UBS AG quarter change: USA Options, Added
In put and call options, at their filed underlying value (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 532 positions, added to 1,387, reduced 1,260, sold out of 663 and left 322 unchanged. The largest increase in value was SPY (+$1,263,307,000); the largest decrease was WY (-$473,426,000).
- DIAMOND OFFSHORE DRILLING IN: Country of operation —; Class COM · Call; Shares 2014-06-30 8,200; Shares 2014-09-30 19,200.
- STZ: Country of operation United States; Class CL A · Put; Shares 2014-06-30 3,100; Shares 2014-09-30 6,000.
- GD: Country of operation United States; Class COM · Put; Shares 2014-06-30 3,000; Shares 2014-09-30 4,700.
- NVDA: Country of operation United States; Class COM · Put; Shares 2014-06-30 111,100; Shares 2014-09-30 124,800.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| DIAMOND OFFSHORE DRILLING IN CUSIP 25271C102 | COM · Call | 8,200 | 19,200 | +11,000 | $407,000 | $658,000 | +$251,000 | |
| STZ CONSTELLATION BRANDS INC | United States | CL A · Put | 3,100 | 6,000 | +2,900 | $273,000 | $523,000 | +$250,000 |
| GD GENERAL DYNAMICS CORP | United States | COM · Put | 3,000 | 4,700 | +1,700 | $350,000 | $597,000 | +$247,000 |
| NVDA NVIDIA CORP | United States | COM · Put | 111,100 | 124,800 | +13,700 | $2,060,000 | $2,303,000 | +$243,000 |
| TER TERADYNE INC | United States | COM · Call | 1,300 | 13,700 | +12,400 | $25,000 | $266,000 | +$241,000 |
| TECO ENERGY INC CUSIP 872375100 | COM · Call | 800 | 14,700 | +13,900 | $15,000 | $255,000 | +$240,000 | |
| CALAMP CORP CUSIP 128126109 | United States | COM · Put | 14,600 | 31,500 | +16,900 | $316,000 | $555,000 | +$239,000 |
| AVANIR PHARMACEUTICALS INC CUSIP 05348P401 | CL A NEW · Put | 100 | 20,100 | +20,000 | $1,000 | $240,000 | +$239,000 | |
| DIREXION SHS ETF TR CUSIP 25459Y678 | 20YR TRES BEAR · Call | 1,000 | 6,700 | +5,700 | $48,000 | $287,000 | +$239,000 | |
| AVAGO TECHNOLOGIES LTD CUSIP Y0486S104 | SHS · Call | 2,900 | 5,100 | +2,200 | $209,000 | $444,000 | +$235,000 | |
| CONNS INC CUSIP 208242107 | United States | COM · Put | 800 | 9,100 | +8,300 | $40,000 | $275,000 | +$235,000 |
| BONANZA CREEK ENERGY INC CUSIP 097793103 | COM · Put | 400 | 4,500 | +4,100 | $23,000 | $256,000 | +$233,000 | |
| DIRECTV CUSIP 25490A309 | COM · Call | 17,300 | 19,700 | +2,400 | $1,471,000 | $1,704,000 | +$233,000 | |
| RMD RESMED INC | United States | COM · Put | 100 | 4,720 | +4,620 | $5,000 | $233,000 | +$228,000 |
| TYCO INTERNATIONAL LTD CUSIP H89128104 | SHS · Call | 28,900 | 34,600 | +5,700 | $1,318,000 | $1,542,000 | +$224,000 | |
| LINN ENERGY LLC CUSIP 536020100 | UNIT LTD LIAB · Put | 14,800 | 23,300 | +8,500 | $479,000 | $702,000 | +$223,000 | |
| BLACKSTONE GROUP L P CUSIP 09253U108 | United States | COM UNIT LTD · Call | 32,900 | 41,900 | +9,000 | $1,100,000 | $1,319,000 | +$219,000 |
| RL RALPH LAUREN CORP | United States | CL A · Call | 5,100 | 6,300 | +1,200 | $820,000 | $1,038,000 | +$218,000 |
| CIVEO CORP CUSIP 178787107 | COM · Call | 2,000 | 23,000 | +21,000 | $50,000 | $267,000 | +$217,000 | |
| PIXELWORKS INC CUSIP 72581M305 | United States | COM NEW · Call | 1,000 | 34,600 | +33,600 | $8,000 | $224,000 | +$216,000 |
