UBS AG quarter change: USA Options, New
In put and call options, at their filed underlying value (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 532 positions, added to 1,387, reduced 1,260, sold out of 663 and left 322 unchanged. The largest increase in value was SPY (+$1,263,307,000); the largest decrease was WY (-$473,426,000).
- MACQUARIE INFRASTR CO LLC: Country of operation —; Class MEMBERSHIP INT · Put; Shares 2014-06-30 0; Shares 2014-09-30 580,200.
- MLM: Country of operation United States; Class COM · Call; Shares 2014-06-30 0; Shares 2014-09-30 276,700.
- NPO: Country of operation United States; Class COM · Put; Shares 2014-06-30 0; Shares 2014-09-30 300,000.
- FCX: Country of operation United States; Class CL B · Call; Shares 2014-06-30 0; Shares 2014-09-30 501,505.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| MACQUARIE INFRASTR CO LLC CUSIP 55608B105 | MEMBERSHIP INT · Put | 0 | 580,200 | +580,200 | $0 | $38,699,000 | +$38,699,000 | |
| MLM MARTIN MARIETTA MATLS INC | United States | COM · Call | 0 | 276,700 | +276,700 | $0 | $35,678,000 | +$35,678,000 |
| NPO ENPRO INDS INC | United States | COM · Put | 0 | 300,000 | +300,000 | $0 | $18,159,000 | +$18,159,000 |
| FCX FREEPORT-MCMORAN INC | United States | CL B · Call | 0 | 501,505 | +501,505 | $0 | $16,374,000 | +$16,374,000 |
| SBA COMMUNICATIONS CORP CUSIP 78388J106 | COM · Put | 0 | 139,400 | +139,400 | $0 | $15,459,000 | +$15,459,000 | |
| FCX FREEPORT-MCMORAN INC | United States | CL B · Put | 0 | 460,600 | +460,600 | $0 | $15,039,000 | +$15,039,000 |
| SBA COMMUNICATIONS CORP CUSIP 78388J106 | COM · Call | 0 | 111,300 | +111,300 | $0 | $12,343,000 | +$12,343,000 | |
| SPG SIMON PPTY GROUP INC NEW | United States | COM · Put | 0 | 57,400 | +57,400 | $0 | $9,438,000 | +$9,438,000 |
| SPG SIMON PPTY GROUP INC NEW | United States | COM · Call | 0 | 50,800 | +50,800 | $0 | $8,353,000 | +$8,353,000 |
| ASHLAND INC NEW CUSIP 044209104 | COM · Put | 0 | 61,000 | +61,000 | $0 | $6,350,000 | +$6,350,000 | |
| LEHIGH GAS PARTNERS LP CUSIP 524814100 | UT LTD PTN INT · Put | 0 | 169,400 | +169,400 | $0 | $5,755,000 | +$5,755,000 | |
| KN KNOWLES CORP | United States | COM · Put | 0 | 179,900 | +179,900 | $0 | $4,767,000 | +$4,767,000 |
| GPRO GOPRO INC | United States | CL A · Put | 0 | 43,000 | +43,000 | $0 | $4,029,000 | +$4,029,000 |
| NGL NGL ENERGY PARTNERS LP | United States | COM UNIT REPST · Put | 0 | 100,200 | +100,200 | $0 | $3,945,000 | +$3,945,000 |
| NORTHSTAR RLTY FIN CORP CUSIP 66704R704 | COM NEW · Call | 0 | 210,700 | +210,700 | $0 | $3,723,000 | +$3,723,000 | |
| PHH CORP CUSIP 693320202 | COM NEW · Call | 0 | 150,000 | +150,000 | $0 | $3,354,000 | +$3,354,000 | |
| ANDE ANDERSONS INC | United States | COM · Call | 0 | 51,000 | +51,000 | $0 | $3,207,000 | +$3,207,000 |
| CARBO CERAMICS INC CUSIP 140781105 | COM · Put | 0 | 45,000 | +45,000 | $0 | $2,665,000 | +$2,665,000 | |
