UBS AG quarter change: USA ETF, Sold out
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 119 positions, added to 688, reduced 462, sold out of 81 and left 9 unchanged. The largest increase in value was IEMG (+$324,611,000); the largest decrease was SPY (-$1,571,085,000).
- AGG: Country of operation —; Class CORE TOTUSBD ETF; Shares 2014-06-30 1,832,794; Shares 2014-09-30 0.
- HDV: Country of operation —; Class HIGH DIVIDND ETF; Shares 2014-06-30 1,192,390; Shares 2014-09-30 0.
- ISHARES: Country of operation —; Class MSCI UK ETF; Shares 2014-06-30 2,351,572; Shares 2014-09-30 0.
- GOVT: Country of operation —; Class U.S. TRS BD ETF; Shares 2014-06-30 424,738; Shares 2014-09-30 0.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|
AGG
ISHARES | | CORE TOTUSBD ETF | 1,832,794 | 0 | -1,832,794 | $200,507,000 | $0 | -$200,507,000 |
|---|
HDV
ISHARES TR | | HIGH DIVIDND ETF | 1,192,390 | 0 | -1,192,390 | $89,893,000 | $0 | -$89,893,000 |
|---|
ISHARES
CUSIP 464286699 | | MSCI UK ETF | 2,351,572 | 0 | -2,351,572 | $49,100,000 | $0 | -$49,100,000 |
|---|
GOVT
ISHARES TR | | U.S. TRS BD ETF | 424,738 | 0 | -424,738 | $10,529,000 | $0 | -$10,529,000 |
|---|
USIG
ISHARES | | CREDIT BD ETF | 72,210 | 0 | -72,210 | $8,047,000 | $0 | -$8,047,000 |
|---|
IUSV
ISHARES | | RUS 3000 VAL ETF | 17,890 | 0 | -17,890 | $2,371,000 | $0 | -$2,371,000 |
|---|
IUSG
ISHARES | | RUS 3000 GRW ETF | 11,605 | 0 | -11,605 | $863,000 | $0 | -$863,000 |
|---|
ISHARES
CUSIP 464289362 | | 14 AMT-FREE ETF | 7,113 | 0 | -7,113 | $364,000 | $0 | -$364,000 |
|---|
GLOBAL X FDS
CUSIP 37950E200 | | BOLSA FTSE COL20 | 17,185 | 0 | -17,185 | $346,000 | $0 | -$346,000 |
|---|
PIMCO ETF TR
CUSIP 72201R825 | | BLD AMER BD FD | 5,532 | 0 | -5,532 | $284,000 | $0 | -$284,000 |
|---|
USDU
WISDOMTREE TR | | BLMBG US BULL | 9,990 | 0 | -9,990 | $246,000 | $0 | -$246,000 |
|---|
PROSHARES TR II
CUSIP 74347W650 | | ULT DJ UBS CRUDE | 5,989 | 0 | -5,989 | $235,000 | $0 | -$235,000 |
|---|
PROSHARES TR II
CUSIP 74347W668 | | ULTSH DJ UBS CRU | 7,093 | 0 | -7,093 | $175,000 | $0 | -$175,000 |
|---|
DDM
PROSHARES TR | | PSHS ULTRA DOW30 | 1,285 | 0 | -1,285 | $153,000 | $0 | -$153,000 |
|---|
XPP
PROSHARES TR | | ULT FTSE CHINA25 | 2,771 | 0 | -2,771 | $151,000 | $0 | -$151,000 |
|---|
PROSHARES TR
CUSIP 74348A350 | | ULTSHT FTSE CHN | 2,039 | 0 | -2,039 | $121,000 | $0 | -$121,000 |
|---|
PROSHARES TR II
CUSIP 74347W387 | | UL DJUBSNATG NEW | 2,876 | 0 | -2,876 | $116,000 | $0 | -$116,000 |
|---|
PIMCO ETF TR
CUSIP 72201R742 | | AUSTRALIA BD | 1,085 | 0 | -1,085 | $107,000 | $0 | -$107,000 |
|---|
PROSHARES TR II
CUSIP 74347W742 | | PROSHS SHT EUR | 1,881 | 0 | -1,881 | $67,000 | $0 | -$67,000 |
|---|
MARKET VECTORS ETF TR
CUSIP 57061R304 | | FALLN ANGL USD | 2,341 | 0 | -2,341 | $66,000 | $0 | -$66,000 |
|---|
DIREXION SHS ETF TR
CUSIP 25459Y355 | | DLY DEV MKT BEAR | 2,321 | 0 | -2,321 | $64,000 | $0 | -$64,000 |
|---|
RIGS
ALPS ETF TR | | RIVRFRNT STR INC | 2,396 | 0 | -2,396 | $62,000 | $0 | -$62,000 |
