UBS AG quarter change: USA Options, Reduced
In put and call options, at their filed underlying value (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 532 positions, added to 1,387, reduced 1,260, sold out of 663 and left 322 unchanged. The largest increase in value was SPY (+$1,263,307,000); the largest decrease was WY (-$473,426,000).
- WY: Country of operation United States; Class COM · Call; Shares 2014-06-30 14,361,700; Shares 2014-09-30 56,600.
- EFA: Country of operation —; Class MSCI EAFE ETF · Put; Shares 2014-06-30 11,156,800; Shares 2014-09-30 7,617,800.
- POWERSHARES QQQ TRUST: Country of operation —; Class UNIT SER 1 · Put; Shares 2014-06-30 4,557,400; Shares 2014-09-30 1,905,400.
- APACHE CORP: Country of operation —; Class COM · Call; Shares 2014-06-30 1,620,300; Shares 2014-09-30 226,000.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| WY WEYERHAEUSER CO | United States | COM · Call | 14,361,700 | 56,600 | -14,305,100 | $475,229,000 | $1,803,000 | -$473,426,000 |
| EFA ISHARES TR | MSCI EAFE ETF · Put | 11,156,800 | 7,617,800 | -3,539,000 | $762,791,000 | $488,453,000 | -$274,338,000 | |
| POWERSHARES QQQ TRUST CUSIP 73935A104 | UNIT SER 1 · Put | 4,557,400 | 1,905,400 | -2,652,000 | $427,985,000 | $188,234,000 | -$239,751,000 | |
| APACHE CORP CUSIP 037411105 | COM · Call | 1,620,300 | 226,000 | -1,394,300 | $163,035,000 | $21,215,000 | -$141,820,000 | |
| IWM ISHARES TR | RUSSELL 2000 ETF · Call | 3,327,800 | 2,441,800 | -886,000 | $395,376,000 | $267,011,000 | -$128,365,000 | |
| BROADCOM CORP CUSIP 111320107 | CL A · Call | 2,963,500 | 74,800 | -2,888,700 | $110,005,000 | $3,023,000 | -$106,982,000 | |
| CBS CORP NEW CUSIP 124857202 | CL B · Call | 2,528,500 | 1,152,300 | -1,376,200 | $157,121,000 | $61,648,000 | -$95,473,000 | |
| GILD GILEAD SCIENCES INC | United States | COM · Call | 1,904,174 | 601,000 | -1,303,174 | $157,875,000 | $63,976,000 | -$93,899,000 |
| HYG ISHARES | IBOXX HI YD ETF · Put | 1,736,000 | 909,900 | -826,100 | $165,267,000 | $83,665,000 | -$81,602,000 | |
| LNG CHENIERE ENERGY INC | United States | COM NEW · Call | 2,193,200 | 1,008,600 | -1,184,600 | $157,252,000 | $80,718,000 | -$76,534,000 |
| FFIV F5 NETWORKS INC | United States | COM · Call | 582,500 | 8,300 | -574,200 | $64,914,000 | $986,000 | -$63,928,000 |
| APACHE CORP CUSIP 037411105 | COM · Put | 891,100 | 279,500 | -611,600 | $89,662,000 | $26,237,000 | -$63,425,000 | |
| GOOGLE INC CUSIP 38259P706 | CL C · Put | 123,950 | 23,760 | -100,190 | $71,306,000 | $13,718,000 | -$57,588,000 | |
| YUM YUM BRANDS INC | United States | COM · Call | 767,800 | 98,573 | -669,227 | $62,345,000 | $7,095,000 | -$55,250,000 |
