Spectrum Management Group, LLC historic quarter change: USA ETF, Reduced
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 11 quarters from 2013-12-31 to 2016-09-30, Spectrum Management Group, LLC opened 38 positions, added to 47, reduced 72 and sold out of 48.
- Q3 2016: Stock XLU; Country of operation —; Class SBI INT-UTILS; Shares before 481,916.
- Q3 2016: Stock POWERSHARES ETF TRUST; Country of operation —; Class CON STAPLE SEC; Shares before 362,960.
- Q3 2016: Stock BND; Country of operation —; Class TOTAL BND MRKT; Shares before 221,986.
- Q3 2016: Stock POWERSHARES ETF TRUST; Country of operation —; Class FTSE RAFI 1000; Shares before 31,380.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1534843), 11 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-31); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-28); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-29); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-09); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-12); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-10); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-05); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-10); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-29); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-12); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-09). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2013-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | XLU
SELECT SECTOR SPDR TR | | SBI INT-UTILS | 481,916 | 480,190 | -1,726 | $25,286,000 | $23,525,000 | -$1,761,000 | 2016-10-31 |
|---|
| Q3 2016 | POWERSHARES ETF TRUST
CUSIP 73935X393 | | CON STAPLE SEC | 362,960 | 357,838 | -5,122 | $21,204,000 | $20,182,000 | -$1,022,000 | 2016-10-31 |
|---|
| Q3 2016 | BND
VANGUARD BD INDEX FD INC | | TOTAL BND MRKT | 221,986 | 221,444 | -542 | $18,713,000 | $18,632,000 | -$81,000 | 2016-10-31 |
|---|
| Q3 2016 | POWERSHARES ETF TRUST
CUSIP 73935X583 | | FTSE RAFI 1000 | 31,380 | 30,625 | -755 | $2,841,000 | $2,867,000 | +$26,000 | 2016-10-31 |
|---|
| Q2 2016 | VUG
VANGUARD INDEX FDS | | GROWTH ETF | 185,727 | 8,692 | -177,035 | $19,771,000 | $932,000 | -$18,839,000 | 2016-07-28 |
|---|
| Q2 2016 | XLU
SELECT SECTOR SPDR TR | | SBI INT-UTILS | 491,153 | 481,916 | -9,237 | $24,371,000 | $25,286,000 | +$915,000 | 2016-07-28 |
|---|
| Q2 2016 | POWERSHARES ETF TRUST
CUSIP 73935X393 | | CON STAPLE SEC | 377,638 | 362,960 | -14,678 | $21,522,000 | $21,204,000 | -$318,000 | 2016-07-28 |
|---|
| Q2 2016 | BND
VANGUARD BD INDEX FD INC | | TOTAL BND MRKT | 227,412 | 221,986 | -5,426 | $18,831,000 | $18,713,000 | -$118,000 | 2016-07-28 |
|---|
| Q2 2016 | POWERSHARES ETF TRUST
CUSIP 73935X583 | | FTSE RAFI 1000 | 31,405 | 31,380 | -25 | $2,768,000 | $2,841,000 | +$73,000 | 2016-07-28 |
|---|
| Q2 2016 | SCHA
SCHWAB STRATEGIC TR | | US SML CAP ETF | 18,288 | 18,262 | -26 | $952,000 | $987,000 | +$35,000 | 2016-07-28 |
|---|
| Q1 2016 | POWERSHARES ETF TRUST
CUSIP 73935X583 | | FTSE RAFI 1000 | 314,495 | 31,405 | -283,090 | $27,308,000 | $2,768,000 | -$24,540,000 | 2016-04-29 |
|---|
| Q1 2016 | SCHA
SCHWAB STRATEGIC TR | | US SML CAP ETF | 238,105 | 18,288 | -219,817 | $12,402,000 | $952,000 | -$11,450,000 | 2016-04-29 |
|---|
| Q1 2016 | POWERSHARES ETF TRUST
CUSIP 73935X344 | | TECH SECT PORT | 604,545 | 538,645 | -65,900 | $23,994,000 | $20,027,000 | -$3,967,000 | 2016-04-29 |
|---|
| Q1 2016 | VUG
VANGUARD INDEX FDS | | GROWTH ETF | 221,455 | 185,727 | -35,728 | $23,561,000 | $19,771,000 | -$3,790,000 | 2016-04-29 |
|---|
| Q1 2016 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 46,380 | 27,827 | -18,553 | $9,455,000 | $5,719,000 | -$3,736,000 | 2016-04-29 |
|---|
| Q1 2016 | POWERSHARES ETF TRUST
