UBS AG quarter change: USA Options, Unchanged
In put and call options, at their filed underlying value (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 532 positions, added to 1,387, reduced 1,260, sold out of 663 and left 322 unchanged. The largest increase in value was SPY (+$1,263,307,000); the largest decrease was WY (-$473,426,000).
- BFH: Country of operation United States; Class COM · Call; Shares 2014-06-30 127,945; Shares 2014-09-30 127,945.
- CPA: Country of operation —; Class CL A · Put; Shares 2014-06-30 29,100; Shares 2014-09-30 29,100.
- DYNEGY INC NEW DEL: Country of operation —; Class COM · Put; Shares 2014-06-30 100,500; Shares 2014-09-30 100,500.
- DELEK US HLDGS INC: Country of operation —; Class COM · Call; Shares 2014-06-30 37,500; Shares 2014-09-30 37,500.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| BFH ALLIANCE DATA SYSTEMS CORP | United States | COM · Call | 127,945 | 127,945 | 0 | $35,985,000 | $31,765,000 | -$4,220,000 |
| CPA COPA HOLDINGS SA | CL A · Put | 29,100 | 29,100 | 0 | $4,149,000 | $3,122,000 | -$1,027,000 | |
| DYNEGY INC NEW DEL CUSIP 26817R108 | COM · Put | 100,500 | 100,500 | 0 | $3,497,000 | $2,900,000 | -$597,000 | |
| DELEK US HLDGS INC CUSIP 246647101 | COM · Call | 37,500 | 37,500 | 0 | $1,059,000 | $1,242,000 | +$183,000 | |
| ACAD ACADIA PHARMACEUTICALS INC | United States | COM · Call | 74,300 | 74,300 | 0 | $1,678,000 | $1,840,000 | +$162,000 |
| MDU MDU RES GROUP INC | United States | COM · Call | 20,000 | 20,000 | 0 | $702,000 | $556,000 | -$146,000 |
| AMWD AMERICAN WOODMARK CORP | United States | COM · Put | 20,000 | 20,000 | 0 | $637,000 | $737,000 | +$100,000 |
| AVON PRODS INC CUSIP 054303102 | COM · Put | 44,700 | 44,700 | 0 | $653,000 | $563,000 | -$90,000 | |
| COTY COTY INC | United States | COM CL A · Put | 150,000 | 150,000 | 0 | $2,570,000 | $2,483,000 | -$87,000 |
| ORTHOFIX INTL N V CUSIP N6748L102 | COM · Call | 10,600 | 10,600 | 0 | $384,000 | $328,000 | -$56,000 | |
| KRC KILROY RLTY CORP | United States | COM · Call | 19,100 | 19,100 | 0 | $1,190,000 | $1,135,000 | -$55,000 |
| BGS B & G FOODS INC NEW | United States | COM · Call | 9,300 | 9,300 | 0 | $304,000 | $256,000 | -$48,000 |
| TC PIPELINES LP CUSIP 87233Q108 | UT COM LTD PRT · Put | 2,400 | 2,400 | 0 | $124,000 | $163,000 | +$39,000 | |
| KINDER MORGAN MANAGEMENT LLC CUSIP 49455U100 | SHS · Put | 2,500 | 2,500 | 0 | $197,000 | $235,000 | +$38,000 | |
| CBOE CBOE HLDGS INC | United States | COM · Call | 7,200 | 7,200 | 0 | $354,000 | $385,000 | +$31,000 |
| GENERAL CABLE CORP DEL NEW CUSIP 369300108 | COM · Put | 2,800 | 2,800 | 0 | $72,000 | $42,000 | -$30,000 | |
| CPB CAMPBELL SOUP CO | United States | COM · Put | 9,300 | 9,300 | 0 | $426,000 | $397,000 | -$29,000 |
| NEPTUNE TECHNOLOGIES BIORESO CUSIP 64077P108 | COM · Put | 30,000 | 30,000 | 0 | $83,000 | $58,000 | -$25,000 | |