| LYB LYONDELLBASELL INDUSTRIES N | SHS - A - · Call | 536,100 | 2,300 | -533,800 | $52,350,000 | $250,000 | -$52,100,000 | |
| CAR AVIS BUDGET GROUP | United States | COM · Call | 775,300 | 300 | -775,000 | $46,278,000 | $16,000 | -$46,262,000 |
| ANADARKO PETE CORP CUSIP 032511107 | COM · Call | 1,005,400 | 639,100 | -366,300 | $110,061,000 | $64,830,000 | -$45,231,000 | |
| BAKER HUGHES INC CUSIP 057224107 | COM · Put | 672,800 | 143,272 | -529,528 | $50,090,000 | $9,321,000 | -$40,769,000 | |
| CSCO CISCO SYS INC | United States | COM · Put | 3,121,000 | 1,625,500 | -1,495,500 | $77,556,000 | $40,914,000 | -$36,642,000 |
| DECK DECKERS OUTDOOR CORP | United States | COM · Call | 397,800 | 700 | -397,100 | $34,342,000 | $68,000 | -$34,274,000 |
| AAPL APPLE INC | United States | COM · Call | 8,880,716 | 7,872,768 | -1,007,948 | $825,285,000 | $793,181,000 | -$32,104,000 |
| CVX CHEVRON CORP NEW | United States | COM · Put | 437,800 | 213,300 | -224,500 | $57,155,000 | $25,451,000 | -$31,704,000 |
| SBUX STARBUCKS CORP | United States | COM · Call | 460,700 | 63,800 | -396,900 | $35,649,000 | $4,814,000 | -$30,835,000 |
| POTASH CORP SASK INC CUSIP 73755L107 | COM · Put | 842,350 | 88,800 | -753,550 | $31,976,000 | $3,069,000 | -$28,907,000 | |
| IP INTL PAPER CO | United States | COM · Call | 1,707,100 | 1,211,000 | -496,100 | $86,157,000 | $57,813,000 | -$28,344,000 |
| MARKET VECTORS ETF TR CUSIP 57061R544 | JR GOLD MINERS E · Call | 743,800 | 124,000 | -619,800 | $31,433,000 | $4,169,000 | -$27,264,000 | |
| COP CONOCOPHILLIPS | United States | COM · Call | 367,200 | 63,500 | -303,700 | $31,480,000 | $4,859,000 | -$26,621,000 |
| POWERSHARES QQQ TRUST CUSIP 73935A104 | UNIT SER 1 · Call | 759,300 | 467,500 | -291,800 | $71,306,000 | $46,184,000 | -$25,122,000 | |
| MOS MOSAIC CO NEW | United States | COM · Put | 519,200 | 24,300 | -494,900 | $25,674,000 | $1,079,000 | -$24,595,000 |
| LAMAR ADVERTISING CO CUSIP 512815101 | CL A · Put | 488,600 | 27,300 | -461,300 | $25,896,000 | $1,345,000 | -$24,551,000 | |
| XLY SELECT SECTOR SPDR TR | SBI CONS DISCR · Put | 368,100 | 800 | -367,300 | $24,567,000 | $53,000 | -$24,514,000 | |
| NEWFIELD EXPL CO CUSIP 651290108 | COM · Call | 826,900 | 335,000 | -491,900 | $36,549,000 | $12,418,000 | -$24,131,000 | |
| CHESAPEAKE ENERGY CORP CUSIP 165167107 | COM · Call | 949,700 | 258,900 | -690,800 | $29,517,000 | $5,952,000 | -$23,565,000 | |
| JAZZ JAZZ PHARMACEUTICALS PLC | SHS USD · Put | 166,800 | 6,600 | -160,200 | $24,521,000 | $1,060,000 | -$23,461,000 | |
| VIACOM INC NEW CUSIP 92553P201 | CL B · Put | 250,900 | 200 | -250,700 | $21,761,000 | $15,000 | -$21,746,000 | |
| DDS DILLARDS INC | United States | CL A · Put | 532,700 | 374,500 | -158,200 | $62,118,000 | $40,813,000 | -$21,305,000 |