| EMERGE ENERGY SVCS LP CUSIP 29102H108 | COM REP PARTN · Call | 8,100 | 9,300 | +1,200 | $857,000 | $1,072,000 | +$215,000 | |
| NATIONSTAR MTG HLDGS INC CUSIP 63861C109 | COM · Put | 6,200 | 12,800 | +6,600 | $225,000 | $438,000 | +$213,000 | |
| VANGUARD NAT RES LLC CUSIP 92205F106 | COM UNIT · Call | 300 | 8,000 | +7,700 | $10,000 | $220,000 | +$210,000 | |
| NTAP NETAPP INC | United States | COM · Put | 9,200 | 12,700 | +3,500 | $336,000 | $546,000 | +$210,000 |
| DIREXION SHS ETF TR CUSIP 25459W540 | 20YR TRES BULL · Call | 400 | 3,500 | +3,100 | $25,000 | $234,000 | +$209,000 | |
| PKG PACKAGING CORP AMER | United States | COM · Put | 1,200 | 4,600 | +3,400 | $86,000 | $294,000 | +$208,000 |
| LUV SOUTHWEST AIRLS CO | United States | COM · Put | 5,100 | 10,100 | +5,000 | $137,000 | $341,000 | +$204,000 |
| BLACKROCK INC CUSIP 09247X101 | United States | COM · Call | 600 | 1,200 | +600 | $192,000 | $394,000 | +$202,000 |
| THRM GENTHERM INC | United States | COM · Put | 1,400 | 6,200 | +4,800 | $62,000 | $262,000 | +$200,000 |
| MILLENNIAL MEDIA INC CUSIP 60040N105 | COM · Call | 65,100 | 67,500 | +2,400 | $325,000 | $126,000 | -$199,000 | |
| SO SOUTHERN CO | United States | COM · Call | 17,000 | 22,200 | +5,200 | $771,000 | $969,000 | +$198,000 |
| AKORN INC CUSIP 009728106 | COM · Put | 12,800 | 17,200 | +4,400 | $426,000 | $624,000 | +$198,000 | |
| TQQQ PROSHARES TR | ULTRAPRO QQQ · Call | 1,900 | 3,900 | +2,000 | $142,000 | $337,000 | +$195,000 | |
| RADIOSHACK CORP CUSIP 750438103 | COM · Put | 121,100 | 318,200 | +197,100 | $120,000 | $315,000 | +$195,000 | |
| CORN TEUCRIUM COMMODITY TR | United States | CORN FD SHS · Call | 9,300 | 20,500 | +11,200 | $274,000 | $467,000 | +$193,000 |
| ALPHA NATURAL RESOURCES INC CUSIP 02076X102 | COM · Put | 139,800 | 286,900 | +147,100 | $519,000 | $712,000 | +$193,000 | |
| CLIFFS NAT RES INC CUSIP 18683K101 | COM · Call | 148,300 | 196,600 | +48,300 | $2,232,000 | $2,041,000 | -$191,000 | |
| ARUBA NETWORKS INC CUSIP 043176106 | COM · Put | 500 | 9,200 | +8,700 | $9,000 | $199,000 | +$190,000 | |
| INVENSENSE INC CUSIP 46123D205 | COM · Call | 11,700 | 23,000 | +11,300 | $265,000 | $454,000 | +$189,000 | |
| ASCENA RETAIL GROUP INC CUSIP 04351G101 | COM · Call | 4,100 | 19,300 | +15,200 | $70,000 | $257,000 | +$187,000 | |
| CASY CASEYS GEN STORES INC | United States | COM · Call | 400 | 3,000 | +2,600 | $28,000 | $215,000 | +$187,000 |
| TIFFANY & CO NEW CUSIP 886547108 | COM · Call | 16,400 | 19,000 | +2,600 | $1,644,000 | $1,830,000 | +$186,000 | |
| SODASTREAM INTERNATIONAL LTD CUSIP M9068E105 | USD SHS · Call | 1,500 | 8,000 | +6,500 | $50,000 | $236,000 | +$186,000 | |
| MCGRAW HILL FINL INC CUSIP 580645109 | COM · Call | 11,000 | 13,000 | +2,000 | $913,000 | $1,098,000 | +$185,000 | |
| ENABLE MIDSTREAM PARTNERS LP CUSIP 292480100 | COM UNIT RP IN · Put | 1,500 | 9,000 | +7,500 | $39,000 | $222,000 | +$183,000 | |
| NEWLINK GENETICS CORP CUSIP 651511107 | COM · Call | 3,300 | 12,600 | +9,300 | $88,000 | $270,000 | +$182,000 | |
| ICE INTERCONTINENTAL EXCHANGE IN | United States | COM · Put | 1,100 | 2,000 | +900 | $208,000 | $390,000 | +$182,000 |