| DCH AMERICAN AXLE & MFG HLDGS IN | United States | COM · Call | 11,800 | 11,800 | 0 | $223,000 | $198,000 | -$25,000 |
| MTRX MATRIX SVC CO | United States | COM · Call | 2,000 | 2,000 | 0 | $66,000 | $48,000 | -$18,000 |
| SHUTTERFLY INC CUSIP 82568P304 | COM · Put | 2,900 | 2,900 | 0 | $125,000 | $141,000 | +$16,000 | |
| ARLP ALLIANCE RES PARTNER L P | United States | UT LTD PART · Call | 4,200 | 4,200 | 0 | $196,000 | $180,000 | -$16,000 |
| UNI PIXEL INC CUSIP 904572203 | United States | COM NEW · Call | 8,700 | 8,700 | 0 | $70,000 | $55,000 | -$15,000 |
| MAGICJACK VOCALTEC LTD CUSIP M6787E101 | SHS · Put | 3,000 | 3,000 | 0 | $45,000 | $30,000 | -$15,000 | |
| CHIMERA INVT CORP CUSIP 16934Q109 | COM · Call | 101,500 | 101,500 | 0 | $324,000 | $309,000 | -$15,000 | |
| DEX MEDIA INC NEW CUSIP 25213A107 | COM · Put | 9,700 | 9,700 | 0 | $108,000 | $93,000 | -$15,000 | |
| CARDIOVASCULAR SYS INC DEL CUSIP 141619106 | COM · Put | 2,000 | 2,000 | 0 | $62,000 | $47,000 | -$15,000 | |
| ALEXZA PHARMACEUTICALS INC CUSIP 015384209 | COM NEW · Call | 6,400 | 6,400 | 0 | $29,000 | $15,000 | -$14,000 | |
| AXIALL CORP CUSIP 05463D100 | COM · Call | 1,200 | 1,200 | 0 | $57,000 | $43,000 | -$14,000 | |
| CARRIZO OIL & GAS INC CUSIP 144577103 | COM · Call | 900 | 900 | 0 | $62,000 | $48,000 | -$14,000 | |
| RMBS RAMBUS INC DEL | United States | COM · Put | 7,700 | 7,700 | 0 | $110,000 | $96,000 | -$14,000 |
| ROSETTA RESOURCES INC CUSIP 777779307 | COM · Call | 1,300 | 1,300 | 0 | $71,000 | $58,000 | -$13,000 | |
| INVESCO MORTGAGE CAPITAL INC CUSIP 46131B100 | COM · Put | 7,600 | 7,600 | 0 | $132,000 | $119,000 | -$13,000 | |
| EW EDWARDS LIFESCIENCES CORP | United States | COM · Put | 700 | 700 | 0 | $60,000 | $72,000 | +$12,000 |
| INNOPHOS HOLDINGS INC CUSIP 45774N108 | COM · Call | 4,900 | 4,900 | 0 | $282,000 | $270,000 | -$12,000 | |
| STT STATE STR CORP | United States | COM · Call | 1,800 | 1,800 | 0 | $121,000 | $133,000 | +$12,000 |
| GENERAL CABLE CORP DEL NEW CUSIP 369300108 | COM · Call | 1,000 | 1,000 | 0 | $26,000 | $15,000 | -$11,000 | |
| TRANSGLOBE ENERGY CORP CUSIP 893662106 | COM · Put | 6,800 | 6,800 | 0 | $51,000 | $41,000 | -$10,000 | |
| INFOBLOX INC CUSIP 45672H104 | COM · Put | 6,100 | 6,100 | 0 | $80,000 | $90,000 | +$10,000 | |
| SCANA CORP NEW CUSIP 80589M102 | COM · Call | 2,200 | 2,200 | 0 | $118,000 | $109,000 | -$9,000 | |
| PEPCO HOLDINGS INC CUSIP 713291102 | COM · Call | 12,500 | 12,500 | 0 | $344,000 | $335,000 | -$9,000 | |
| ETR ENTERGY CORP NEW | United States | COM · Put | 1,900 | 1,900 | 0 | $156,000 | $147,000 | -$9,000 |
| MAXIM INTEGRATED PRODS INC CUSIP 57772K101 | COM · Put | 2,500 | 2,500 | 0 | $85,000 | $76,000 | -$9,000 | |
| DENDREON CORP CUSIP 24823Q107 | COM · Put | 10,000 | 10,000 | 0 | $23,000 | $14,000 | -$9,000 | |
| SEQUENOM INC CUSIP 817337405 | COM NEW · Put | 9,300 | 9,300 | 0 | $36,000 | $28,000 | -$8,000 | |
