UBS AG quarter change: USA Options, Added
In put and call options, at their filed underlying value (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 532 positions, added to 1,387, reduced 1,260, sold out of 663 and left 322 unchanged. The largest increase in value was SPY (+$1,263,307,000); the largest decrease was WY (-$473,426,000).
- MANNKIND CORP: Country of operation —; Class COM · Call; Shares 2014-06-30 132,400; Shares 2014-09-30 136,900.
- CYRUSONE INC: Country of operation —; Class COM · Call; Shares 2014-06-30 200; Shares 2014-09-30 26,700.
- PHM: Country of operation United States; Class COM · Call; Shares 2014-06-30 52,100; Shares 2014-09-30 95,230.
- OASIS PETE INC NEW: Country of operation —; Class COM · Call; Shares 2014-06-30 55,500; Shares 2014-09-30 59,100.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| MANNKIND CORP CUSIP 56400P201 | COM · Call | 132,400 | 136,900 | +4,500 | $1,451,000 | $809,000 | -$642,000 | |
| CYRUSONE INC CUSIP 23283R100 | COM · Call | 200 | 26,700 | +26,500 | $5,000 | $642,000 | +$637,000 | |
| PHM PULTE GROUP INC | United States | COM · Call | 52,100 | 95,230 | +43,130 | $1,050,000 | $1,682,000 | +$632,000 |
| OASIS PETE INC NEW CUSIP 674215108 | COM · Call | 55,500 | 59,100 | +3,600 | $3,102,000 | $2,471,000 | -$631,000 | |
| FNV FRANCO NEVADA CORP | COM · Call | 5,300 | 18,900 | +13,600 | $304,000 | $924,000 | +$620,000 | |
| PROSHARES TR CUSIP 74348A590 | PSHS ULDOW30 NEW · Call | 3,900 | 28,800 | +24,900 | $100,000 | $704,000 | +$604,000 | |
| CELGENE CORP CUSIP 151020104 | COM · Call | 64,200 | 64,500 | +300 | $5,514,000 | $6,113,000 | +$599,000 | |
| WDC WESTERN DIGITAL CORP | United States | COM · Call | 6,800 | 12,600 | +5,800 | $628,000 | $1,226,000 | +$598,000 |
| XBI SPDR SERIES TRUST | S&P BIOTECH · Call | 1,600 | 5,400 | +3,800 | $246,000 | $842,000 | +$596,000 | |
| HONZZZZ HONEYWELL INTL INC | COM · Put | 15,800 | 22,100 | +6,300 | $1,469,000 | $2,058,000 | +$589,000 | |
| ACIC UNITED INS HLDGS CORP | United States | COM · Call | 11,700 | 52,600 | +40,900 | $202,000 | $789,000 | +$587,000 |
| SANDRIDGE ENERGY INC CUSIP 80007P307 | COM · Put | 142,500 | 372,300 | +229,800 | $1,019,000 | $1,597,000 | +$578,000 | |
| CURRENCYSHARES EURO TR CUSIP 23130C108 | EURO SHS · Put | 4,700 | 9,700 | +5,000 | $635,000 | $1,207,000 | +$572,000 | |
| ULTIMATE SOFTWARE GROUP INC CUSIP 90385D107 | COM · Call | 5,700 | 9,600 | +3,900 | $788,000 | $1,359,000 | +$571,000 | |
| AZO AUTOZONE INC | United States | COM · Put | 200 | 1,300 | +1,100 | $107,000 | $663,000 | +$556,000 |
| ABG ASBURY AUTOMOTIVE GROUP INC | United States | COM · Put | 600 | 9,200 | +8,600 | $41,000 | $593,000 | +$552,000 |
| GIS GENERAL MLS INC | United States | COM · Put | 17,000 | 28,300 | +11,300 | $893,000 | $1,427,000 | +$534,000 |
| CLX CLOROX CO DEL | United States | COM · Call | 6,300 | 11,500 | +5,200 | $576,000 | $1,105,000 | +$529,000 |
| D DOMINION RES INC VA NEW | United States | COM · Put | 252,500 | 269,000 | +16,500 | $18,059,000 | $18,585,000 | +$526,000 |
| SYY SYSCO CORP | United States | COM · Call | 6,300 | 20,000 | +13,700 | $236,000 | $759,000 | +$523,000 |
