UBS AG quarter change: USA Options, Added
In put and call options, at their filed underlying value (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 532 positions, added to 1,387, reduced 1,260, sold out of 663 and left 322 unchanged. The largest increase in value was SPY (+$1,263,307,000); the largest decrease was WY (-$473,426,000).
- KEURIG GREEN MTN INC: Country of operation —; Class COM · Call; Shares 2014-06-30 19,200; Shares 2014-09-30 29,300.
- MO: Country of operation United States; Class COM · Put; Shares 2014-06-30 167,300; Shares 2014-09-30 183,600.
- MYLAN INC: Country of operation —; Class COM · Call; Shares 2014-06-30 101,600; Shares 2014-09-30 146,300.
- EPR: Country of operation United States; Class COM SH BEN INT · Call; Shares 2014-06-30 100; Shares 2014-09-30 27,800.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| KEURIG GREEN MTN INC CUSIP 49271M100 | COM · Call | 19,200 | 29,300 | +10,100 | $2,393,000 | $3,813,000 | +$1,420,000 | |
| MO ALTRIA GROUP INC | United States | COM · Put | 167,300 | 183,600 | +16,300 | $7,017,000 | $8,435,000 | +$1,418,000 |
| MYLAN INC CUSIP 628530107 | COM · Call | 101,600 | 146,300 | +44,700 | $5,239,000 | $6,655,000 | +$1,416,000 | |
| EPR EPR PPTYS | United States | COM SH BEN INT · Call | 100 | 27,800 | +27,700 | $6,000 | $1,409,000 | +$1,403,000 |
| IBB ISHARES TR | NASDQ BIOTEC ETF · Put | 58,900 | 60,400 | +1,500 | $15,139,000 | $16,527,000 | +$1,388,000 | |
| AXP AMERICAN EXPRESS CO | United States | COM · Call | 54,700 | 75,100 | +20,400 | $5,189,000 | $6,574,000 | +$1,385,000 |
| COR AMERISOURCEBERGEN CORP | United States | COM · Put | 23,600 | 39,800 | +16,200 | $1,715,000 | $3,077,000 | +$1,362,000 |
| GOLDCORP INC NEW CUSIP 380956409 | COM · Call | 358,400 | 375,500 | +17,100 | $10,003,000 | $8,648,000 | -$1,355,000 | |
| RGEN REPLIGEN CORP | United States | COM · Call | 6,100 | 75,000 | +68,900 | $139,000 | $1,493,000 | +$1,354,000 |
| PROSHARES TR CUSIP 74347B300 | PSHS ULSHT SP500 · Call | 12,200 | 67,400 | +55,200 | $310,000 | $1,663,000 | +$1,353,000 | |
| ACHILLION PHARMACEUTICALS IN CUSIP 00448Q201 | COM · Put | 34,900 | 161,100 | +126,200 | $264,000 | $1,608,000 | +$1,344,000 | |
| SINCLAIR BROADCAST GROUP INC CUSIP 829226109 | CL A · Call | 1,700 | 53,600 | +51,900 | $59,000 | $1,398,000 | +$1,339,000 | |
| SAFEWAY INC CUSIP 786514208 | COM NEW · Put | 6,900 | 45,600 | +38,700 | $237,000 | $1,564,000 | +$1,327,000 | |
| HESS CORP CUSIP 42809H107 | United States | COM · Put | 10,000 | 24,400 | +14,400 | $989,000 | $2,301,000 | +$1,312,000 |
| WPX ENERGY INC CUSIP 98212B103 | COM · Put | 8,400 | 62,500 | +54,100 | $201,000 | $1,504,000 | +$1,303,000 | |
| CVS CVS HEALTH CORP | United States | COM · Call | 28,600 | 43,200 | +14,600 | $2,156,000 | $3,438,000 | +$1,282,000 |
| RICE ENERGY INC CUSIP 762760106 | COM · Call | 1,000 | 49,300 | +48,300 | $30,000 | $1,311,000 | +$1,281,000 | |
| MONTAGE TECHNOLOGY GROUP LTD CUSIP G6209T105 | SHS · Call | 16,100 | 76,600 | +60,500 | $333,000 | $1,600,000 | +$1,267,000 | |
| VERSO PAPER CORP CUSIP 92531L108 | COM · Call | 200 | 390,000 | +389,800 | $0 | $1,248,000 | +$1,248,000 | |
| ASML ASML HOLDING N V | N Y REGISTRY SHS · Call | 1,300 | 13,800 | +12,500 | $121,000 | $1,364,000 | +$1,243,000 | |
