UBS AG quarter change: USA Options, Added
In put and call options, at their filed underlying value (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 532 positions, added to 1,387, reduced 1,260, sold out of 663 and left 322 unchanged. The largest increase in value was SPY (+$1,263,307,000); the largest decrease was WY (-$473,426,000).
- SYMANTEC CORP: Country of operation —; Class COM · Put; Shares 2014-06-30 53,100; Shares 2014-09-30 53,600.
- WSM: Country of operation United States; Class COM · Call; Shares 2014-06-30 600; Shares 2014-09-30 1,300.
- RY: Country of operation —; Class COM · Call; Shares 2014-06-30 900; Shares 2014-09-30 1,500.
- SHUTTERFLY INC: Country of operation —; Class COM · Call; Shares 2014-06-30 1,600; Shares 2014-09-30 2,300.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| SYMANTEC CORP CUSIP 871503108 | COM · Put | 53,100 | 53,600 | +500 | $1,216,000 | $1,260,000 | +$44,000 | |
| WSM WILLIAMS SONOMA INC | United States | COM · Call | 600 | 1,300 | +700 | $43,000 | $87,000 | +$44,000 |
| RY ROYAL BK CDA MONTREAL QUE | COM · Call | 900 | 1,500 | +600 | $64,000 | $107,000 | +$43,000 | |
| SHUTTERFLY INC CUSIP 82568P304 | COM · Call | 1,600 | 2,300 | +700 | $69,000 | $112,000 | +$43,000 | |
| CORN TEUCRIUM COMMODITY TR | United States | CORN FD SHS · Put | 1,400 | 3,700 | +2,300 | $41,000 | $84,000 | +$43,000 |
| PBA PEMBINA PIPELINE CORP | COM · Call | 100 | 1,100 | +1,000 | $4,000 | $46,000 | +$42,000 | |
| PCRX PACIRA PHARMACEUTICALS INC | United States | COM · Call | 4,600 | 4,800 | +200 | $423,000 | $465,000 | +$42,000 |
| UGA UNITED STS GASOLINE FD LP | United States | UNITS · Put | 200 | 1,000 | +800 | $13,000 | $55,000 | +$42,000 |
| STANDARD PAC CORP NEW CUSIP 85375C101 | COM · Put | 2,100 | 8,000 | +5,900 | $18,000 | $60,000 | +$42,000 | |
| AGCO AGCO CORP | United States | COM · Call | 2,400 | 3,900 | +1,500 | $135,000 | $177,000 | +$42,000 |
| SUSQUEHANNA BANCSHARES INC P CUSIP 869099101 | COM · Put | 8,300 | 13,000 | +4,700 | $88,000 | $130,000 | +$42,000 | |
| NIMBLE STORAGE INC CUSIP 65440R101 | COM · Call | 200 | 1,800 | +1,600 | $6,000 | $47,000 | +$41,000 | |
| CYH COMMUNITY HEALTH SYS INC NEW | United States | COM · Put | 800 | 1,400 | +600 | $36,000 | $77,000 | +$41,000 |
| CNP CENTERPOINT ENERGY INC | United States | COM · Call | 5,000 | 6,900 | +1,900 | $128,000 | $169,000 | +$41,000 |
| XL GROUP PLC CUSIP G98290102 | SHS · Put | 100 | 1,300 | +1,200 | $3,000 | $43,000 | +$40,000 | |
| IFN INDIA FD INC | COM · Call | 1,100 | 2,500 | +1,400 | $28,000 | $68,000 | +$40,000 | |
| AETNA INC NEW CUSIP 00817Y108 | COM · Put | 9,700 | 10,200 | +500 | $786,000 | $826,000 | +$40,000 | |
| MCHP MICROCHIP TECHNOLOGY INC | United States | COM · Put | 1,800 | 2,700 | +900 | $88,000 | $128,000 | +$40,000 |
| CEMPRA INC CUSIP 15130J109 | COM · Put | 4,400 | 7,900 | +3,500 | $47,000 | $87,000 | +$40,000 | |
| DIREXION SHS ETF TR CUSIP 25459Y611 | DLY JR GL MNR 3X · Put | 1,700 | 7,300 | +5,600 | $47,000 | $86,000 | +$39,000 | |