| THC TENET HEALTHCARE CORP | United States | COM NEW · Put | 600 | 600 | 0 | $28,000 | $36,000 | +$8,000 |
| EWL ISHARES | MSCI SZ CAP ETF · Call | 4,500 | 4,500 | 0 | $154,000 | $146,000 | -$8,000 | |
| ACTG ACACIA RESH CORP | United States | ACACIA TCH COM · Put | 3,300 | 3,300 | 0 | $59,000 | $51,000 | -$8,000 |
| AEP AMERICAN ELEC PWR INC | United States | COM · Put | 2,000 | 2,000 | 0 | $112,000 | $104,000 | -$8,000 |
| AN AUTONATION INC | United States | COM · Put | 800 | 800 | 0 | $48,000 | $40,000 | -$8,000 |
| REALD INC CUSIP 75604L105 | COM · Put | 2,000 | 2,000 | 0 | $26,000 | $19,000 | -$7,000 | |
| SONUS NETWORKS INC CUSIP 835916107 | COM · Call | 39,000 | 39,000 | 0 | $140,000 | $133,000 | -$7,000 | |
| DJP BARCLAYS BK PLC | United Kingdom | DJUBS CMDT ETN36 · Call | 1,500 | 1,500 | 0 | $59,000 | $52,000 | -$7,000 |
| CALLON PETE CO DEL CUSIP 13123X102 | COM · Put | 2,500 | 2,500 | 0 | $29,000 | $22,000 | -$7,000 | |
| HEADWATERS INC CUSIP 42210P102 | COM · Call | 4,900 | 4,900 | 0 | $68,000 | $61,000 | -$7,000 | |
| PLUM CREEK TIMBER CO INC CUSIP 729251108 | COM · Put | 1,100 | 1,100 | 0 | $50,000 | $43,000 | -$7,000 | |
| AMKR AMKOR TECHNOLOGY INC | United States | COM · Call | 2,800 | 2,800 | 0 | $31,000 | $24,000 | -$7,000 |
| VNDA VANDA PHARMACEUTICALS INC | United States | COM · Call | 900 | 900 | 0 | $15,000 | $9,000 | -$6,000 |
| STILLWATER MNG CO CUSIP 86074Q102 | COM · Put | 2,200 | 2,200 | 0 | $39,000 | $33,000 | -$6,000 | |
| FAST FASTENAL CO | United States | COM · Put | 1,300 | 1,300 | 0 | $64,000 | $58,000 | -$6,000 |
| KERYX BIOPHARMACEUTICALS INC CUSIP 492515101 | COM · Put | 3,800 | 3,800 | 0 | $58,000 | $52,000 | -$6,000 | |
| PAA PLAINS ALL AMERN PIPELINE L | United States | UNIT LTD PARTN · Put | 5,100 | 5,100 | 0 | $306,000 | $300,000 | -$6,000 |
| DIREXION SHS ETF TR CUSIP 25459W227 | NAT GS BULL 3X · Call | 200 | 200 | 0 | $11,000 | $5,000 | -$6,000 | |
| MAN MANPOWERGROUP INC | United States | COM · Call | 400 | 400 | 0 | $34,000 | $28,000 | -$6,000 |
| LIONBRIDGE TECHNOLOGIES INC CUSIP 536252109 | COM · Call | 4,000 | 4,000 | 0 | $24,000 | $18,000 | -$6,000 | |
| NAT NORDIC AMERICAN TANKERS LIMI | COM · Put | 3,500 | 3,500 | 0 | $33,000 | $28,000 | -$5,000 | |
| NORTHERN OIL & GAS INC NEV CUSIP 665531109 | COM · Call | 2,400 | 2,400 | 0 | $39,000 | $34,000 | -$5,000 | |
| RETAILMENOT INC CUSIP 76132B106 | COM SER 1 · Put | 500 | 500 | 0 | $13,000 | $8,000 | -$5,000 | |
| BARCLAYS BK PLC CUSIP 06738C786 | IPSP CROIL ETN · Call | 1,400 | 1,400 | 0 | $36,000 | $31,000 | -$5,000 | |
| L LOEWS CORP | United States | COM · Put | 2,000 | 2,000 | 0 | $88,000 | $83,000 | -$5,000 |
| STT STATE STR CORP | United States | COM · Put | 900 | 900 | 0 | $61,000 | $66,000 | +$5,000 |
| AFL AFLAC INC | United States | COM · Put | 1,200 | 1,200 | 0 | $75,000 | $70,000 | -$5,000 |
| PVH PVH CORP | United States | COM · Call | 1,100 | 1,100 | 0 | $128,000 | $133,000 | +$5,000 |