|---|
PROSHARES TR
CUSIP 74347X120 | | ULT MSCIBZL CAPP | 996 | 0 | -996 | $51,000 | $0 | -$51,000 |
|---|
ISHARES TR
CUSIP 46429B432 | | SINGPRE SMCP ETF | 1,562 | 0 | -1,562 | $45,000 | $0 | -$45,000 |
|---|
FIRST TR EXCH TRD ALPHA FD I
CUSIP 33737J166 | | STH KOREA ALPH | 1,331 | 0 | -1,331 | $37,000 | $0 | -$37,000 |
|---|
IHDG
WISDOMTREE TR | | ITL HDG DIV GT | 1,398 | 0 | -1,398 | $36,000 | $0 | -$36,000 |
|---|
QDEF
FLEXSHARES TR | | QLT DIV DEF IDX | 1,066 | 0 | -1,066 | $36,000 | $0 | -$36,000 |
|---|
PIMCO ETF TR
CUSIP 72201R734 | | FORN CURR STRT | 726 | 0 | -726 | $35,000 | $0 | -$35,000 |
|---|
MARKET VECTORS ETF TR
CUSIP 57060U530 | | LAT AM SML CAP | 1,672 | 0 | -1,672 | $34,000 | $0 | -$34,000 |
|---|
ISHARES TR
CUSIP 46432FAZ0 | | 2023 CP TM ETF | 308 | 0 | -308 | $33,000 | $0 | -$33,000 |
|---|
EGA EMERGING GLOBAL SHS TR
CUSIP 268461837 | | EGS CHIN INF ETF | 1,846 | 0 | -1,846 | $31,000 | $0 | -$31,000 |
|---|
CURE
DIREXION SHS ETF TR | | HEALTHCARE BUL | 346 | 0 | -346 | $31,000 | $0 | -$31,000 |
|---|
PROSHARES TR
CUSIP 74348A582 | | ULTRAPRO FINLS | 458 | 0 | -458 | $31,000 | $0 | -$31,000 |
|---|
PROSHARES TR
CUSIP 74347X658 | | FTSE CHINA 25 | 889 | 0 | -889 | $30,000 | $0 | -$30,000 |
|---|
FIRST DEFIANCE FINL CORP
CUSIP 32006W106 | | COM | 1,052 | 0 | -1,052 | $30,000 | $0 | -$30,000 |
|---|
POWERSHARES EXCHANGE TRADED
CUSIP 739371102 | | LARGE GROWTH | 923 | 0 | -923 | $29,000 | $0 | -$29,000 |
|---|
GLOBAL X FDS
CUSIP 37950E234 | | GBX PUREGOLD NEW | 1,998 | 0 | -1,998 | $27,000 | $0 | -$27,000 |
|---|
DIREXION SHS ETF TR
CUSIP 25459Y421 | | DLY MC BEAR3XNEW | 1,847 | 0 | -1,847 | $26,000 | $0 | -$26,000 |
|---|
PROSHARES TR II
CUSIP 74347W122 | | PSHS ULDJUBS NEW | 541 | 0 | -541 | $24,000 | $0 | -$24,000 |
|---|
INDEXIQ ETF TR
CUSIP 45409B628 | United States | US RL EST SMCP | 814 | 0 | -814 | $22,000 | $0 | -$22,000 |
|---|
UMDD
PROSHARES TR | | ULTRA MDCAP400 | 200 | 0 | -200 | $22,000 | $0 | -$22,000 |
|---|
COLUMBIA ETF TR
CUSIP 19761R109 | | SEL LC VAL ETF | 459 | 0 | -459 | $21,000 | $0 | -$21,000 |
|---|
WISDOMTREE TR
CUSIP 97717W398 | | BOFA MERLYN NG | 847 | 0 | -847 | $20,000 | $0 | -$20,000 |
|---|
PIMCO ETF TR
CUSIP 72201R759 | | CDA BD IDX FD | 209 | 0 | -209 | $20,000 | $0 | -$20,000 |
|---|
PROSHARES TR
CUSIP 74347R529 | | PSHS ULT1000 VAL | 278 | 0 | -278 | $20,000 | $0 | -$20,000 |
|---|
UXI
PROSHARES TR | | PSHS ULTRA INDL | 179 | 0 | -179 | $20,000 | $0 | -$20,000 |
|---|
PIMCO ETF TR
CUSIP 72201R767 | | GERM BD IDX FD | 157 | 0 | -157 | $17,000 | $0 | -$17,000 |
|---|
PROSHARES TR
CUSIP 74347X229 | | ULTRSH MSCI PAC | 781 | 0 | -781 | $16,000 | $0 | -$16,000 |
|---|
DIREXION SHS ETF TR
CUSIP 25459Y512 | | S KOREA BEAR3X | 745 | 0 | -745 | $16,000 | $0 | -$16,000 |
|---|
ISHARES TR
CUSIP 46432FBC0 | | 2020 CP TM ETF | 146 | 0 | -146 | $15,000 | $0 | -$15,000 |
|---|
GLOBAL X FDS
CUSIP 37950E507 | | CHINA ENRG ETF | 950 | 0 | -950 | $15,000 | $0 | -$15,000 |
|---|
ALPS ETF TR
