UBS AG quarter change: USA Options, Added
In put and call options, at their filed underlying value (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 532 positions, added to 1,387, reduced 1,260, sold out of 663 and left 322 unchanged. The largest increase in value was SPY (+$1,263,307,000); the largest decrease was WY (-$473,426,000).
- UAL: Country of operation United States; Class COM · Put; Shares 2014-06-30 713,800; Shares 2014-09-30 777,400.
- TEX: Country of operation United States; Class COM · Put; Shares 2014-06-30 3,300; Shares 2014-09-30 226,100.
- LOW: Country of operation United States; Class COM · Call; Shares 2014-06-30 328,100; Shares 2014-09-30 430,400.
- MMLP: Country of operation United States; Class UNIT L P INT · Put; Shares 2014-06-30 3,900; Shares 2014-09-30 192,300.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| UAL UNITED CONTL HLDGS INC | United States | COM · Put | 713,800 | 777,400 | +63,600 | $29,316,000 | $36,375,000 | +$7,059,000 |
| TEX TEREX CORP NEW | United States | COM · Put | 3,300 | 226,100 | +222,800 | $136,000 | $7,183,000 | +$7,047,000 |
| LOW LOWES COS INC | United States | COM · Call | 328,100 | 430,400 | +102,300 | $15,746,000 | $22,777,000 | +$7,031,000 |
| MMLP MARTIN MIDSTREAM PRTNRS L P | United States | UNIT L P INT · Put | 3,900 | 192,300 | +188,400 | $161,000 | $7,171,000 | +$7,010,000 |
| XLU SELECT SECTOR SPDR TR | SBI INT-UTILS · Call | 49,700 | 217,100 | +167,400 | $2,200,000 | $9,138,000 | +$6,938,000 | |
| DU PONT E I DE NEMOURS & CO CUSIP 263534109 | COM · Call | 26,300 | 120,600 | +94,300 | $1,721,000 | $8,654,000 | +$6,933,000 | |
| BARRICK GOLD CORP CUSIP 067901108 | COM · Put | 369,100 | 927,800 | +558,700 | $6,755,000 | $13,602,000 | +$6,847,000 | |
| PROSHARES TR II CUSIP 74347W346 | ULT VIX SHRT TRM · Call | 6,400 | 235,100 | +228,700 | $170,000 | $6,966,000 | +$6,796,000 | |
| SM SM ENERGY CO | United States | COM · Call | 1,100 | 88,000 | +86,900 | $93,000 | $6,864,000 | +$6,771,000 |
| CITRIX SYS INC CUSIP 177376100 | COM · Put | 17,000 | 108,800 | +91,800 | $1,063,000 | $7,762,000 | +$6,699,000 | |
| GRMN GARMIN LTD | SHS · Call | 7,100 | 136,669 | +129,569 | $432,000 | $7,105,000 | +$6,673,000 | |
| ADBE ADOBE SYS INC | United States | COM · Call | 4,200 | 100,000 | +95,800 | $304,000 | $6,919,000 | +$6,615,000 |
| XLV SELECT SECTOR SPDR TR | SBI HEALTHCARE · Put | 45,000 | 144,800 | +99,800 | $2,737,000 | $9,254,000 | +$6,517,000 | |
| WADDELL & REED FINL INC CUSIP 930059100 | CL A · Call | 300 | 126,000 | +125,700 | $19,000 | $6,513,000 | +$6,494,000 | |
| APD AIR PRODS & CHEMS INC | United States | COM · Call | 33,300 | 82,500 | +49,200 | $4,283,000 | $10,740,000 | +$6,457,000 |
| PANDORA MEDIA INC CUSIP 698354107 | COM · Call | 13,200 | 282,700 | +269,500 | $389,000 | $6,830,000 | +$6,441,000 | |
| MAT MATTEL INC | United States | COM · Put | 3,100 | 213,000 | +209,900 | $121,000 | $6,528,000 | +$6,407,000 |
| PEP PEPSICO INC | United States | COM · Call | 113,100 | 176,900 | +63,800 | $10,105,000 | $16,468,000 | +$6,363,000 |
| COST COSTCO WHSL CORP NEW | United States | COM · Call | 29,000 | 77,300 | +48,300 | $3,340,000 | $9,687,000 | +$6,347,000 |
| EXPRESS SCRIPTS HLDG CO CUSIP 30219G108 | COM · Put | 31,472 | 120,372 | +88,900 | $2,182,000 | $8,502,000 | +$6,320,000 | |