| STONEMOR PARTNERS L P CUSIP 86183Q100 | COM UNITS · Call | 400 | 1,900 | +1,500 | $10,000 | $49,000 | +$39,000 | |
| CM CDN IMPERIAL BK COMM TORONTO | COM · Put | 50,000 | 50,200 | +200 | $4,549,000 | $4,510,000 | -$39,000 | |
| CRAFT BREW ALLIANCE INC CUSIP 224122101 | COM · Call | 1,300 | 3,700 | +2,400 | $14,000 | $53,000 | +$39,000 | |
| TECK TECK RESOURCES LTD | CL B · Call | 19,800 | 21,900 | +2,100 | $452,000 | $414,000 | -$38,000 | |
| OWENS ILL INC CUSIP 690768403 | COM NEW · Put | 400 | 2,000 | +1,600 | $14,000 | $52,000 | +$38,000 | |
| PPG PPG INDS INC | United States | COM · Call | 100 | 300 | +200 | $21,000 | $59,000 | +$38,000 |
| TDG TRANSDIGM GROUP INC | United States | COM · Put | 100 | 300 | +200 | $17,000 | $55,000 | +$38,000 |
| LE LANDS END INC NEW | United States | COM · Put | 100 | 1,000 | +900 | $3,000 | $41,000 | +$38,000 |
| ONEBEACON INSURANCE GROUP LT CUSIP G67742109 | CL A · Put | 2,500 | 5,000 | +2,500 | $39,000 | $77,000 | +$38,000 | |
| VGK VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF · Call | 1,500 | 2,300 | +800 | $90,000 | $127,000 | +$37,000 | |
| DREAMWORKS ANIMATION SKG INC CUSIP 26153C103 | CL A · Put | 300 | 1,600 | +1,300 | $7,000 | $44,000 | +$37,000 | |
| WWD WOODWARD INC | United States | COM · Call | 500 | 1,300 | +800 | $25,000 | $62,000 | +$37,000 |
| SUNTRUST BKS INC CUSIP 867914103 | COM · Put | 6,500 | 7,800 | +1,300 | $260,000 | $297,000 | +$37,000 | |
| CE CELANESE CORP DEL | United States | COM SER A · Call | 1,700 | 2,500 | +800 | $109,000 | $146,000 | +$37,000 |
| DIREXION SHS ETF TR CUSIP 25459Y389 | DAILY GOLD MINER · Put | 2,300 | 3,000 | +700 | $106,000 | $69,000 | -$37,000 | |
| ROYTL PACIFIC COAST OIL TR | UNIT BEN INT · Call | 100 | 3,600 | +3,500 | $1,000 | $37,000 | +$36,000 | |
| XOMA CORP DEL CUSIP 98419J107 | COM · Call | 9,600 | 19,100 | +9,500 | $44,000 | $80,000 | +$36,000 | |
| HBAN HUNTINGTON BANCSHARES INC | United States | COM · Put | 3,300 | 6,900 | +3,600 | $31,000 | $67,000 | +$36,000 |
| PLCE CHILDRENS PL INC | United States | COM · Call | 1,000 | 1,800 | +800 | $50,000 | $86,000 | +$36,000 |
| DIREXION SHS ETF TR CUSIP 25459Y330 | INDIA BULL 3X SH · Put | 500 | 900 | +400 | $46,000 | $82,000 | +$36,000 | |
| ACN ACCENTURE PLC IRELAND | SHS CLASS A · Put | 21,704 | 22,019 | +315 | $1,755,000 | $1,791,000 | +$36,000 | |
| PBF PBF ENERGY INC | United States | CL A · Call | 17,800 | 18,300 | +500 | $474,000 | $439,000 | -$35,000 |
| NOODLES & CO CUSIP 65540B105 | United States | CL A · Call | 1,400 | 4,300 | +2,900 | $48,000 | $83,000 | +$35,000 |
| ROST ROSS STORES INC | United States | COM · Put | 2,900 | 3,000 | +100 | $192,000 | $227,000 | +$35,000 |
| CHD CHURCH & DWIGHT INC | United States | COM · Call | 100 | 600 | +500 | $7,000 | $42,000 | +$35,000 |
| GPC GENUINE PARTS CO | United States | COM · Call | 2,200 | 2,600 | +400 | $193,000 | $228,000 | +$35,000 |
| MBI MBIA INC | United States | COM · Call | 31,000 | 41,100 | +10,100 | $342,000 | $377,000 | +$35,000 |