| CHGG CHEGG INC | United States | COM · Call | 1,500 | 85,000 | +83,500 | $11,000 | $530,000 | +$519,000 |
| WADDELL & REED FINL INC CUSIP 930059100 | CL A · Put | 100 | 10,100 | +10,000 | $6,000 | $522,000 | +$516,000 | |
| HUM HUMANA INC | United States | COM · Call | 1,600 | 5,500 | +3,900 | $204,000 | $717,000 | +$513,000 |
| ONEOK PARTNERS LP CUSIP 68268N103 | UNIT LTD PARTN · Call | 33,100 | 43,800 | +10,700 | $1,940,000 | $2,451,000 | +$511,000 | |
| PANW PALO ALTO NETWORKS INC | United States | COM · Put | 32,600 | 33,000 | +400 | $2,734,000 | $3,237,000 | +$503,000 |
| SANDRIDGE ENERGY INC CUSIP 80007P307 | COM · Call | 391,200 | 535,000 | +143,800 | $2,797,000 | $2,295,000 | -$502,000 | |
| IP INTL PAPER CO | United States | COM · Put | 44,500 | 57,500 | +13,000 | $2,246,000 | $2,745,000 | +$499,000 |
| LQD ISHARES TR | IBOXX INV CP ETF · Call | 800 | 5,000 | +4,200 | $95,000 | $591,000 | +$496,000 | |
| NBIX NEUROCRINE BIOSCIENCES INC | United States | COM · Call | 1,200 | 32,300 | +31,100 | $18,000 | $506,000 | +$488,000 |
| UNITED TECHNOLOGIES CORP CUSIP 913017109 | United States | COM · Put | 46,118 | 55,018 | +8,900 | $5,324,000 | $5,810,000 | +$486,000 |
| UAA UNDER ARMOUR INC | United States | CL A · Put | 48,600 | 48,800 | +200 | $2,891,000 | $3,372,000 | +$481,000 |
| GAP GAP INC DEL | United States | COM · Put | 6,000 | 17,500 | +11,500 | $249,000 | $730,000 | +$481,000 |
| PIONEER NAT RES CO CUSIP 723787107 | United States | COM · Put | 15,100 | 15,200 | +100 | $3,470,000 | $2,994,000 | -$476,000 |
| WELLPOINT INC CUSIP 94973V107 | COM · Put | 4,400 | 7,900 | +3,500 | $473,000 | $945,000 | +$472,000 | |
| INTERNATIONAL GAME TECHNOLOG CUSIP 459902102 | COM · Put | 19,700 | 46,300 | +26,600 | $313,000 | $781,000 | +$468,000 | |
| SHW SHERWIN WILLIAMS CO | United States | COM · Put | 6,000 | 7,800 | +1,800 | $1,241,000 | $1,708,000 | +$467,000 |
| CARBO CERAMICS INC CUSIP 140781105 | COM · Call | 100 | 8,000 | +7,900 | $15,000 | $474,000 | +$459,000 | |
| XPO XPO LOGISTICS INC | United States | COM · Put | 800 | 12,700 | +11,900 | $23,000 | $478,000 | +$455,000 |
| EL PASO PIPELINE PARTNERS L CUSIP 283702108 | COM UNIT LPI · Call | 2,500 | 13,600 | +11,100 | $91,000 | $546,000 | +$455,000 | |
| UNITED STATES NATL GAS FUND CUSIP 912318201 | UNIT PAR $0.001 · Put | 36,400 | 60,500 | +24,100 | $895,000 | $1,338,000 | +$443,000 | |
| SO SOUTHERN CO | United States | COM · Put | 2,600 | 12,800 | +10,200 | $118,000 | $559,000 | +$441,000 |
| NRG NRG ENERGY INC | United States | COM NEW · Put | 75,000 | 77,300 | +2,300 | $2,790,000 | $2,356,000 | -$434,000 |
| APOLLO GLOBAL MGMT LLC CUSIP 037612306 | CL A SHS · Put | 13,800 | 34,200 | +20,400 | $383,000 | $815,000 | +$432,000 | |
| PANW PALO ALTO NETWORKS INC | United States | COM · Call | 10,200 | 13,100 | +2,900 | $855,000 | $1,285,000 | +$430,000 |
| NEE NEXTERA ENERGY INC | United States | COM · Put | 2,500 | 7,300 | +4,800 | $256,000 | $685,000 | +$429,000 |
| ACE LTD CUSIP H0023R105 | SHS · Call | 52,600 | 56,100 | +3,500 | $5,455,000 | $5,883,000 | +$428,000 | |