| TBT PROSHARES TR | PSHS ULTSH 20YRS · Put | 81,400 | 197,400 | +116,000 | $4,943,000 | $11,120,000 | +$6,177,000 | |
| MPC MARATHON PETE CORP | United States | COM · Call | 109,400 | 173,400 | +64,000 | $8,541,000 | $14,682,000 | +$6,141,000 |
| DIA SPDR DOW JONES INDL AVRG ETF | UT SER 1 · Put | 71,600 | 106,600 | +35,000 | $12,021,000 | $18,129,000 | +$6,108,000 | |
| PENNEY J C INC CUSIP 708160106 | COM · Call | 607,460 | 1,151,200 | +543,740 | $5,498,000 | $11,558,000 | +$6,060,000 | |
| UNP UNION PAC CORP | United States | COM · Put | 77,000 | 126,700 | +49,700 | $7,681,000 | $13,737,000 | +$6,056,000 |
| EL LAUDER ESTEE COS INC | United States | CL A · Put | 1,800 | 81,800 | +80,000 | $134,000 | $6,112,000 | +$5,978,000 |
| ARCELORMITTAL SA LUXEMBOURG CUSIP 03938L104 | NY REGISTRY SH · Put | 274,700 | 733,400 | +458,700 | $4,101,000 | $10,040,000 | +$5,939,000 | |
| BED BATH & BEYOND INC CUSIP 075896100 | COM · Call | 17,400 | 104,900 | +87,500 | $998,000 | $6,906,000 | +$5,908,000 | |
| AGO ASSURED GUARANTY LTD | COM · Put | 9,800 | 275,400 | +265,600 | $240,000 | $6,103,000 | +$5,863,000 | |
| T AT&T INC | United States | COM · Put | 845,400 | 1,014,500 | +169,100 | $29,894,000 | $35,751,000 | +$5,857,000 |
| YAMANA GOLD INC CUSIP 98462Y100 | COM · Put | 40,700 | 1,021,500 | +980,800 | $335,000 | $6,129,000 | +$5,794,000 | |
| TALISMAN ENERGY INC CUSIP 87425E103 | COM · Put | 97,500 | 785,000 | +687,500 | $1,034,000 | $6,790,000 | +$5,756,000 | |
| MCD MCDONALDS CORP | United States | COM · Call | 73,700 | 138,777 | +65,077 | $7,424,000 | $13,157,000 | +$5,733,000 |
| YELP YELP INC | United States | CL A · Put | 67,400 | 159,300 | +91,900 | $5,168,000 | $10,872,000 | +$5,704,000 |
| ALCOA INC CUSIP 013817101 | COM · Put | 715,700 | 1,006,900 | +291,200 | $10,657,000 | $16,201,000 | +$5,544,000 | |
| ENCANA CORP CUSIP 292505104 | COM · Put | 331,300 | 630,500 | +299,200 | $7,855,000 | $13,373,000 | +$5,518,000 | |
| FIVE FIVE BELOW INC | United States | COM · Put | 2,700 | 141,900 | +139,200 | $108,000 | $5,621,000 | +$5,513,000 |
| SLB SCHLUMBERGER LTD | COM · Call | 302,200 | 404,600 | +102,400 | $35,644,000 | $41,144,000 | +$5,500,000 | |
| BED BATH & BEYOND INC CUSIP 075896100 | COM · Put | 185,300 | 244,500 | +59,200 | $10,633,000 | $16,095,000 | +$5,462,000 | |
| COP CONOCOPHILLIPS | United States | COM · Put | 56,400 | 133,300 | +76,900 | $4,835,000 | $10,200,000 | +$5,365,000 |
| ORBITZ WORLDWIDE INC CUSIP 68557K109 | COM · Call | 5,800 | 686,000 | +680,200 | $52,000 | $5,399,000 | +$5,347,000 | |
| BROCADE COMMUNICATIONS SYS I CUSIP 111621306 | COM NEW · Put | 5,800 | 496,300 | +490,500 | $53,000 | $5,395,000 | +$5,342,000 | |
| HAL HALLIBURTON CO | United States | COM · Put | 62,200 | 150,700 | +88,500 | $4,417,000 | $9,721,000 | +$5,304,000 |
| DHR DANAHER CORP DEL | United States | COM · Call | 3,800 | 72,300 | +68,500 | $299,000 | $5,493,000 | +$5,194,000 |
| LEA LEAR CORP | United States | COM NEW · Call | 1,400 | 61,400 | +60,000 | $125,000 | $5,306,000 | +$5,181,000 |
| ACTAVIS PLC CUSIP G0083B108 | SHS · Call | 10,500 | 30,800 | +20,300 | $2,342,000 | $7,431,000 | +$5,089,000 | |
| SPDR SERIES TRUST CUSIP 78464A730 | S&P OILGAS EXP · Put | 1,305,600 | 1,486,900 | +181,300 | $107,425,000 | $102,343,000 | -$5,082,000 | |
