UBS AG quarter change: Foreign Stocks, Added
In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 7 positions, added to 81, reduced 55, sold out of 4 and left 5 unchanged. The largest increase in value was ATHM (+$74,213,000); the largest decrease was GRFS (-$34,139,000).
- ATHM: Country of operation —; Class SP ADR RP CL A; Shares 2014-06-30 211; Shares 2014-09-30 1,766,728.
- BIDU: Country of operation —; Class SPON ADR REP A; Shares 2014-06-30 674,310; Shares 2014-09-30 797,480.
- NVS: Country of operation —; Class SPONSORED ADR; Shares 2014-06-30 4,387,926; Shares 2014-09-30 4,624,270.
- TEVA: Country of operation —; Class ADR; Shares 2014-06-30 2,303,762; Shares 2014-09-30 2,925,533.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|
ATHM
AUTOHOME INC | | SP ADR RP CL A | 211 | 1,766,728 | +1,766,517 | $7,000 | $74,220,000 | +$74,213,000 |
|---|
BIDU
BAIDU INC | | SPON ADR REP A | 674,310 | 797,480 | +123,170 | $125,967,000 | $174,034,000 | +$48,067,000 |
|---|
NVS
NOVARTIS A G | | SPONSORED ADR | 4,387,926 | 4,624,270 | +236,344 | $397,239,000 | $435,282,000 | +$38,043,000 |
|---|
TEVA
TEVA PHARMACEUTICAL INDS LTD | | ADR | 2,303,762 | 2,925,533 | +621,771 | $120,763,000 | $157,248,000 | +$36,485,000 |
|---|
PBR
PETROLEO BRASILEIRO SA PETRO | | SPONSORED ADR | 2,123,396 | 3,383,226 | +1,259,830 | $31,066,000 | $48,007,000 | +$16,941,000 |
|---|
VALE
VALE S A | | ADR | 1,196,787 | 2,849,603 | +1,652,816 | $15,834,000 | $31,373,000 | +$15,539,000 |
|---|
DEO
DIAGEO P L C | | SPON ADR NEW | 2,205,979 | 2,301,415 | +95,436 | $280,756,000 | $265,583,000 | -$15,173,000 |
|---|
PKX
POSCO | | SPONSORED ADR | 213,494 | 406,137 | +192,643 | $15,893,000 | $30,826,000 | +$14,933,000 |
|---|
PSO
PEARSON PLC | | SPONSORED ADR | 11,366,156 | 11,902,217 | +536,061 | $225,163,000 | $238,283,000 | +$13,120,000 |
|---|
IBN
ICICI BK LTD | | ADR | 230,567 | 439,486 | +208,919 | $11,505,000 | $21,578,000 | +$10,073,000 |
|---|
YPF
YPF SOCIEDAD ANONIMA | | SPON ADR CL D | 88,737 | 344,025 | +255,288 | $2,901,000 | $12,726,000 | +$9,825,000 |
|---|
JD
JD COM INC | | SPON ADR CL A | 3,966,156 | 4,017,372 | +51,216 | $113,075,000 | $103,728,000 | -$9,347,000 |
|---|
TM
TOYOTA MOTOR CORP | | SP ADR REP2COM | 128,562 | 199,977 | +71,415 | $15,384,000 | $23,504,000 | +$8,120,000 |
|---|
MLCO
MELCO CROWN ENTMT LTD | | ADR | 970,842 | 1,039,544 | +68,702 | $34,668,000 | $27,330,000 | -$7,338,000 |
|---|
ING
ING GROEP N V | | SPONSORED ADR | 653,958 | 1,110,835 | +456,877 | $9,169,000 | $15,763,000 | +$6,594,000 |