| LZB LA Z BOY INC | United States | COM · Call | 1,500 | 1,500 | 0 | $35,000 | $30,000 | -$5,000 |
| MMSI MERIT MED SYS INC | United States | COM · Call | 1,500 | 1,500 | 0 | $23,000 | $18,000 | -$5,000 |
| CAR AVIS BUDGET GROUP | United States | COM · Put | 1,000 | 1,000 | 0 | $60,000 | $55,000 | -$5,000 |
| COLFAX CORP CUSIP 194014106 | COM · Call | 300 | 300 | 0 | $22,000 | $17,000 | -$5,000 | |
| OWENS ILL INC CUSIP 690768403 | COM NEW · Call | 500 | 500 | 0 | $17,000 | $13,000 | -$4,000 | |
| RENEWABLE ENERGY GROUP INC CUSIP 75972A301 | COM NEW · Call | 2,900 | 2,900 | 0 | $33,000 | $29,000 | -$4,000 | |
| TWI TITAN INTL INC ILL | United States | COM · Put | 800 | 800 | 0 | $13,000 | $9,000 | -$4,000 |
| PROSHARES TR II CUSIP 74347W395 | United States | ULTRASHRT NEW · Call | 200 | 200 | 0 | $16,000 | $20,000 | +$4,000 |
| ALE ALLETE INC | United States | COM NEW · Call | 500 | 500 | 0 | $26,000 | $22,000 | -$4,000 |
| ECL ECOLAB INC | United States | COM · Put | 1,000 | 1,000 | 0 | $111,000 | $115,000 | +$4,000 |
| FOSTER WHEELER AG CUSIP H27178104 | COM · Put | 1,700 | 1,700 | 0 | $58,000 | $54,000 | -$4,000 | |
| LPX LOUISIANA PAC CORP | United States | COM · Put | 3,000 | 3,000 | 0 | $45,000 | $41,000 | -$4,000 |
| MDRX ALLSCRIPTS HEALTHCARE SOLUTN | United States | COM · Put | 1,500 | 1,500 | 0 | $24,000 | $20,000 | -$4,000 |
| BUNGE LIMITED CUSIP G16962105 | United States | COM · Call | 400 | 400 | 0 | $30,000 | $34,000 | +$4,000 |
| CONCHO RES INC CUSIP 20605P101 | COM · Put | 200 | 200 | 0 | $29,000 | $25,000 | -$4,000 | |
| ENERPLUS CORP CUSIP 292766102 | COM · Put | 600 | 600 | 0 | $15,000 | $11,000 | -$4,000 | |
| IDCC INTERDIGITAL INC | United States | COM · Put | 500 | 500 | 0 | $24,000 | $20,000 | -$4,000 |
| WAGEWORKS INC CUSIP 930427109 | COM · Call | 1,300 | 1,300 | 0 | $63,000 | $59,000 | -$4,000 | |
| CHECKPOINT SYS INC CUSIP 162825103 | COM · Put | 2,500 | 2,500 | 0 | $35,000 | $31,000 | -$4,000 | |
| TRIQUINT SEMICONDUCTOR INC CUSIP 89674K103 | COM · Put | 900 | 900 | 0 | $14,000 | $17,000 | +$3,000 | |
| THL CR INC CUSIP 872438106 | COM · Put | 2,700 | 2,700 | 0 | $38,000 | $35,000 | -$3,000 | |
| PROSHARES TR CUSIP 74348A590 | PSHS ULDOW30 NEW · Put | 2,100 | 2,100 | 0 | $54,000 | $51,000 | -$3,000 | |
| ROM PROSHARES TR | PSHS ULTRA TECH · Put | 300 | 300 | 0 | $40,000 | $43,000 | +$3,000 | |
| POWERSHARES GLOBAL ETF TRUST CUSIP 73936T474 | INSUR NATL MUN · Call | 5,000 | 5,000 | 0 | $123,000 | $126,000 | +$3,000 | |
| ROSETTA RESOURCES INC CUSIP 777779307 | COM · Put | 300 | 300 | 0 | $16,000 | $13,000 | -$3,000 | |
| ALEXION PHARMACEUTICALS INC CUSIP 015351109 | COM · Put | 400 | 400 | 0 | $63,000 | $66,000 | +$3,000 | |
| FORM FORMFACTOR INC | United States | COM · Call | 2,000 | 2,000 | 0 | $17,000 | $14,000 | -$3,000 |
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| Not available yet | |||