| MS MORGAN STANLEY | United States | COM NEW · Call | 377,750 | 499,500 | +121,750 | $12,213,000 | $17,268,000 | +$5,055,000 |
| MMM 3M CO | United States | COM · Call | 99,800 | 136,300 | +36,500 | $14,295,000 | $19,311,000 | +$5,016,000 |
| CQP CHENIERE ENERGY PARTNERS LP | United States | COM UNIT · Call | 205,900 | 360,600 | +154,700 | $6,803,000 | $11,799,000 | +$4,996,000 |
| UBS AG CUSIP H89231338 | SHS NEW · Put | 2,001,919 | 2,394,569 | +392,650 | $36,675,000 | $41,594,000 | +$4,919,000 | |
| MAGELLAN MIDSTREAM PRTNRS LP CUSIP 559080106 | COM UNIT RP LP · Put | 1,800 | 60,200 | +58,400 | $151,000 | $5,068,000 | +$4,917,000 | |
| NXPI NXP SEMICONDUCTORS N V | COM · Call | 3,200 | 73,600 | +70,400 | $212,000 | $5,036,000 | +$4,824,000 | |
| PCG PG&E CORP | United States | COM · Call | 1,400 | 108,100 | +106,700 | $67,000 | $4,869,000 | +$4,802,000 |
| ACTAVIS PLC CUSIP G0083B108 | SHS · Put | 37,600 | 54,500 | +16,900 | $8,387,000 | $13,150,000 | +$4,763,000 | |
| PNC PNC FINL SVCS GROUP INC | United States | COM · Call | 53,400 | 110,300 | +56,900 | $4,755,000 | $9,439,000 | +$4,684,000 |
| CSX CSX CORP | United States | COM · Put | 86,300 | 228,700 | +142,400 | $2,659,000 | $7,332,000 | +$4,673,000 |
| DRI DARDEN RESTAURANTS INC | United States | COM · Call | 3,300 | 93,400 | +90,100 | $153,000 | $4,806,000 | +$4,653,000 |
| CAMERON INTERNATIONAL CORP CUSIP 13342B105 | COM · Put | 1,700 | 71,100 | +69,400 | $115,000 | $4,719,000 | +$4,604,000 | |
| FSLR FIRST SOLAR INC | United States | COM · Put | 98,000 | 175,000 | +77,000 | $6,964,000 | $11,517,000 | +$4,553,000 |
| MSI MOTOROLA SOLUTIONS INC | United States | COM NEW · Put | 10,800 | 82,000 | +71,200 | $719,000 | $5,189,000 | +$4,470,000 |
| EQT EQT CORP | United States | COM · Call | 1,600 | 50,000 | +48,400 | $171,000 | $4,577,000 | +$4,406,000 |
| CAT CATERPILLAR INC DEL | United States | COM · Call | 191,900 | 255,000 | +63,100 | $20,854,000 | $25,253,000 | +$4,399,000 |
| AMT AMERICAN TOWER CORP NEW | United States | COM · Call | 7,100 | 52,700 | +45,600 | $639,000 | $4,934,000 | +$4,295,000 |
| ITW ILLINOIS TOOL WKS INC | United States | COM · Call | 6,700 | 57,100 | +50,400 | $587,000 | $4,820,000 | +$4,233,000 |
| BIIB BIOGEN IDEC INC | United States | COM · Put | 53,422 | 63,600 | +10,178 | $16,844,000 | $21,040,000 | +$4,196,000 |
| PANDORA MEDIA INC CUSIP 698354107 | COM · Put | 198,300 | 412,800 | +214,500 | $5,850,000 | $9,973,000 | +$4,123,000 | |
| KEURIG GREEN MTN INC CUSIP 49271M100 | COM · Put | 8,600 | 39,900 | +31,300 | $1,072,000 | $5,192,000 | +$4,120,000 | |
| ORBITZ WORLDWIDE INC CUSIP 68557K109 | COM · Put | 2,400 | 501,000 | +498,600 | $21,000 | $3,943,000 | +$3,922,000 | |
| TESORO CORP CUSIP 881609101 | COM · Put | 78,600 | 139,000 | +60,400 | $4,611,000 | $8,476,000 | +$3,865,000 | |
| GS GOLDMAN SACHS GROUP INC | United States | COM · Put | 102,000 | 114,000 | +12,000 | $17,079,000 | $20,927,000 | +$3,848,000 |
| INTC INTEL CORP | United States | COM · Call | 503,200 | 554,413 | +51,213 | $15,549,000 | $19,304,000 | +$3,755,000 |
| GNW GENWORTH FINL INC | United States | COM CL A · Put | 64,800 | 372,000 | +307,200 | $1,128,000 | $4,873,000 | +$3,745,000 |
| WDAY WORKDAY INC | United States | CL A · Put | 1,800 | 46,900 | +45,100 | $162,000 | $3,869,000 | +$3,707,000 |