|---|
BUD
ANHEUSER BUSCH INBEV SA/NV | | SPONSORED ADR | 265,914 | 334,557 | +68,643 | $30,564,000 | $37,086,000 | +$6,522,000 |
|---|
RIO
RIO TINTO PLC | | SPONSORED ADR | 793,701 | 978,320 | +184,619 | $43,082,000 | $48,114,000 | +$5,032,000 |
|---|
BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR | 2,024,098 | 2,100,326 | +76,228 | $241,030,000 | $237,505,000 | -$3,525,000 |
|---|
HSBC
HSBC HLDGS PLC | | SPON ADR NEW | 847,707 | 912,966 | +65,259 | $43,064,000 | $46,452,000 | +$3,388,000 |
|---|
HIMX
HIMAX TECHNOLOGIES INC | | SPONSORED ADR | 772,165 | 833,625 | +61,460 | $5,297,000 | $8,462,000 | +$3,165,000 |
|---|
EMBJ
EMBRAER S A | | SP ADR REP 4 COM | 53,401 | 114,290 | +60,889 | $1,946,000 | $4,483,000 | +$2,537,000 |
|---|
NVO
NOVO-NORDISK A S | | ADR | 462,403 | 501,093 | +38,690 | $21,359,000 | $23,863,000 | +$2,504,000 |
|---|
BSAC
BANCO SANTANDER CHILE NEW | | SP ADR REP COM | 41,427 | 162,396 | +120,969 | $1,096,000 | $3,587,000 | +$2,491,000 |
|---|
KEP
KOREA ELECTRIC PWR | | SPONSORED ADR | 477,804 | 498,552 | +20,748 | $8,792,000 | $11,187,000 | +$2,395,000 |
|---|
NICE
NICE SYS LTD | | SPONSORED ADR | 102,887 | 159,143 | +56,256 | $4,199,000 | $6,491,000 | +$2,292,000 |
|---|
SAN
BANCO SANTANDER SA | | ADR | 1,834,880 | 2,233,167 | +398,287 | $19,119,000 | $21,215,000 | +$2,096,000 |
|---|
HDB
HDFC BANK LTD | | ADR REPS 3 SHS | 158,712 | 195,409 | +36,697 | $7,430,000 | $9,102,000 | +$1,672,000 |
|---|
SBS
COMPANHIA DE SANEAMENTO BASI | | SPONSORED ADR | 688,310 | 744,587 | +56,277 | $7,379,000 | $6,038,000 | -$1,341,000 |
|---|
VEOEY
VEOLIA ENVIRONNEMENT | | SPONSORED ADR | 103,918 | 183,520 | +79,602 | $1,975,000 | $3,221,000 | +$1,246,000 |
|---|
TSM
TAIWAN SEMICONDUCTOR MFG LTD | | SPONSORED ADR | 2,347,859 | 2,546,934 | +199,075 | $50,221,000 | $51,398,000 | +$1,177,000 |
|---|
KT
KT CORP | | SPONSORED ADR | 380,594 | 423,772 | +43,178 | $5,762,000 | $6,869,000 | +$1,107,000 |
|---|
CELJF
CELLCOM ISRAEL LTD | | SHS | 7,282 | 96,689 | +89,407 | $88,000 | $1,062,000 | +$974,000 |
|---|
JKS
JINKOSOLAR HLDG CO LTD | | SPONSORED ADR | 16,282 | 50,781 | +34,499 | $491,000 | $1,396,000 | +$905,000 |
|---|
IEP
ICAHN ENTERPRISES LP | United States | DEPOSITARY UNIT | 69,121 | 73,436 | +4,315 | $6,892,000 | $7,772,000 | +$880,000 |
|---|
FMX
FOMENTO ECONOMICO MEXICANO S | | SPON ADR UNITS | 85,023 | 93,095 | +8,072 | $7,963,000 | $8,568,000 | +$605,000 |
|---|
CAJPY
CANON INC | Japan | SPONSORED ADR | 3,050 | 20,947 | +17,897 | $100,000 | $682,000 | +$582,000 |