| ALNY ALNYLAM PHARMACEUTICALS INC | United States | COM · Call | 600 | 2,800 | +2,200 | $38,000 | $219,000 | +$181,000 |
| COVIDIEN PLC CUSIP G2554F113 | SHS · Call | 3,100 | 5,300 | +2,200 | $280,000 | $459,000 | +$179,000 | |
| COACH INC CUSIP 189754104 | COM · Call | 27,750 | 31,600 | +3,850 | $949,000 | $1,125,000 | +$176,000 | |
| PORTFOLIO RECOVERY ASSOCS IN CUSIP 73640Q105 | COM · Put | 1,100 | 4,600 | +3,500 | $65,000 | $240,000 | +$175,000 | |
| WEIGHT WATCHERS INTL INC NEW CUSIP 948626106 | COM · Call | 12,500 | 15,500 | +3,000 | $252,000 | $425,000 | +$173,000 | |
| DIREXION SHS ETF TR CUSIP 25459Y389 | DAILY GOLD MINER · Call | 7,700 | 8,000 | +300 | $356,000 | $183,000 | -$173,000 | |
| BUFFALO WILD WINGS INC CUSIP 119848109 | COM · Put | 2,200 | 4,000 | +1,800 | $365,000 | $537,000 | +$172,000 | |
| ANNIES INC CUSIP 03600T104 | COM · Put | 3,900 | 6,600 | +2,700 | $132,000 | $303,000 | +$171,000 | |
| ADP AUTOMATIC DATA PROCESSING IN | United States | COM · Put | 800 | 2,800 | +2,000 | $63,000 | $233,000 | +$170,000 |
| DUK DUKE ENERGY CORP NEW | United States | COM NEW · Call | 9,400 | 11,600 | +2,200 | $697,000 | $867,000 | +$170,000 |
| USB US BANCORP DEL | United States | COM NEW · Call | 27,500 | 32,500 | +5,000 | $1,191,000 | $1,359,000 | +$168,000 |
| ACTIVISION BLIZZARD INC CUSIP 00507V109 | United States | COM · Put | 12,500 | 21,500 | +9,000 | $279,000 | $447,000 | +$168,000 |
| SYNA SYNAPTICS INC | United States | COM · Call | 2,500 | 5,400 | +2,900 | $227,000 | $395,000 | +$168,000 |
| OFFICE DEPOT INC CUSIP 676220106 | COM · Call | 303,600 | 303,700 | +100 | $1,727,000 | $1,561,000 | -$166,000 | |
| NTRS NORTHERN TR CORP | United States | COM · Call | 600 | 3,000 | +2,400 | $39,000 | $204,000 | +$165,000 |
| EUO PROSHARES TR II | United States | ULTRASHRT EURO · Put | 400 | 8,600 | +8,200 | $7,000 | $172,000 | +$165,000 |
| ALTISOURCE RESIDENTIAL CORP CUSIP 02153W100 | CL B · Call | 1,100 | 8,100 | +7,000 | $29,000 | $194,000 | +$165,000 | |
| KMB KIMBERLY CLARK CORP | United States | COM · Call | 2,300 | 3,900 | +1,600 | $256,000 | $420,000 | +$164,000 |
| U S SILICA HLDGS INC CUSIP 90346E103 | United States | COM · Put | 3,500 | 5,700 | +2,200 | $194,000 | $356,000 | +$162,000 |
| COMPUWARE CORP CUSIP 205638109 | COM · Put | 1,000 | 16,000 | +15,000 | $10,000 | $170,000 | +$160,000 | |
| TIFFANY & CO NEW CUSIP 886547108 | COM · Put | 3,600 | 5,400 | +1,800 | $361,000 | $520,000 | +$159,000 | |
| IMPERVA INC CUSIP 45321L100 | COM · Put | 53,000 | 53,800 | +800 | $1,388,000 | $1,546,000 | +$158,000 | |
| MSB MESABI TR | United States | CTF BEN INT · Call | 300 | 8,600 | +8,300 | $6,000 | $164,000 | +$158,000 |
| KR KROGER CO | United States | COM · Put | 8,600 | 11,200 | +2,600 | $425,000 | $582,000 | +$157,000 |
| BURGER KING WORLDWIDE INC CUSIP 121220107 | COM · Put | 1,000 | 6,200 | +5,200 | $27,000 | $184,000 | +$157,000 | |
| DORM DORMAN PRODUCTS INC | United States | COM · Call | 300 | 4,300 | +4,000 | $15,000 | $172,000 | +$157,000 |
| FINISAR CORP CUSIP 31787A507 | COM NEW · Call | 8,700 | 19,800 | +11,100 | $172,000 | $329,000 | +$157,000 | |