| NUS NU SKIN ENTERPRISES INC | United States | CL A · Call | 200,800 | 357,000 | +156,200 | $14,851,000 | $16,076,000 | +$1,225,000 |
| MUB ISHARES | NAT AMT FREE BD · Put | 7,000 | 18,100 | +11,100 | $761,000 | $1,985,000 | +$1,224,000 | |
| HOLX HOLOGIC INC | United States | COM · Put | 1,000 | 51,100 | +50,100 | $25,000 | $1,243,000 | +$1,218,000 |
| KSS KOHLS CORP | United States | COM · Call | 9,200 | 27,900 | +18,700 | $485,000 | $1,703,000 | +$1,218,000 |
| HOLX HOLOGIC INC | United States | COM · Call | 500 | 50,500 | +50,000 | $13,000 | $1,229,000 | +$1,216,000 |
| SEATTLE GENETICS INC CUSIP 812578102 | COM · Call | 600 | 33,300 | +32,700 | $23,000 | $1,238,000 | +$1,215,000 | |
| LORILLARD INC CUSIP 544147101 | COM · Put | 6,400 | 26,600 | +20,200 | $390,000 | $1,594,000 | +$1,204,000 | |
| SRPT SAREPTA THERAPEUTICS INC | United States | COM · Call | 3,100 | 60,900 | +57,800 | $92,000 | $1,285,000 | +$1,193,000 |
| EWH ISHARES | MSCI HONG KG ETF · Put | 3,600 | 62,000 | +58,400 | $75,000 | $1,260,000 | +$1,185,000 | |
| PATTERN ENERGY GROUP INC CUSIP 70338P100 | CL A · Call | 100 | 38,400 | +38,300 | $3,000 | $1,187,000 | +$1,184,000 | |
| SUNPOWER CORP CUSIP 867652406 | United States | COM · Call | 33,200 | 73,500 | +40,300 | $1,361,000 | $2,490,000 | +$1,129,000 |
| THERAPEUTICSMD INC CUSIP 88338N107 | COM · Call | 11,300 | 251,300 | +240,000 | $50,000 | $1,166,000 | +$1,116,000 | |
| LOGI LOGITECH INTL S A | United States | SHS · Put | 329,554 | 422,019 | +92,465 | $4,294,000 | $5,410,000 | +$1,116,000 |
| MMM 3M CO | United States | COM · Put | 107,500 | 116,559 | +9,059 | $15,398,000 | $16,514,000 | +$1,116,000 |
| MENS WEARHOUSE INC CUSIP 587118100 | COM · Put | 500 | 24,200 | +23,700 | $28,000 | $1,143,000 | +$1,115,000 | |
| POWERSHS DB MULTI SECT COMM CUSIP 73936B408 | PS DB AGRICUL FD · Put | 11,900 | 55,800 | +43,900 | $327,000 | $1,426,000 | +$1,099,000 | |
| DEX MEDIA INC NEW CUSIP 25213A107 | COM · Call | 200,000 | 346,800 | +146,800 | $2,228,000 | $3,315,000 | +$1,087,000 | |
| SANDISK CORP CUSIP 80004C101 | COM · Put | 206,000 | 230,600 | +24,600 | $21,513,000 | $22,587,000 | +$1,074,000 | |
| KMB KIMBERLY CLARK CORP | United States | COM · Put | 1,800 | 11,839 | +10,039 | $200,000 | $1,274,000 | +$1,074,000 |
| XLP SELECT SECTOR SPDR TR | SBI CONS STPLS · Put | 6,600 | 30,200 | +23,600 | $294,000 | $1,362,000 | +$1,068,000 | |
| CALPINE CORP CUSIP 131347304 | COM NEW · Call | 2,600 | 51,700 | +49,100 | $62,000 | $1,122,000 | +$1,060,000 | |
| CA INC CUSIP 12673P105 | COM · Call | 19,700 | 57,800 | +38,100 | $566,000 | $1,615,000 | +$1,049,000 | |
| TALISMAN ENERGY INC CUSIP 87425E103 | COM · Call | 993,000 | 1,096,600 | +103,600 | $10,526,000 | $9,486,000 | -$1,040,000 | |
| MYLAN INC CUSIP 628530107 | COM · Put | 107,600 | 144,800 | +37,200 | $5,548,000 | $6,587,000 | +$1,039,000 | |
| CELLDEX THERAPEUTICS INC NEW CUSIP 15117B103 | COM · Put | 1,100 | 81,500 | +80,400 | $18,000 | $1,056,000 | +$1,038,000 | |
| CSIQ CANADIAN SOLAR INC | COM · Call | 11,700 | 39,200 | +27,500 | $366,000 | $1,402,000 | +$1,036,000 | |
| UNH UNITEDHEALTH GROUP INC | United States | COM · Put | 38,600 | 48,400 | +9,800 | $3,156,000 | $4,175,000 | +$1,019,000 |