CUSIP 00162Q759 | | GS MOM BLDASIA | 665 | 0 | -665 | $15,000 | $0 | -$15,000 |
|---|
COLUMBIA ETF TR
CUSIP 19761R307 | | LCAP GRW EQT ETF | 368 | 0 | -368 | $15,000 | $0 | -$15,000 |
|---|
MARKET VECTORS ETF TR
CUSIP 57061R585 | | RUSSIA SMALLCP | 389 | 0 | -389 | $14,000 | $0 | -$14,000 |
|---|
POWERSHARES GLOBAL ETF TRUST
CUSIP 73936T805 | | DYN DEVINTLOPP | 676 | 0 | -676 | $14,000 | $0 | -$14,000 |
|---|
PROSHARES TR II
CUSIP 74347W106 | | ULT DJ UBS COMM | 583 | 0 | -583 | $13,000 | $0 | -$13,000 |
|---|
PROSHARES TR
CUSIP 74348A681 | | PSHS ULSHRUS NEW | 600 | 0 | -600 | $12,000 | $0 | -$12,000 |
|---|
ISHARES
CUSIP 464289172 | | MSCI EMK FNL ETF | 478 | 0 | -478 | $12,000 | $0 | -$12,000 |
|---|
POWERSHARES ACTIVE MNG ETF T
CUSIP 73935B888 | | PWRSH CHI A PT | 494 | 0 | -494 | $11,000 | $0 | -$11,000 |
|---|
ISHARES
CUSIP 464286418 | | EMK CNSM DIS ETF | 193 | 0 | -193 | $11,000 | $0 | -$11,000 |
|---|
BIB
PROSHARES TR | | PSHS ULT NASB | 109 | 0 | -109 | $10,000 | $0 | -$10,000 |
|---|
ADVISORSHARES TR
CUSIP 00768Y719 | | INTL BEAR ETF | 470 | 0 | -470 | $10,000 | $0 | -$10,000 |
|---|
UPV
PROSHARES TR | | ULT FTSE EUROPE | 162 | 0 | -162 | $9,000 | $0 | -$9,000 |
|---|
ISHARES DOW JONES UBS ROLL S
CUSIP 45032K102 | | SHS BEN INT | 160 | 0 | -160 | $9,000 | $0 | -$9,000 |
|---|
PROSHARES TR
CUSIP 74347R479 | | PSHS ULT2000 VAL | 105 | 0 | -105 | $6,000 | $0 | -$6,000 |
|---|
QEFA
SPDR INDEX SHS FDS | | EAFE QUAL MIX | 100 | 0 | -100 | $6,000 | $0 | -$6,000 |
|---|
ALPS ETF TR
CUSIP 00162Q775 | | GM MOMBLDGREQT | 300 | 0 | -300 | $6,000 | $0 | -$6,000 |
|---|
FENY
FIDELITY | | MSCI ENERGY IDX | 200 | 0 | -200 | $6,000 | $0 | -$6,000 |
|---|
ISHARES TR
CUSIP 46434V720 | | EURO MIN VOL | 200 | 0 | -200 | $5,000 | $0 | -$5,000 |
|---|
DIREXION SHS ETF TR
CUSIP 25459Y454 | | DLY ENERBR3X NEW | 412 | 0 | -412 | $5,000 | $0 | -$5,000 |
|---|
FHLC
FIDELITY | | MSCI HLTH CARE I | 175 | 0 | -175 | $5,000 | $0 | -$5,000 |
|---|
FIRST TR EXCH TRD ALPHA FD I
CUSIP 33737J216 | | AUSTRALIA ALPH | 126 | 0 | -126 | $4,000 | $0 | -$4,000 |
|---|
SSGA ACTIVE ETF TR
CUSIP 78467V871 | | MFS SYS VAL EQ | 70 | 0 | -70 | $4,000 | $0 | -$4,000 |
|---|
GLOBAL X FDS
CUSIP 37950E838 | | GLB X BRZ FINL | 246 | 0 | -246 | $3,000 | $0 | -$3,000 |
|---|
WISDOMTREE TR
CUSIP 97717X883 | | GLB RL RETURN | 74 | 0 | -74 | $3,000 | $0 | -$3,000 |
|---|
SLVP
ISHARES | | GLB SILV MIN ETF | 250 | 0 | -250 | $3,000 | $0 | -$3,000 |
|---|
EGA EMERGING GLOBAL SHS TR
CUSIP 268461365 | | BLUE CHIP ETF | 87 | 0 | -87 | $2,000 | $0 | -$2,000 |
|---|
ULE
PROSHARES TR II | United States | PSH ULTRA EURO | 94 | 0 | -94 | $2,000 | $0 | -$2,000 |
|---|
FIRST TR EXCH TRD ALPHA FD I
CUSIP 33737J240 | | HONG KONG ALPH | 45 | 0 | -45 | $2,000 | $0 | -$2,000 |
|---|
WISDOMTREE TR
CUSIP 97717W299 | | JAPAN INTRT FD | 15 | 0 | -15 | $1,000 | $0 | -$1,000 |
|---|
DBX ETF TR
CUSIP 233051408 | | DX TRACKR GERMN | 3 | 0 | -3 | $0 | $0 | $0 |
|---|
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