| MERRIMACK PHARMACEUTICALS IN CUSIP 590328100 | COM · Call | 7,100 | 9,900 | +2,800 | $52,000 | $87,000 | +$35,000 | |
| WARREN RES INC CUSIP 93564A100 | United States | COM · Call | 3,100 | 10,200 | +7,100 | $19,000 | $54,000 | +$35,000 |
| CLX CLOROX CO DEL | United States | COM · Put | 1,500 | 1,800 | +300 | $137,000 | $172,000 | +$35,000 |
| AVAGO TECHNOLOGIES LTD CUSIP Y0486S104 | SHS · Put | 1,100 | 1,300 | +200 | $79,000 | $113,000 | +$34,000 | |
| LECO LINCOLN ELEC HLDGS INC | United States | COM · Put | 100 | 600 | +500 | $7,000 | $41,000 | +$34,000 |
| EXPD EXPEDITORS INTL WASH INC | United States | COM · Put | 1,900 | 2,900 | +1,000 | $84,000 | $118,000 | +$34,000 |
| PACIFIC ETHANOL INC CUSIP 69423U305 | COM PAR $.001 · Call | 3,800 | 6,500 | +2,700 | $58,000 | $91,000 | +$33,000 | |
| NORTHERN TIER ENERGY LP CUSIP 665826103 | COM UN REPR PART · Call | 1,400 | 3,000 | +1,600 | $37,000 | $70,000 | +$33,000 | |
| RGLD ROYAL GOLD INC | United States | COM · Put | 4,100 | 4,300 | +200 | $312,000 | $279,000 | -$33,000 |
| ELLIE MAE INC CUSIP 28849P100 | COM · Call | 200 | 1,200 | +1,000 | $6,000 | $39,000 | +$33,000 | |
| BLUEBIRD BIO INC CUSIP 09609G100 | United States | COM · Call | 4,900 | 6,200 | +1,300 | $189,000 | $222,000 | +$33,000 |
| E TRADE FINANCIAL CORP CUSIP 269246401 | COM NEW · Put | 12,600 | 13,300 | +700 | $268,000 | $300,000 | +$32,000 | |
| FLEX FLEXTRONICS INTL LTD | ORD · Put | 800 | 4,000 | +3,200 | $9,000 | $41,000 | +$32,000 | |
| NAVIOS MARITIME PARTNERS L P CUSIP Y62267102 | UNIT LPI · Call | 2,800 | 4,800 | +2,000 | $54,000 | $86,000 | +$32,000 | |
| AGIO AGIOS PHARMACEUTICALS INC | United States | COM · Put | 500 | 900 | +400 | $23,000 | $55,000 | +$32,000 |
| FANG DIAMONDBACK ENERGY INC | United States | COM · Put | 900 | 1,500 | +600 | $80,000 | $112,000 | +$32,000 |
| VRINGO INC CUSIP 92911N104 | COM · Call | 19,700 | 37,200 | +17,500 | $67,000 | $35,000 | -$32,000 | |
| PRLB PROTO LABS INC | United States | COM · Call | 200 | 700 | +500 | $16,000 | $48,000 | +$32,000 |
| CARDTRONICS INC CUSIP 14161H108 | COM · Call | 100 | 1,000 | +900 | $3,000 | $35,000 | +$32,000 | |
| DIREXION SHS ETF TR CUSIP 25459W284 | DL RUSSIA BEAR · Call | 5,000 | 5,800 | +800 | $53,000 | $85,000 | +$32,000 | |
| ORGANOVO HLDGS INC CUSIP 68620A104 | COM · Call | 21,700 | 23,500 | +1,800 | $181,000 | $150,000 | -$31,000 | |
| SANDRIDGE MISSISSIPPIAN TR I CUSIP 80007T101 | UNIT BEN INT · Call | 5,300 | 15,800 | +10,500 | $34,000 | $65,000 | +$31,000 | |
| SANM SANMINA CORPORATION | United States | COM · Call | 100 | 1,600 | +1,500 | $2,000 | $33,000 | +$31,000 |
| GATX GATX CORP | United States | COM · Call | 500 | 1,100 | +600 | $33,000 | $64,000 | +$31,000 |
| MATTRESS FIRM HLDG CORP CUSIP 57722W106 | COM · Put | 100 | 600 | +500 | $5,000 | $36,000 | +$31,000 | |
| MARKET VECTORS ETF TR CUSIP 57060U878 | HG YLD MUN ETF · Put | 200 | 1,200 | +1,000 | $6,000 | $37,000 | +$31,000 | |
| YAMANA GOLD INC CUSIP 98462Y100 | COM · Call | 17,300 | 28,800 | +11,500 | $142,000 | $173,000 | +$31,000 | |