| URI UNITED RENTALS INC | United States | COM · Call | 5,400 | 8,900 | +3,500 | $566,000 | $989,000 | +$423,000 |
| STLD STEEL DYNAMICS INC | United States | COM · Call | 500 | 18,300 | +17,800 | $9,000 | $414,000 | +$405,000 |
| GOODRICH PETE CORP CUSIP 382410405 | COM NEW · Call | 28,800 | 80,900 | +52,100 | $795,000 | $1,199,000 | +$404,000 | |
| RMD RESMED INC | United States | COM · Call | 5,500 | 13,800 | +8,300 | $278,000 | $680,000 | +$402,000 |
| PENN VA CORP CUSIP 707882106 | COM · Put | 7,400 | 41,400 | +34,000 | $125,000 | $526,000 | +$401,000 | |
| OKE ONEOK INC NEW | United States | COM · Call | 3,600 | 9,800 | +6,200 | $245,000 | $642,000 | +$397,000 |
| HEWLETT PACKARD CO CUSIP 428236103 | COM · Call | 63,550 | 71,100 | +7,550 | $2,140,000 | $2,522,000 | +$382,000 | |
| DYAX CORP CUSIP 26746E103 | COM · Call | 83,100 | 116,300 | +33,200 | $798,000 | $1,177,000 | +$379,000 | |
| KR KROGER CO | United States | COM · Call | 11,500 | 18,200 | +6,700 | $568,000 | $946,000 | +$378,000 |
| AMBA AMBARELLA INC | United States | SHS · Put | 7,000 | 13,600 | +6,600 | $218,000 | $594,000 | +$376,000 |
| ALPHA NATURAL RESOURCES INC CUSIP 02076X102 | COM · Call | 423,900 | 482,890 | +58,990 | $1,573,000 | $1,198,000 | -$375,000 | |
| FRONTLINE LTD CUSIP G3682E127 | SHS · Call | 308,900 | 1,011,200 | +702,300 | $902,000 | $1,274,000 | +$372,000 | |
| MULTIMEDIA GAMES HLDG CO INC CUSIP 625453105 | COM · Call | 600 | 10,700 | +10,100 | $18,000 | $385,000 | +$367,000 | |
| OMNIVISION TECHNOLOGIES INC CUSIP 682128103 | COM · Call | 5,700 | 18,600 | +12,900 | $125,000 | $492,000 | +$367,000 | |
| ARCH COAL INC CUSIP 039380100 | COM · Put | 61,800 | 277,000 | +215,200 | $226,000 | $587,000 | +$361,000 | |
| RSG REPUBLIC SVCS INC | United States | COM · Call | 1,900 | 10,900 | +9,000 | $72,000 | $425,000 | +$353,000 |
| GNRC GENERAC HLDGS INC | United States | COM · Call | 2,400 | 11,600 | +9,200 | $117,000 | $470,000 | +$353,000 |
| TIME WARNER CABLE INC CUSIP 88732J207 | COM · Call | 24,400 | 27,500 | +3,100 | $3,594,000 | $3,946,000 | +$352,000 | |
| SIGMA ALDRICH CORP CUSIP 826552101 | COM · Call | 1,000 | 3,300 | +2,300 | $101,000 | $449,000 | +$348,000 | |
| ISHARES CUSIP 464286848 | MSCI JAPAN ETF · Put | 15,300 | 45,100 | +29,800 | $184,000 | $531,000 | +$347,000 | |
| BIOSCRIP INC CUSIP 09069N108 | COM · Call | 2,700 | 53,300 | +50,600 | $23,000 | $368,000 | +$345,000 | |
| EOG EOG RES INC | United States | COM · Call | 85,300 | 97,200 | +11,900 | $9,968,000 | $9,625,000 | -$343,000 |
| NEM NEWMONT MINING CORP | United States | COM · Put | 404,100 | 460,800 | +56,700 | $10,280,000 | $10,621,000 | +$341,000 |
| MTG MGIC INVT CORP WIS | United States | COM · Call | 30,700 | 78,900 | +48,200 | $284,000 | $616,000 | +$332,000 |
| CURRENCYSHS JAPANESE YEN TR CUSIP 23130A102 | JAPANESE YEN · Put | 28,200 | 34,300 | +6,100 | $2,715,000 | $3,046,000 | +$331,000 | |
| CSIQ CANADIAN SOLAR INC | COM · Put | 7,800 | 16,000 | +8,200 | $244,000 | $572,000 | +$328,000 | |
| MEDIVATION INC CUSIP 58501N101 | COM · Put | 1,300 | 4,300 | +3,000 | $100,000 | $425,000 | +$325,000 | |