| NBIX NEUROCRINE BIOSCIENCES INC | United States | COM · Put | 1,000 | 11,000 | +10,000 | $15,000 | $172,000 | +$157,000 |
| MDY SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP · Put | 27,200 | 27,800 | +600 | $7,087,000 | $6,931,000 | -$156,000 | |
| EXCO RESOURCES INC CUSIP 269279402 | COM · Call | 75,700 | 87,100 | +11,400 | $446,000 | $291,000 | -$155,000 | |
| RED HAT INC CUSIP 756577102 | COM · Call | 1,300 | 4,000 | +2,700 | $72,000 | $225,000 | +$153,000 | |
| CDE COEUR MNG INC | United States | COM NEW · Call | 37,700 | 38,900 | +1,200 | $346,000 | $193,000 | -$153,000 |
| CPA COPA HOLDINGS SA | CL A · Call | 29,100 | 40,100 | +11,000 | $4,149,000 | $4,302,000 | +$153,000 | |
| BIODELIVERY SCIENCES INTL IN CUSIP 09060J106 | COM · Call | 20,700 | 23,500 | +2,800 | $250,000 | $402,000 | +$152,000 | |
| IMMUNOMEDICS INC CUSIP 452907108 | COM · Call | 27,800 | 67,700 | +39,900 | $101,000 | $252,000 | +$151,000 | |
| COVANTA HLDG CORP CUSIP 22282E102 | COM · Call | 500 | 7,600 | +7,100 | $10,000 | $161,000 | +$151,000 | |
| LAM RESEARCH CORP CUSIP 512807108 | United States | COM · Put | 2,200 | 4,000 | +1,800 | $149,000 | $299,000 | +$150,000 |
| AUXILIUM PHARMACEUTICALS INC CUSIP 05334D107 | COM · Put | 4,000 | 7,700 | +3,700 | $80,000 | $230,000 | +$150,000 | |
| BOARDWALK PIPELINE PARTNERS CUSIP 096627104 | UT LTD PARTNER · Put | 11,200 | 19,000 | +7,800 | $207,000 | $355,000 | +$148,000 | |
| IPG INTERPUBLIC GROUP COS INC | United States | COM · Put | 205,500 | 210,800 | +5,300 | $4,009,000 | $3,862,000 | -$147,000 |
| QLIK TECHNOLOGIES INC CUSIP 74733T105 | COM · Call | 2,700 | 7,700 | +5,000 | $61,000 | $208,000 | +$147,000 | |
| CE CELANESE CORP DEL | United States | COM SER A · Put | 1,000 | 3,600 | +2,600 | $64,000 | $211,000 | +$147,000 |
| EA ELECTRONIC ARTS INC | United States | COM · Put | 150,700 | 155,800 | +5,100 | $5,406,000 | $5,548,000 | +$142,000 |
| DIREXION SHS ETF TR CUSIP 25459W235 | GLD MNRS BEAR 3X · Put | 2,900 | 6,700 | +3,800 | $48,000 | $190,000 | +$142,000 | |
| WT WISDOMTREE INVTS INC | United States | COM · Call | 11,200 | 24,500 | +13,300 | $138,000 | $279,000 | +$141,000 |
| AMERICAN RAILCAR INDS INC CUSIP 02916P103 | COM · Put | 2,100 | 3,800 | +1,700 | $142,000 | $281,000 | +$139,000 | |
| PROSHARES TR CUSIP 74348A525 | ULSHOIL&GASNEW13 · Put | 1,000 | 4,000 | +3,000 | $37,000 | $175,000 | +$138,000 | |
| TESARO INC CUSIP 881569107 | COM · Call | 900 | 6,000 | +5,100 | $28,000 | $162,000 | +$134,000 | |
| TTWO TAKE-TWO INTERACTIVE SOFTWAR | United States | COM · Call | 40,000 | 44,400 | +4,400 | $890,000 | $1,024,000 | +$134,000 |
| AEM AGNICO EAGLE MINES LTD | COM · Put | 18,600 | 29,100 | +10,500 | $712,000 | $845,000 | +$133,000 | |
| BB&T CORP CUSIP 054937107 | COM · Put | 78,500 | 79,600 | +1,100 | $3,095,000 | $2,962,000 | -$133,000 | |
| ACCELERATE DIAGNOSTICS INC CUSIP 00430H102 | COM · Call | 200 | 6,400 | +6,200 | $5,000 | $137,000 | +$132,000 | |
| CINF CINCINNATI FINL CORP | United States | COM · Call | 700 | 3,500 | +2,800 | $34,000 | $165,000 | +$131,000 |
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| Not available yet | |||