| IMAX IMAX CORP | COM · Call | 0 | 95,000 | +95,000 | $0 | $2,609,000 | +$2,609,000 | |
| NORTHSTAR RLTY FIN CORP CUSIP 66704R704 | COM NEW · Put | 0 | 141,000 | +141,000 | $0 | $2,491,000 | +$2,491,000 | |
| GPRO GOPRO INC | United States | CL A · Call | 0 | 24,300 | +24,300 | $0 | $2,277,000 | +$2,277,000 |
| BALLY TECHNOLOGIES INC CUSIP 05874B107 | COM · Put | 0 | 25,600 | +25,600 | $0 | $2,066,000 | +$2,066,000 | |
| BKU BANKUNITED INC | United States | COM · Call | 0 | 66,000 | +66,000 | $0 | $2,012,000 | +$2,012,000 |
| MOBILEYE N V AMSTELVEEN CUSIP N51488117 | ORD SHS · Call | 0 | 35,100 | +35,100 | $0 | $1,881,000 | +$1,881,000 | |
| INTERNATIONAL RECTIFIER CORP CUSIP 460254105 | COM · Put | 0 | 45,200 | +45,200 | $0 | $1,774,000 | +$1,774,000 | |
| INTERNATIONAL RECTIFIER CORP CUSIP 460254105 | COM · Call | 0 | 43,700 | +43,700 | $0 | $1,715,000 | +$1,715,000 | |
| GENTIVA HEALTH SERVICES INC CUSIP 37247A102 | COM · Call | 0 | 100,000 | +100,000 | $0 | $1,678,000 | +$1,678,000 | |
| CRESTWOOD EQUITY PARTNERS LP CUSIP 226344109 | UNIT LTD PARTNER · Put | 0 | 117,600 | +117,600 | $0 | $1,243,000 | +$1,243,000 | |
| HIW HIGHWOODS PPTYS INC | United States | COM · Call | 0 | 31,000 | +31,000 | $0 | $1,206,000 | +$1,206,000 |
| BRKB BERKSHIRE HATHAWAY INC DEL | CL B NEW · Put | 0 | 8,100 | +8,100 | $0 | $1,119,000 | +$1,119,000 | |
| HILTON WORLDWIDE HLDGS INC CUSIP 43300A104 | COM · Put | 0 | 42,200 | +42,200 | $0 | $1,039,000 | +$1,039,000 | |
| MOBILEYE N V AMSTELVEEN CUSIP N51488117 | ORD SHS · Put | 0 | 16,900 | +16,900 | $0 | $906,000 | +$906,000 | |
| MPLX MPLX LP | United States | COM UNIT REP LTD · Put | 0 | 14,900 | +14,900 | $0 | $878,000 | +$878,000 |
| XPO XPO LOGISTICS INC | United States | COM · Call | 0 | 22,100 | +22,100 | $0 | $833,000 | +$833,000 |
| SPRINGLEAF HLDGS INC CUSIP 85172J101 | COM · Call | 0 | 25,000 | +25,000 | $0 | $798,000 | +$798,000 | |
| VNDA VANDA PHARMACEUTICALS INC | United States | COM · Put | 0 | 75,000 | +75,000 | $0 | $779,000 | +$779,000 |
| AKR ACADIA RLTY TR | United States | COM SH BEN INT · Call | 0 | 28,000 | +28,000 | $0 | $772,000 | +$772,000 |
| HOUGHTON MIFFLIN HARCOURT CO CUSIP 44157R109 | COM · Call | 0 | 37,000 | +37,000 | $0 | $719,000 | +$719,000 | |
| SBRA SABRA HEALTH CARE REIT INC | United States | COM · Call | 0 | 26,500 | +26,500 | $0 | $644,000 | +$644,000 |
| PALL CORP CUSIP 696429307 | COM · Call | 0 | 7,200 | +7,200 | $0 | $603,000 | +$603,000 | |
| SHY ISHARES TR | 1-3 YR TR BD ETF · Call | 0 | 7,100 | +7,100 | $0 | $600,000 | +$600,000 | |
| EDUCATION MGMT CORP NEW CUSIP 28140M103 | COM · Call | 0 | 496,200 | +496,200 | $0 | $541,000 | +$541,000 | |
| TEAM HEALTH HOLDINGS INC CUSIP 87817A107 | COM · Call | 0 | 9,200 | +9,200 | $0 | $534,000 | +$534,000 | |
| TDS TELEPHONE & DATA SYS INC | United States | COM NEW · Call | 0 | 20,200 | +20,200 | $0 | $484,000 | +$484,000 |
| LOCO EL POLLO LOCO HLDGS INC | United States | COM · Call | 0 | 12,400 | +12,400 | $0 | $445,000 | +$445,000 |