| BMRN BIOMARIN PHARMACEUTICAL INC | United States | COM · Put | 200 | 600 | +400 | $12,000 | $43,000 | +$31,000 |
| BRC BRADY CORP | United States | CL A · Put | 100 | 1,500 | +1,400 | $3,000 | $34,000 | +$31,000 |
| EXC EXELON CORP | United States | COM · Call | 95,200 | 102,800 | +7,600 | $3,473,000 | $3,504,000 | +$31,000 |
| INFINERA CORPORATION CUSIP 45667G103 | United States | COM · Put | 2,100 | 4,600 | +2,500 | $19,000 | $49,000 | +$30,000 |
| GLOBALSTAR INC CUSIP 378973408 | United States | COM · Call | 3,500 | 12,300 | +8,800 | $15,000 | $45,000 | +$30,000 |
| MERRIMACK PHARMACEUTICALS IN CUSIP 590328100 | COM · Put | 5,300 | 7,900 | +2,600 | $39,000 | $69,000 | +$30,000 | |
| RMBS RAMBUS INC DEL | United States | COM · Call | 18,200 | 18,400 | +200 | $260,000 | $230,000 | -$30,000 |
| SJT SAN JUAN BASIN RTY TR | United States | UNIT BEN INT · Call | 2,100 | 3,700 | +1,600 | $41,000 | $70,000 | +$29,000 |
| NOC NORTHROP GRUMMAN CORP | United States | COM · Call | 200 | 400 | +200 | $24,000 | $53,000 | +$29,000 |
| VTR VENTAS INC | United States | COM · Put | 700 | 1,200 | +500 | $45,000 | $74,000 | +$29,000 |
| CCOI COGENT COMMUNICATIONS HLDGS | United States | COM NEW · Call | 1,000 | 1,900 | +900 | $35,000 | $64,000 | +$29,000 |
| FERRELLGAS PARTNERS L.P. CUSIP 315293100 | UNIT LTD PART · Call | 100 | 1,200 | +1,100 | $3,000 | $32,000 | +$29,000 | |
| LYDALL INC DEL CUSIP 550819106 | COM · Call | 1,100 | 2,200 | +1,100 | $30,000 | $59,000 | +$29,000 | |
| AMERICAN RAILCAR INDS INC CUSIP 02916P103 | COM · Call | 2,400 | 2,600 | +200 | $163,000 | $192,000 | +$29,000 | |
| SOLARCITY CORP CUSIP 83416T100 | COM · Call | 5,800 | 6,400 | +600 | $409,000 | $381,000 | -$28,000 | |
| SFM SPROUTS FMRS MKT INC | United States | COM · Call | 2,600 | 3,900 | +1,300 | $85,000 | $113,000 | +$28,000 |
| ELIZABETH ARDEN INC CUSIP 28660G106 | COM · Call | 2,200 | 4,500 | +2,300 | $47,000 | $75,000 | +$28,000 | |
| GLU MOBILE INC CUSIP 379890106 | COM · Call | 51,900 | 55,700 | +3,800 | $260,000 | $288,000 | +$28,000 | |
| NDAQ NASDAQ OMX GROUP INC | United States | COM · Call | 800 | 1,400 | +600 | $31,000 | $59,000 | +$28,000 |
| WESTPORT INNOVATIONS INC CUSIP 960908309 | COM NEW · Call | 10,200 | 14,800 | +4,600 | $184,000 | $156,000 | -$28,000 | |
| ENTEROMEDICS INC CUSIP 29365M208 | COM NEW · Call | 28,100 | 58,400 | +30,300 | $44,000 | $72,000 | +$28,000 | |
| MCDERMOTT INTL INC CUSIP 580037109 | COM · Put | 17,400 | 19,700 | +2,300 | $141,000 | $113,000 | -$28,000 | |
| ON ASSIGNMENT INC CUSIP 682159108 | COM · Put | 500 | 1,700 | +1,200 | $18,000 | $46,000 | +$28,000 | |
| SYNA SYNAPTICS INC | United States | COM · Put | 500 | 1,000 | +500 | $45,000 | $73,000 | +$28,000 |
| PRTA PROTHENA CORP PLC | Ireland | SHS · Call | 3,600 | 4,900 | +1,300 | $81,000 | $109,000 | +$28,000 |
| REGENCY ENERGY PARTNERS L P CUSIP 75885Y107 | COM UNITS L P · Call | 1,500 | 2,300 | +800 | $48,000 | $75,000 | +$27,000 |
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