
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| Not available yet | |||