| XLI SELECT SECTOR SPDR TR | SBI INT-INDS · Put | 3,900 | 23,000 | +19,100 | $211,000 | $1,222,000 | +$1,011,000 | |
| HESS CORP CUSIP 42809H107 | United States | COM · Call | 264,900 | 267,300 | +2,400 | $26,196,000 | $25,212,000 | -$984,000 |
| HAIN HAIN CELESTIAL GROUP INC | United States | COM · Call | 1,300 | 10,700 | +9,400 | $115,000 | $1,095,000 | +$980,000 |
| AGCO AGCO CORP | United States | COM · Put | 900 | 22,600 | +21,700 | $51,000 | $1,027,000 | +$976,000 |
| KRAFT FOODS GROUP INC CUSIP 50076Q106 | COM · Put | 9,500 | 27,300 | +17,800 | $570,000 | $1,540,000 | +$970,000 | |
| BDX BECTON DICKINSON & CO | United States | COM · Put | 600 | 9,013 | +8,413 | $71,000 | $1,026,000 | +$955,000 |
| SUNESIS PHARMACEUTICALS INC CUSIP 867328601 | COM NEW · Call | 71,900 | 199,500 | +127,600 | $469,000 | $1,424,000 | +$955,000 | |
| HIG HARTFORD FINL SVCS GROUP INC | United States | COM · Put | 11,800 | 36,800 | +25,000 | $423,000 | $1,371,000 | +$948,000 |
| COVIDIEN PLC CUSIP G2554F113 | SHS · Put | 500 | 11,400 | +10,900 | $45,000 | $986,000 | +$941,000 | |
| KLAC KLA-TENCOR CORP | United States | COM · Call | 6,300 | 17,700 | +11,400 | $458,000 | $1,394,000 | +$936,000 |
| REGENCY ENERGY PARTNERS L P CUSIP 75885Y107 | COM UNITS L P · Put | 1,300 | 29,900 | +28,600 | $42,000 | $975,000 | +$933,000 | |
| M MACYS INC | United States | COM · Put | 35,900 | 51,800 | +15,900 | $2,083,000 | $3,014,000 | +$931,000 |
| ITT EDUCATIONAL SERVICES INC CUSIP 45068B109 | United States | COM · Put | 2,200 | 222,500 | +220,300 | $37,000 | $955,000 | +$918,000 |
| CSTE CAESARSTONE SDOT-YAM LTD | ORD SHS · Put | 6,000 | 23,400 | +17,400 | $294,000 | $1,209,000 | +$915,000 | |
| MARKET VECTORS ETF TR CUSIP 57060U191 | OIL SVCS ETF · Call | 5,000 | 24,100 | +19,100 | $289,000 | $1,196,000 | +$907,000 | |
| WEIGHT WATCHERS INTL INC NEW CUSIP 948626106 | COM · Put | 17,300 | 45,700 | +28,400 | $349,000 | $1,254,000 | +$905,000 | |
| UNITED STATES NATL GAS FUND CUSIP 912318201 | UNIT PAR $0.001 · Call | 27,100 | 70,600 | +43,500 | $667,000 | $1,561,000 | +$894,000 | |
| CDE COEUR MNG INC | United States | COM NEW · Put | 7,600 | 193,800 | +186,200 | $70,000 | $961,000 | +$891,000 |
| BIIB BIOGEN IDEC INC | United States | COM · Call | 9,100 | 11,325 | +2,225 | $2,869,000 | $3,746,000 | +$877,000 |
| NWL NEWELL RUBBERMAID INC | United States | COM · Call | 2,600 | 27,500 | +24,900 | $81,000 | $946,000 | +$865,000 |
| EMERGE ENERGY SVCS LP CUSIP 29102H108 | COM REP PARTN · Put | 5,700 | 12,700 | +7,000 | $603,000 | $1,464,000 | +$861,000 | |
| SEARS HLDGS CORP CUSIP 812350106 | COM · Put | 4,100 | 40,600 | +36,500 | $164,000 | $1,024,000 | +$860,000 | |
| SUNESIS PHARMACEUTICALS INC CUSIP 867328601 | COM NEW · Put | 48,500 | 164,700 | +116,200 | $316,000 | $1,176,000 | +$860,000 | |
| ATLAS PIPELINE PARTNERS LP CUSIP 049392103 | UNIT L P INT · Put | 2,400 | 25,700 | +23,300 | $83,000 | $937,000 | +$854,000 | |
| ALTISOURCE PORTFOLIO SOLNS S CUSIP L0175J104 | REG SHS · Call | 1,000 | 9,600 | +8,600 | $115,000 | $968,000 | +$853,000 | |
| ISIS PHARMACEUTICALS INC CUSIP 464330109 | COM · Call | 31,300 | 49,600 | +18,300 | $1,078,000 | $1,926,000 | +$848,000 | |