| MEAD JOHNSON NUTRITION CO CUSIP 582839106 | COM · Call | 1,100 | 39,300 | +38,200 | $102,000 | $3,781,000 | +$3,679,000 | |
| GLW CORNING INC | United States | COM · Put | 44,600 | 240,400 | +195,800 | $979,000 | $4,649,000 | +$3,670,000 |
| GT ADVANCED TECHNOLOGIES INC CUSIP 36191U106 | COM · Put | 16,500 | 365,300 | +348,800 | $307,000 | $3,956,000 | +$3,649,000 | |
| ULTIMATE SOFTWARE GROUP INC CUSIP 90385D107 | COM · Put | 14,500 | 39,200 | +24,700 | $2,003,000 | $5,547,000 | +$3,544,000 | |
| MARKET VECTORS ETF TR CUSIP 57061R544 | JR GOLD MINERS E · Put | 10,600 | 118,500 | +107,900 | $448,000 | $3,984,000 | +$3,536,000 | |
| BBY BEST BUY INC | United States | COM · Put | 49,000 | 149,800 | +100,800 | $1,519,000 | $5,032,000 | +$3,513,000 |
| HIG HARTFORD FINL SVCS GROUP INC | United States | COM · Call | 15,000 | 108,200 | +93,200 | $537,000 | $4,030,000 | +$3,493,000 |
| TOL TOLL BROTHERS INC | United States | COM · Call | 21,600 | 137,300 | +115,700 | $797,000 | $4,278,000 | +$3,481,000 |
| TWENTY FIRST CENTY FOX INC CUSIP 90130A101 | CL A · Put | 600 | 101,000 | +100,400 | $21,000 | $3,463,000 | +$3,442,000 | |
| CONCUR TECHNOLOGIES INC CUSIP 206708109 | COM · Put | 700 | 27,500 | +26,800 | $65,000 | $3,488,000 | +$3,423,000 | |
| REGN REGENERON PHARMACEUTICALS | United States | COM · Put | 15,200 | 21,400 | +6,200 | $4,294,000 | $7,715,000 | +$3,421,000 |
| STARWOOD HOTELS&RESORTS WRLD CUSIP 85590A401 | COM · Call | 3,800 | 44,500 | +40,700 | $307,000 | $3,703,000 | +$3,396,000 | |
| EPD ENTERPRISE PRODS PARTNERS L | United States | COM · Call | 7,200 | 97,900 | +90,700 | $564,000 | $3,945,000 | +$3,381,000 |
| PHARMACYCLICS INC CUSIP 716933106 | COM · Call | 2,600 | 30,700 | +28,100 | $233,000 | $3,605,000 | +$3,372,000 | |
| DOW CHEM CO CUSIP 260543103 | United States | COM · Call | 133,426 | 195,200 | +61,774 | $6,866,000 | $10,236,000 | +$3,370,000 |
| CVS CVS HEALTH CORP | United States | COM · Put | 9,000 | 50,800 | +41,800 | $678,000 | $4,043,000 | +$3,365,000 |
| EXPE EXPEDIA INC DEL | United States | COM NEW · Call | 291,400 | 300,100 | +8,700 | $22,951,000 | $26,295,000 | +$3,344,000 |
| RCI ROGERS COMMUNICATIONS INC | CL B · Call | 1,100 | 90,100 | +89,000 | $44,000 | $3,372,000 | +$3,328,000 | |
| FSLR FIRST SOLAR INC | United States | COM · Call | 30,000 | 82,900 | +52,900 | $2,132,000 | $5,456,000 | +$3,324,000 |
| KIM KIMCO RLTY CORP | United States | COM · Call | 500 | 151,700 | +151,200 | $11,000 | $3,324,000 | +$3,313,000 |
| TEX TEREX CORP NEW | United States | COM · Call | 1,100 | 105,600 | +104,500 | $45,000 | $3,355,000 | +$3,310,000 |
| BUCKEYE PARTNERS L P CUSIP 118230101 | UNIT LTD PARTN · Put | 200 | 41,700 | +41,500 | $17,000 | $3,321,000 | +$3,304,000 | |
| PHARMACYCLICS INC CUSIP 716933106 | COM · Put | 53,100 | 68,500 | +15,400 | $4,764,000 | $8,044,000 | +$3,280,000 | |
| PDC ENERGY INC CUSIP 69327R101 | United States | COM · Call | 400 | 65,400 | +65,000 | $25,000 | $3,289,000 | +$3,264,000 |
| ENERGEN CORP CUSIP 29265N108 | COM · Call | 300 | 45,500 | +45,200 | $27,000 | $3,287,000 | +$3,260,000 | |
| A AGILENT TECHNOLOGIES INC | United States | COM · Call | 9,800 | 66,600 | +56,800 | $563,000 | $3,795,000 | +$3,232,000 |
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|---|---|---|---|
| Not available yet | |||