| XPP PROSHARES TR | ULT FTSE CHIN 50 · Put | 0 | 7,700 | +7,700 | $0 | $444,000 | +$444,000 | |
| ENDO INTL PLC CUSIP G30401106 | SHS · Put | 0 | 6,300 | +6,300 | $0 | $431,000 | +$431,000 | |
| WHITEWAVE FOODS CO CUSIP 966244105 | COM · Call | 0 | 11,600 | +11,600 | $0 | $421,000 | +$421,000 | |
| GPRE GREEN PLAINS INC | United States | COM · Put | 0 | 11,100 | +11,100 | $0 | $415,000 | +$415,000 |
| RYAM RAYONIER ADVANCED MATLS INC | United States | COM · Put | 0 | 12,400 | +12,400 | $0 | $408,000 | +$408,000 |
| ILF ISHARES TR | LATN AMER 40 ETF · Call | 0 | 11,000 | +11,000 | $0 | $406,000 | +$406,000 | |
| SABR SABRE CORP | United States | COM · Call | 0 | 22,500 | +22,500 | $0 | $403,000 | +$403,000 |
| MALLINCKRODT PUB LTD CO CUSIP G5785G107 | SHS · Put | 0 | 4,100 | +4,100 | $0 | $370,000 | +$370,000 | |
| ENVISION HEALTHCARE HLDGS IN CUSIP 29413U103 | COM · Put | 0 | 9,600 | +9,600 | $0 | $333,000 | +$333,000 | |
| FMC F M C CORP | United States | COM NEW · Put | 0 | 5,700 | +5,700 | $0 | $326,000 | +$326,000 |
| WHITEWAVE FOODS CO CUSIP 966244105 | COM · Put | 0 | 8,500 | +8,500 | $0 | $309,000 | +$309,000 | |
| ALCOBRA LTD CUSIP M2239P109 | SHS · Call | 0 | 16,900 | +16,900 | $0 | $261,000 | +$261,000 | |
| EDUCATION RLTY TR INC CUSIP 28140H104 | COM · Call | 0 | 25,000 | +25,000 | $0 | $257,000 | +$257,000 | |
| LOCO EL POLLO LOCO HLDGS INC | United States | COM · Put | 0 | 7,100 | +7,100 | $0 | $255,000 | +$255,000 |
| MULTIMEDIA GAMES HLDG CO INC CUSIP 625453105 | COM · Put | 0 | 6,900 | +6,900 | $0 | $248,000 | +$248,000 | |
| QEP MIDSTREAM PARTNERS LP CUSIP 74735R115 | COM UNIT RP LTD · Call | 0 | 10,100 | +10,100 | $0 | $239,000 | +$239,000 | |
| TIME WARNER INC CUSIP 887317303 | COM NEW · Put | 0 | 3,100 | +3,100 | $0 | $233,000 | +$233,000 | |
| EQT MIDSTREAM PARTNERS LP CUSIP 26885B100 | UNIT LTD PARTN · Put | 0 | 2,500 | +2,500 | $0 | $224,000 | +$224,000 | |
| RSP PERMIAN INC CUSIP 74978Q105 | COM · Call | 0 | 8,000 | +8,000 | $0 | $204,000 | +$204,000 | |
| HUN HUNTSMAN CORP | United States | COM · Put | 0 | 7,400 | +7,400 | $0 | $192,000 | +$192,000 |
| PBYI PUMA BIOTECHNOLOGY INC | United States | COM · Put | 0 | 800 | +800 | $0 | $191,000 | +$191,000 |
| RAIL FREIGHTCAR AMER INC | United States | COM · Call | 0 | 5,700 | +5,700 | $0 | $190,000 | +$190,000 |
| TIM HORTONS INC CUSIP 88706M103 | COM · Put | 0 | 2,200 | +2,200 | $0 | $173,000 | +$173,000 | |
| VITAMIN SHOPPE INC CUSIP 92849E101 | COM · Put | 0 | 3,800 | +3,800 | $0 | $169,000 | +$169,000 | |
| UHT UNIVERSAL HEALTH RLTY INCM T | United States | SH BEN INT · Call | 0 | 4,000 | +4,000 | $0 | $167,000 | +$167,000 |
| TIM HORTONS INC CUSIP 88706M103 | COM · Call | 0 | 2,000 | +2,000 | $0 | $158,000 | +$158,000 | |
| HRL HORMEL FOODS CORP | United States | COM · Call | 0 | 3,000 | +3,000 | $0 | $154,000 | +$154,000 |