|---|
SONY
SONY CORP | | ADR NEW | 280,317 | 287,749 | +7,432 | $4,701,000 | $5,191,000 | +$490,000 |
|---|
WB
WEIBO CORP | | SPONSORED ADR | 47,964 | 76,213 | +28,249 | $983,000 | $1,425,000 | +$442,000 |
|---|
SMFG
SUMITOMO MITSUI FINL GROUP I | | SPONSORED ADR | 23,961 | 77,127 | +53,166 | $203,000 | $632,000 | +$429,000 |
|---|
ERIC
ERICSSON | | ADR B SEK 10 | 260,543 | 282,245 | +21,702 | $3,147,000 | $3,554,000 | +$407,000 |
|---|
ABBNY
ABB LTD | Switzerland | SPONSORED ADR | 711,869 | 713,306 | +1,437 | $16,387,000 | $15,985,000 | -$402,000 |
|---|
SAP
SAP AG | | SPON ADR | 121,963 | 124,829 | +2,866 | $9,391,000 | $9,008,000 | -$383,000 |
|---|
VNET
21VIANET GROUP INC | | SPONSORED ADR | 12,183 | 41,550 | +29,367 | $365,000 | $748,000 | +$383,000 |
|---|
MUFG
MITSUBISHI UFJ FINL GROUP IN | | SPONSORED ADR | 75,592 | 146,589 | +70,997 | $465,000 | $822,000 | +$357,000 |
|---|
HMY
HARMONY GOLD MNG LTD | | SPONSORED ADR | 524,097 | 872,120 | +348,023 | $1,556,000 | $1,884,000 | +$328,000 |
|---|
NTES
NETEASE INC | | SPONSORED ADR | 34,187 | 34,688 | +501 | $2,679,000 | $2,971,000 | +$292,000 |
|---|
NMR
NOMURA HLDGS INC | | SPONSORED ADR | 180,732 | 264,027 | +83,295 | $1,270,000 | $1,561,000 | +$291,000 |
|---|
IX
ORIX CORP | | SPONSORED ADR | 17,411 | 17,564 | +153 | $1,446,000 | $1,212,000 | -$234,000 |
|---|
KOF
COCA COLA FEMSA S A B DE C V | | SPON ADR REP L | 25,729 | 26,796 | +1,067 | $2,923,000 | $2,698,000 | -$225,000 |
|---|
EC
ECOPETROL S A | | SPONSORED ADS | 45,889 | 59,203 | +13,314 | $1,654,000 | $1,851,000 | +$197,000 |
|---|
SGMOQ
SANGAMO BIOSCIENCES INC | United States | COM | 7,600 | 24,550 | +16,950 | $116,000 | $265,000 | +$149,000 |
|---|
VIPS
VIPSHOP HLDGS LTD | | SPONSORED ADR | 28,128 | 28,637 | +509 | $5,281,000 | $5,413,000 | +$132,000 |
|---|
YZCAY
YANZHOU COAL MNG CO LTD | | SPON ADR H SHS | 22,791 | 35,185 | +12,394 | $171,000 | $286,000 | +$115,000 |
|---|
SID
COMPANHIA SIDERURGICA NACION | | SPONSORED ADR | 123,748 | 179,791 | +56,043 | $527,000 | $638,000 | +$111,000 |
|---|
MFG
MIZUHO FINL GROUP INC | | SPONSORED ADR | 566,305 | 627,873 | +61,568 | $2,328,000 | $2,242,000 | -$86,000 |
|---|
FMS
FRESENIUS MED CARE AG&CO KGA | | SPONSORED ADR | 57,605 | 58,031 | +426 | $1,930,000 | $2,014,000 | +$84,000 |
|---|
AXIAY
CENTRAIS ELETRICAS BRASILEIR | Brazil | SPONSORED ADR | 1,476,669 | 1,627,599 | +150,930 | $4,312,000 | $4,394,000 | +$82,000 |
|---|
GFI
GOLD FIELDS LTD NEW | | SPONSORED ADR | 428,025 | 428,105 | +80 | $1,593,000 | $1,670,000 | +$77,000 |