| BAKER HUGHES INC CUSIP 057224107 | COM · Call | 638,200 | 410,200 | -228,000 | $47,514,000 | $26,688,000 | -$20,826,000 | |
| EPI WISDOMTREE TR | INDIA ERNGS FD · Call | 922,000 | 29,600 | -892,400 | $20,717,000 | $649,000 | -$20,068,000 | |
| MEAD JOHNSON NUTRITION CO CUSIP 582839106 | COM · Put | 226,837 | 11,837 | -215,000 | $21,134,000 | $1,139,000 | -$19,995,000 | |
| WALGREEN CO CUSIP 931422109 | COM · Put | 710,500 | 553,508 | -156,992 | $52,669,000 | $32,806,000 | -$19,863,000 | |
| JUNIPER NETWORKS INC CUSIP 48203R104 | United States | COM · Put | 862,100 | 61,600 | -800,500 | $21,156,000 | $1,364,000 | -$19,792,000 |
| CBS CORP NEW CUSIP 124857202 | CL B · Put | 412,000 | 119,500 | -292,500 | $25,601,000 | $6,393,000 | -$19,208,000 | |
| SPLUNK INC CUSIP 848637104 | United States | COM · Put | 362,600 | 26,700 | -335,900 | $20,063,000 | $1,478,000 | -$18,585,000 |
| GLNG GOLAR LNG LTD BERMUDA | SHS · Put | 729,100 | 389,100 | -340,000 | $43,819,000 | $25,836,000 | -$17,983,000 | |
| CME CME GROUP INC | United States | COM · Put | 251,200 | 300 | -250,900 | $17,823,000 | $24,000 | -$17,799,000 |
| PEP PEPSICO INC | United States | COM · Put | 375,400 | 172,000 | -203,400 | $33,538,000 | $16,011,000 | -$17,527,000 |
| JPM JPMORGAN CHASE & CO | United States | COM · Put | 1,112,600 | 781,600 | -331,000 | $64,108,000 | $47,084,000 | -$17,024,000 |
| EBAY EBAY INC | United States | COM · Put | 1,571,706 | 1,088,900 | -482,806 | $78,679,000 | $61,664,000 | -$17,015,000 |
| IYR ISHARES TR | U.S. REAL ES ETF · Call | 534,100 | 313,800 | -220,300 | $38,343,000 | $21,715,000 | -$16,628,000 | |
| MARKET VECTORS ETF TR CUSIP 57060U100 | GOLD MINER ETF · Call | 1,767,600 | 1,434,200 | -333,400 | $46,753,000 | $30,630,000 | -$16,123,000 | |
| SPRINT CORP CUSIP 85207U105 | COM SER 1 · Call | 1,891,700 | 12,300 | -1,879,400 | $16,136,000 | $78,000 | -$16,058,000 | |
| WALGREEN CO CUSIP 931422109 | COM · Call | 285,600 | 92,600 | -193,000 | $21,172,000 | $5,488,000 | -$15,684,000 | |
| MDLZ MONDELEZ INTL INC | United States | CL A · Call | 427,700 | 12,200 | -415,500 | $16,086,000 | $418,000 | -$15,668,000 |
| YAHOO INC CUSIP 984332106 | COM · Put | 3,039,100 | 3,003,500 | -35,600 | $106,764,000 | $122,393,000 | +$15,629,000 | |
| MARKWEST ENERGY PARTNERS L P CUSIP 570759100 | UNIT LTD PARTN · Call | 2,436,500 | 2,067,000 | -369,500 | $174,405,000 | $158,787,000 | -$15,618,000 | |
| DDD 3-D SYS CORP DEL | United States | COM NEW · Put | 779,701 | 668,750 | -110,951 | $46,626,000 | $31,010,000 | -$15,616,000 |
| LORILLARD INC CUSIP 544147101 | COM · Call | 287,800 | 46,600 | -241,200 | $17,547,000 | $2,792,000 | -$14,755,000 | |