| BIO-REFERENCE LABS INC CUSIP 09057G602 | COM $.01 NEW · Put | 0 | 5,100 | +5,100 | $0 | $143,000 | +$143,000 | |
| AMG AFFILIATED MANAGERS GROUP | United States | COM · Call | 0 | 700 | +700 | $0 | $140,000 | +$140,000 |
| WASHINGTON PRIME GROUP INC CUSIP 939647103 | COM · Call | 0 | 7,900 | +7,900 | $0 | $138,000 | +$138,000 | |
| CURE DIREXION SHS ETF TR | HEALTHCARE BUL · Call | 0 | 1,300 | +1,300 | $0 | $134,000 | +$134,000 | |
| JANUS CAP GROUP INC CUSIP 47102X105 | COM · Put | 0 | 9,000 | +9,000 | $0 | $131,000 | +$131,000 | |
| PROSHARES TR II CUSIP 74347W668 | ULSHT BLOOMB OIL · Call | 0 | 4,000 | +4,000 | $0 | $122,000 | +$122,000 | |
| USAC USA COMPRESSION PARTNERS LP | United States | COMUNIT LTDPAR · Put | 0 | 5,000 | +5,000 | $0 | $121,000 | +$121,000 |
| AIR AAR CORP | United States | COM · Put | 0 | 5,000 | +5,000 | $0 | $121,000 | +$121,000 |
| IMO IMPERIAL OIL LTD | COM NEW · Call | 0 | 2,500 | +2,500 | $0 | $118,000 | +$118,000 | |
| ICE INTERCONTINENTAL EXCHANGE IN | United States | COM · Call | 0 | 600 | +600 | $0 | $117,000 | +$117,000 |
| HOUS REALOGY HLDGS CORP | United States | COM · Call | 0 | 3,100 | +3,100 | $0 | $115,000 | +$115,000 |
| ARUBA NETWORKS INC CUSIP 043176106 | COM · Call | 0 | 5,300 | +5,300 | $0 | $114,000 | +$114,000 | |
| WIX WIX COM LTD | SHS · Call | 0 | 6,800 | +6,800 | $0 | $111,000 | +$111,000 | |
| OHI OMEGA HEALTHCARE INVS INC | United States | COM · Call | 0 | 3,200 | +3,200 | $0 | $109,000 | +$109,000 |
| BOND PIMCO ETF TR | TOTL RETN ETF · Call | 0 | 1,000 | +1,000 | $0 | $109,000 | +$109,000 | |
| HGTXU HUGOTON RTY TR TEX | UNIT BEN INT · Call | 0 | 12,000 | +12,000 | $0 | $108,000 | +$108,000 | |
| CCK CROWN HOLDINGS INC | United States | COM · Call | 0 | 2,400 | +2,400 | $0 | $107,000 | +$107,000 |
| SNX SYNNEX CORP | United States | COM · Put | 0 | 1,600 | +1,600 | $0 | $103,000 | +$103,000 |
| ALLIANT TECHSYSTEMS INC CUSIP 018804104 | COM · Put | 0 | 800 | +800 | $0 | $102,000 | +$102,000 | |
| CON-WAY INC CUSIP 205944101 | COM · Put | 0 | 2,100 | +2,100 | $0 | $100,000 | +$100,000 | |
| INSYS THERAPEUTICS INC NEW CUSIP 45824V209 | COM NEW · Call | 0 | 2,500 | +2,500 | $0 | $97,000 | +$97,000 | |
| CON-WAY INC CUSIP 205944101 | COM · Call | 0 | 2,000 | +2,000 | $0 | $95,000 | +$95,000 | |
| TEKMIRA PHARMACEUTICALS CORP CUSIP 87911B209 | COM NEW · Put | 0 | 4,300 | +4,300 | $0 | $91,000 | +$91,000 | |
| CDNS CADENCE DESIGN SYSTEM INC | United States | COM · Call | 0 | 5,300 | +5,300 | $0 | $91,000 | +$91,000 |
| ARLP ALLIANCE RES PARTNER L P | United States | UT LTD PART · Put | 0 | 2,100 | +2,100 | $0 | $90,000 | +$90,000 |
| WDFC WD-40 CO | United States | COM · Put | 0 | 1,300 | +1,300 | $0 | $88,000 | +$88,000 |
| SRE SEMPRA ENERGY | United States | COM · Put | 0 | 800 | +800 | $0 | $84,000 | +$84,000 |
| NXH OVERSTOCK COM INC DEL | United States | COM · Put | 0 | 5,000 | +5,000 | $0 | $84,000 | +$84,000 |
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