| NOW SERVICENOW INC | United States | COM · Call | 20,700 | 27,300 | +6,600 | $1,283,000 | $1,605,000 | +$322,000 |
| AGO ASSURED GUARANTY LTD | COM · Call | 5,400 | 20,400 | +15,000 | $132,000 | $452,000 | +$320,000 | |
| JBL JABIL CIRCUIT INC | United States | COM · Call | 700 | 16,600 | +15,900 | $15,000 | $335,000 | +$320,000 |
| GROUPON INC CUSIP 399473107 | COM CL A · Put | 37,300 | 84,400 | +47,100 | $247,000 | $564,000 | +$317,000 | |
| DURATA THERAPEUTICS INC CUSIP 26658A107 | COM · Put | 75,400 | 76,400 | +1,000 | $1,284,000 | $969,000 | -$315,000 | |
| PROSENSA HLDG N V CUSIP N71546100 | SHS USD · Call | 2,300 | 40,400 | +38,100 | $29,000 | $341,000 | +$312,000 | |
| SPECTRA ENERGY PARTNERS LP CUSIP 84756N109 | COM · Put | 900 | 6,800 | +5,900 | $48,000 | $360,000 | +$312,000 | |
| LAMAR ADVERTISING CO CUSIP 512815101 | CL A · Call | 108,100 | 110,000 | +1,900 | $5,729,000 | $5,418,000 | -$311,000 | |
| BOFI HLDG INC CUSIP 05566U108 | COM · Put | 3,000 | 7,300 | +4,300 | $220,000 | $531,000 | +$311,000 | |
| VNQ VANGUARD INDEX FDS | REIT ETF · Call | 7,600 | 12,100 | +4,500 | $569,000 | $869,000 | +$300,000 | |
| ZYNGA INC CUSIP 98986T108 | CL A · Put | 614,100 | 620,600 | +6,500 | $1,971,000 | $1,676,000 | -$295,000 | |
| HSY HERSHEY CO | United States | COM · Put | 700 | 3,800 | +3,100 | $68,000 | $363,000 | +$295,000 |
| MARVELL TECHNOLOGY GROUP LTD CUSIP G5876H105 | ORD · Put | 5,100 | 27,200 | +22,100 | $73,000 | $367,000 | +$294,000 | |
| PPL PPL CORP | United States | COM · Call | 12,300 | 22,200 | +9,900 | $437,000 | $729,000 | +$292,000 |
| MAR MARRIOTT INTL INC NEW | United States | CL A · Put | 8,100 | 11,600 | +3,500 | $519,000 | $811,000 | +$292,000 |
| CURRENCYSHARES CDN DLR TR CUSIP 23129X105 | CDN DOLLAR SHS · Call | 2,900 | 6,300 | +3,400 | $270,000 | $559,000 | +$289,000 | |
| DUKE REALTY CORP CUSIP 264411505 | COM NEW · Call | 100 | 16,600 | +16,500 | $2,000 | $285,000 | +$283,000 | |
| HEARTLAND PMT SYS INC CUSIP 42235N108 | COM · Call | 100 | 6,000 | +5,900 | $4,000 | $286,000 | +$282,000 | |
| GBX GREENBRIER COS INC | United States | COM · Put | 2,000 | 5,400 | +3,400 | $115,000 | $396,000 | +$281,000 |
| TESORO LOGISTICS LP CUSIP 88160T107 | COM UNIT LP · Call | 12,000 | 16,400 | +4,400 | $881,000 | $1,161,000 | +$280,000 | |
| USB US BANCORP DEL | United States | COM NEW · Put | 205,200 | 205,900 | +700 | $8,889,000 | $8,613,000 | -$276,000 |
| TRN TRINITY INDS INC | United States | COM · Call | 10,600 | 15,700 | +5,100 | $463,000 | $734,000 | +$271,000 |
| DIREXION SHS ETF TR CUSIP 25459Y488 | DLY SC BEAR3XNEW · Put | 3,900 | 19,000 | +15,100 | $54,000 | $321,000 | +$267,000 | |
| DAL DELTA AIR LINES INC DEL | United States | COM NEW · Call | 25,000 | 34,128 | +9,128 | $968,000 | $1,234,000 | +$266,000 |
| STAPLES INC CUSIP 855030102 | COM · Put | 49,000 | 65,400 | +16,400 | $531,000 | $791,000 | +$260,000 | |
| EXC EXELON CORP | United States | COM · Put | 32,900 | 42,700 | +9,800 | $1,200,000 | $1,456,000 | +$256,000 |
| SYY SYSCO CORP | United States | COM · Put | 5,800 | 12,400 | +6,600 | $217,000 | $471,000 | +$254,000 |
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| Not available yet | |||