| PETSMART INC CUSIP 716768106 | COM · Call | 639,600 | 342,900 | -296,700 | $38,248,000 | $24,034,000 | -$14,214,000 | |
| ADSK AUTODESK INC | United States | COM · Call | 318,600 | 72,600 | -246,000 | $17,963,000 | $4,000,000 | -$13,963,000 |
| FEZ SPDR INDEX SHS FDS | EURO STOXX 50 · Put | 341,900 | 38,900 | -303,000 | $14,794,000 | $1,544,000 | -$13,250,000 | |
| CITRIX SYS INC CUSIP 177376100 | COM · Call | 233,400 | 22,300 | -211,100 | $14,599,000 | $1,591,000 | -$13,008,000 | |
| INCY INCYTE CORP | United States | COM · Put | 227,100 | 3,700 | -223,400 | $12,818,000 | $181,000 | -$12,637,000 |
| ADSK AUTODESK INC | United States | COM · Put | 257,200 | 42,800 | -214,400 | $14,501,000 | $2,358,000 | -$12,143,000 |
| UAL UNITED CONTL HLDGS INC | United States | COM · Call | 683,800 | 345,700 | -338,100 | $28,084,000 | $16,175,000 | -$11,909,000 |
| VLO VALERO ENERGY CORP NEW | United States | COM · Call | 466,200 | 255,100 | -211,100 | $23,357,000 | $11,803,000 | -$11,554,000 |
| CHESAPEAKE ENERGY CORP CUSIP 165167107 | COM · Put | 395,500 | 33,100 | -362,400 | $12,292,000 | $761,000 | -$11,531,000 | |
| SU SUNCOR ENERGY INC NEW | COM · Call | 460,000 | 225,200 | -234,800 | $19,610,000 | $8,141,000 | -$11,469,000 | |
| MONSANTO CO NEW CUSIP 61166W101 | COM · Call | 308,000 | 240,100 | -67,900 | $38,420,000 | $27,014,000 | -$11,406,000 | |
| RIG TRANSOCEAN LTD | REG SHS · Call | 650,000 | 574,100 | -75,900 | $29,270,000 | $18,354,000 | -$10,916,000 | |
| XLK SELECT SECTOR SPDR TR | TECHNOLOGY · Put | 307,800 | 22,500 | -285,300 | $11,804,000 | $898,000 | -$10,906,000 | |
| SINA CORP CUSIP G81477104 | ORD · Call | 511,860 | 354,900 | -156,960 | $25,475,000 | $14,601,000 | -$10,874,000 | |
| DISH NETWORK CORP CUSIP 25470M109 | United States | CL A · Put | 197,700 | 32,500 | -165,200 | $12,866,000 | $2,099,000 | -$10,767,000 |
| MO ALTRIA GROUP INC | United States | COM · Call | 354,700 | 95,600 | -259,100 | $14,876,000 | $4,392,000 | -$10,484,000 |
| MARKWEST ENERGY PARTNERS L P CUSIP 570759100 | UNIT LTD PARTN · Put | 170,100 | 22,600 | -147,500 | $12,176,000 | $1,736,000 | -$10,440,000 | |
| CF CF INDS HLDGS INC | United States | COM · Put | 165,500 | 105,400 | -60,100 | $39,808,000 | $29,430,000 | -$10,378,000 |
| ENERGIZER HLDGS INC CUSIP 29266R108 | COM · Call | 85,700 | 1,100 | -84,600 | $10,458,000 | $136,000 | -$10,322,000 | |
| URBN URBAN OUTFITTERS INC | United States | COM · Call | 303,100 | 5,700 | -297,400 | $10,263,000 | $209,000 | -$10,054,000 |
| BAC BANK AMER CORP | United States | COM · Call | 5,914,028 | 4,747,430 | -1,166,598 | $90,898,000 | $80,944,000 | -$9,954,000 |
| BA BOEING CO | United States | COM · Put | 257,500 | 179,100 | -78,400 | $32,762,000 | $22,814,000 | -$9,948,000 |