| UNITED STATES OIL FUND LP CUSIP 91232N108 | UNITS · Put | 348,800 | 369,600 | +20,800 | $13,561,000 | $12,718,000 | -$843,000 | |
| PEABODY ENERGY CORP CUSIP 704549104 | COM · Put | 483,900 | 706,400 | +222,500 | $7,912,000 | $8,745,000 | +$833,000 | |
| ACHILLION PHARMACEUTICALS IN CUSIP 00448Q201 | COM · Call | 83,900 | 145,100 | +61,200 | $635,000 | $1,448,000 | +$813,000 | |
| BAX BAXTER INTL INC | United States | COM · Put | 22,504 | 33,804 | +11,300 | $1,627,000 | $2,426,000 | +$799,000 |
| TBT PROSHARES TR | PSHS ULTSH 20YRS · Call | 71,800 | 91,500 | +19,700 | $4,360,000 | $5,154,000 | +$794,000 | |
| ATHENAHEALTH INC CUSIP 04685W103 | COM · Call | 200 | 6,200 | +6,000 | $25,000 | $816,000 | +$791,000 | |
| LEXMARK INTL NEW CUSIP 529771107 | CL A · Call | 35,000 | 58,100 | +23,100 | $1,686,000 | $2,469,000 | +$783,000 | |
| SINA CORP CUSIP G81477104 | ORD · Put | 111,000 | 115,300 | +4,300 | $5,524,000 | $4,743,000 | -$781,000 | |
| ENLINK MIDSTREAM PARTNERS LP CUSIP 29336U107 | COM UNIT REP LTD · Put | 11,000 | 36,700 | +25,700 | $346,000 | $1,118,000 | +$772,000 | |
| ACCESS MIDSTREAM PARTNERS L CUSIP 00434L109 | UNIT · Call | 200 | 12,200 | +12,000 | $13,000 | $776,000 | +$763,000 | |
| ZILLOW INC CUSIP 98954A107 | CL A · Call | 600 | 7,300 | +6,700 | $86,000 | $847,000 | +$761,000 | |
| TJX TJX COS INC NEW | United States | COM · Call | 8,900 | 20,800 | +11,900 | $473,000 | $1,231,000 | +$758,000 |
| ASML ASML HOLDING N V | N Y REGISTRY SHS · Put | 300 | 7,900 | +7,600 | $28,000 | $781,000 | +$753,000 | |
| TJX TJX COS INC NEW | United States | COM · Put | 73,400 | 78,600 | +5,200 | $3,902,000 | $4,651,000 | +$749,000 |
| GRMN GARMIN LTD | SHS · Put | 7,000 | 22,600 | +15,600 | $426,000 | $1,175,000 | +$749,000 | |
| GOODRICH PETE CORP CUSIP 382410405 | COM NEW · Put | 70,300 | 181,400 | +111,100 | $1,940,000 | $2,688,000 | +$748,000 | |
| PENN WEST PETE LTD NEW CUSIP 707887105 | COM · Put | 8,400 | 122,200 | +113,800 | $82,000 | $825,000 | +$743,000 | |
| NPS PHARMACEUTICALS INC CUSIP 62936P103 | COM · Call | 23,500 | 57,900 | +34,400 | $777,000 | $1,505,000 | +$728,000 | |
| CIVEO CORP CUSIP 178787107 | COM · Put | 1,000 | 64,700 | +63,700 | $25,000 | $751,000 | +$726,000 | |
| DIA SPDR DOW JONES INDL AVRG ETF | UT SER 1 · Call | 54,800 | 58,200 | +3,400 | $9,200,000 | $9,898,000 | +$698,000 | |
| CLOVIS ONCOLOGY INC CUSIP 189464100 | COM · Put | 6,900 | 21,700 | +14,800 | $286,000 | $984,000 | +$698,000 | |
| ARCH COAL INC CUSIP 039380100 | COM · Call | 199,807 | 669,800 | +469,993 | $729,000 | $1,420,000 | +$691,000 | |
| PCRX PACIRA PHARMACEUTICALS INC | United States | COM · Put | 200 | 7,300 | +7,100 | $18,000 | $708,000 | +$690,000 |
| QLIK TECHNOLOGIES INC CUSIP 74733T105 | COM · Put | 126,700 | 131,200 | +4,500 | $2,866,000 | $3,548,000 | +$682,000 | |
| ROWAN COMPANIES PLC CUSIP G7665A101 | SHS CL A · Put | 2,400 | 29,400 | +27,000 | $77,000 | $744,000 | +$667,000 | |
| IFN INDIA FD INC | COM · Put | 1,300 | 25,000 | +23,700 | $33,000 | $679,000 | +$646,000 | |
| TESORO LOGISTICS LP CUSIP 88160T107 | COM UNIT LP · Put | 300 | 9,400 | +9,100 | $22,000 | $665,000 | +$643,000 |
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| Not available yet | |||