|---|
NOAH
NOAH HLDGS LTD | | SPONSORED ADS | 1,288 | 6,374 | +5,086 | $18,000 | $86,000 | +$68,000 |
|---|
TELFY
TELEFONICA S A | Spain | SPONSORED ADR | 467,408 | 526,255 | +58,847 | $8,021,000 | $8,088,000 | +$67,000 |
|---|
REEMF
RARE ELEMENT RES LTD | United States | COM | 112,211 | 136,930 | +24,719 | $146,000 | $89,000 | -$57,000 |
|---|
TKC
TURKCELL ILETISIM HIZMETLERI | | SPON ADR NEW | 33,014 | 34,877 | +1,863 | $514,000 | $458,000 | -$56,000 |
|---|
KYOCY
KYOCERA CORP | | ADR | 14,759 | 16,191 | +1,432 | $702,000 | $756,000 | +$54,000 |
|---|
NTTYY
NIPPON TELEG & TEL CORP | Japan | SPONSORED ADR | 76,817 | 78,710 | +1,893 | $2,397,000 | $2,448,000 | +$51,000 |
|---|
BRFS
BRF SA | | SPONSORED ADR | 80,281 | 83,827 | +3,546 | $1,952,000 | $1,995,000 | +$43,000 |
|---|
FOCL
EDAP TMS S A | | SPONSORED ADR | 7,500 | 7,921 | +421 | $37,000 | $11,000 | -$26,000 |
|---|
IIJIY
INTERNET INITIATIVE JAPAN IN | | SPONSORED ADR | 1,183 | 3,918 | +2,735 | $14,000 | $39,000 | +$25,000 |
|---|
BBDO
BANCO BRADESCO S A | | SPONSORED ADR | 400 | 1,585 | +1,185 | $6,000 | $23,000 | +$17,000 |
|---|
NJDCY
NIDEC CORP | | SPONSORED ADR | 2,598 | 3,267 | +669 | $40,000 | $56,000 | +$16,000 |
|---|
GZTGF
GAZIT GLOBE LTD | | SHS | 75,002 | 78,954 | +3,952 | $996,000 | $980,000 | -$16,000 |
|---|
AKOA
EMBOTELLADORA ANDINA S A | | SPON ADR A | 874 | 1,974 | +1,100 | $16,000 | $32,000 | +$16,000 |
|---|
DRD
DRDGOLD LIMITED | | SPON ADR REPSTG | 2,803 | 6,476 | +3,673 | $8,000 | $22,000 | +$14,000 |
|---|
NLST
NETLIST INC | United States | COM | 7,500 | 19,330 | +11,830 | $10,000 | $23,000 | +$13,000 |
|---|
AACG
ATA INC | | SPONS ADR | 1,972 | 4,661 | +2,689 | $9,000 | $21,000 | +$12,000 |
|---|
CUK
CARNIVAL PLC | | ADR | 182 | 474 | +292 | $7,000 | $19,000 | +$12,000 |
|---|
NTPIF
NAM TAI PPTY INC | British Virgin Islands | SHS | 1,350 | 3,429 | +2,079 | $10,000 | $21,000 | +$11,000 |
|---|
GLBZ
GLEN BURNIE BANCORP | United States | COM | 773 | 1,443 | +670 | $10,000 | $18,000 | +$8,000 |
|---|
ECTM
ECA MARCELLUS TR I | United States | COM UNIT | 1,272 | 2,848 | +1,576 | $9,000 | $16,000 | +$7,000 |
|---|
HKTVY
HONG KONG TELEVISION NETWK L | Hong Kong | SPONSORED ADR | 932 | 1,993 | +1,061 | $6,000 | $12,000 | +$6,000 |
|---|
SGRP
SPAR GROUP INC | United States | COM | 1,294 | 3,058 | +1,764 | $2,000 | $5,000 | +$3,000 |
|---|
CCU
COMPANIA CERVECERIAS UNIDAS | | SPONSORED ADR | 18,220 | 19,288 | +1,068 | $427,000 | $425,000 | -$2,000 |
|---|
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