| BA BOEING CO | United States | COM · Call | 125,500 | 49,400 | -76,100 | $15,967,000 | $6,293,000 | -$9,674,000 |
| HERTZ GLOBAL HOLDINGS INC CUSIP 42805T105 | COM · Call | 384,800 | 48,900 | -335,900 | $10,786,000 | $1,242,000 | -$9,544,000 | |
| BZH BEAZER HOMES USA INC | United States | COM NEW · Put | 445,100 | 1,200 | -443,900 | $9,338,000 | $20,000 | -$9,318,000 |
| CIGNA CORPORATION CUSIP 125509109 | COM · Call | 120,000 | 20,700 | -99,300 | $11,036,000 | $1,877,000 | -$9,159,000 | |
| MGM MGM RESORTS INTERNATIONAL | United States | COM · Call | 825,900 | 556,600 | -269,300 | $21,804,000 | $12,679,000 | -$9,125,000 |
| SWKS SKYWORKS SOLUTIONS INC | United States | COM · Call | 196,400 | 2,000 | -194,400 | $9,223,000 | $116,000 | -$9,107,000 |
| WAT WATERS CORP | United States | COM · Put | 114,548 | 29,255 | -85,293 | $11,963,000 | $2,900,000 | -$9,063,000 |
| ULTA ULTA SALON COSMETCS & FRAG I | United States | COM · Put | 100,200 | 1,100 | -99,100 | $9,159,000 | $130,000 | -$9,029,000 |
| REYNOLDS AMERICAN INC CUSIP 761713106 | COM · Put | 180,700 | 32,500 | -148,200 | $10,905,000 | $1,918,000 | -$8,987,000 | |
| EPI WISDOMTREE TR | INDIA ERNGS FD · Put | 405,000 | 5,700 | -399,300 | $9,100,000 | $125,000 | -$8,975,000 | |
| FFIV F5 NETWORKS INC | United States | COM · Put | 80,600 | 2,200 | -78,400 | $8,982,000 | $261,000 | -$8,721,000 |
| CVX CHEVRON CORP NEW | United States | COM · Call | 520,500 | 496,800 | -23,700 | $67,951,000 | $59,278,000 | -$8,673,000 |
| SRE SEMPRA ENERGY | United States | COM · Call | 165,400 | 83,400 | -82,000 | $17,319,000 | $8,789,000 | -$8,530,000 |
| MOS MOSAIC CO NEW | United States | COM · Call | 189,450 | 22,200 | -167,250 | $9,368,000 | $986,000 | -$8,382,000 |
| QCOM QUALCOMM INC | United States | COM · Call | 515,920 | 442,970 | -72,950 | $40,861,000 | $33,121,000 | -$7,740,000 |
| WY WEYERHAEUSER CO | United States | COM · Put | 249,300 | 16,600 | -232,700 | $8,249,000 | $529,000 | -$7,720,000 |
| GM GENERAL MTRS CO | United States | COM · Call | 714,302 | 574,500 | -139,802 | $25,929,000 | $18,350,000 | -$7,579,000 |
| PHILLIPS 66 PARTNERS LP CUSIP 718549207 | COM UNIT REP INT · Call | 100,400 | 200 | -100,200 | $7,586,000 | $13,000 | -$7,573,000 | |
| CANADIAN PAC RY LTD CUSIP 13645T100 | COM · Put | 100,300 | 51,500 | -48,800 | $18,168,000 | $10,685,000 | -$7,483,000 | |
| OCWEN FINL CORP CUSIP 675746309 | COM NEW · Call | 312,700 | 159,000 | -153,700 | $11,601,000 | $4,163,000 | -$7,438,000 | |
| VMWARE INC CUSIP 928563402 | United States | CL A COM · Call | 95,900 | 19,700 | -76,200 | $9,284,000 | $1,849,000 | -$7,435,000 |
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