CUSIP 73935X419 | | CON DISCRE SEC | 532,086 | 458,061 | -74,025 | $23,433,000 | $20,086,000 | -$3,347,000 | 2016-04-29 |
|---|
| Q1 2016 | POWERSHARES ETF TRUST
CUSIP 73935X393 | | CON STAPLE SEC | 436,538 | 377,638 | -58,900 | $24,791,000 | $21,522,000 | -$3,269,000 | 2016-04-29 |
|---|
| Q1 2016 | MDY
SPDR S&P MIDCAP 400 ETF TR | | UTSER1 S&PDCRP | 137,890 | 133,736 | -4,154 | $35,030,000 | $35,135,000 | +$105,000 | 2016-04-29 |
|---|
| Q1 2016 | IJR
ISHARES TR | | CORE S&P SCP ETF | 2,154 | 1,324 | -830 | $237,000 | $149,000 | -$88,000 | 2016-04-29 |
|---|
| Q1 2016 | SCHM
SCHWAB STRATEGIC TR | | US MID-CAP ETF | 510 | 310 | -200 | $20,000 | $13,000 | -$7,000 | 2016-04-29 |
|---|
| Q4 2015 | POWERSHARES ETF TRUST
CUSIP 73935X583 | | FTSE RAFI 1000 | 702,296 | 314,495 | -387,801 | $58,227,000 | $27,308,000 | -$30,919,000 | 2016-02-09 |
|---|
| Q4 2015 | MDY
SPDR S&P MIDCAP 400 ETF TR | | UTSER1 S&PDCRP | 152,530 | 137,890 | -14,640 | $37,963,000 | $35,030,000 | -$2,933,000 | 2016-02-09 |
|---|
| Q4 2015 | BND
VANGUARD BD INDEX FD INC | | TOTAL BND MRKT | 220,015 | 197,925 | -22,090 | $18,026,000 | $15,984,000 | -$2,042,000 | 2016-02-09 |
|---|
| Q4 2015 | IEFA
ISHARES TR | | CORE MSCI EAFE | 32,870 | 22,990 | -9,880 | $1,736,000 | $1,250,000 | -$486,000 | 2016-02-09 |
|---|
| Q4 2015 | SDY
SPDR SERIES TRUST | | S&P DIVID ETF | 2,380 | 1,060 | -1,320 | $172,000 | $78,000 | -$94,000 | 2016-02-09 |
|---|
| Q4 2015 | IJJ
ISHARES TR | | S&P MC 400VL ETF | 945 | 795 | -150 | $109,000 | $93,000 | -$16,000 | 2016-02-09 |
|---|
| Q4 2015 | IJH
ISHARES TR | | CORE S&P MCP ETF | 280 | 240 | -40 | $38,000 | $33,000 | -$5,000 | 2016-02-09 |
|---|
| Q4 2015 | VBR
VANGUARD INDEX FDS | | SM CP VAL ETF | 130 | 80 | -50 | $13,000 | $8,000 | -$5,000 | 2016-02-09 |
|---|
| Q4 2015 | VTI
VANGUARD INDEX FDS | | TOTAL STK MKT | 678 | 598 | -80 | $67,000 | $62,000 | -$5,000 | 2016-02-09 |
|---|
| Q4 2015 | IJR
ISHARES TR | | CORE S&P SCP ETF | 2,184 | 2,154 | -30 | $233,000 | $237,000 | +$4,000 | 2016-02-09 |
|---|
| Q3 2015 | IEFA
ISHARES TR | | CORE MSCI EAFE | 525,579 | 32,870 | -492,709 | $30,641,000 | $1,736,000 | -$28,905,000 | 2015-11-12 |
|---|
| Q3 2015 | POWERSHARES ETF TRUST
CUSIP 73935X583 | | FTSE RAFI 1000 | 894,740 | 702,296 | -192,444 | $81,135,000 | $58,227,000 | -$22,908,000 | 2015-11-12 |
|---|
| Q3 2015 | MDY
SPDR S&P MIDCAP 400 ETF TR | | UTSER1 S&PDCRP | 153,879 | 152,530 | -1,349 | $42,040,000 | $37,963,000 | -$4,077,000 | 2015-11-12 |
|---|
| Q3 2015 | VUG
VANGUARD INDEX FDS | | GROWTH ETF | 198,530 | 195,225 | -3,305 | $21,253,000 | $19,579,000 | -$1,674,000 | 2015-11-12 |
|---|
| Q3 2015 | SCHA
SCHWAB STRATEGIC TR | | US SML CAP ETF | 225,190 | 223,235 | -1,955 | $12,944,000 | $11,338,000 | -$1,606,000 | 2015-11-12 |
|---|
| Q3 2015 | BND
VANGUARD BD INDEX FD INC | | TOTAL BND MRKT | 222,202 | 220,015 | -2,187 | $18,056,000 | $18,026,000 | -$30,000 | 2015-11-12 |
|---|
| Q2 2015 | POWERSHARES ETF TRUST
CUSIP 73935X583 | | FTSE RAFI 1000 | 925,817 | 894,740 | -31,077 | $84,536,000 | $81,135,000 | -$3,401,000 | 2015-08-10 |
|---|
| Q2 2015 | MDY
SPDR S&P MIDCAP 400 ETF TR | | UTSER1 S&PDCRP | 156,126 | 153,879 | -2,247 | $43,284,000 | $42,040,000 | -$1,244,000 | 2015-08-10 |
|---|
| Q2 2015 | BND
VANGUARD BD INDEX FD INC | | TOTAL BND MRKT | 225,850 | 222,202 | -3,648 | $18,829,000 | $18,056,000 | -$773,000 | 2015-08-10 |
|---|
| Q2 2015 | VUG
VANGUARD INDEX FDS | | GROWTH ETF | 199,575 | 198,530 | -1,045 | $20,878,000 | $21,253,000 | +$375,000 | 2015-08-10 |
|---|
| Q2 2015 | SCHA
SCHWAB STRATEGIC TR | | US SML CAP ETF | 227,658 | 225,190 | -2,468 | $13,109,000 | $12,944,000 | -$165,000 | 2015-08-10 |
|---|
| Q2 2015 | SDY
SPDR SERIES TRUST | | S&P DIVID ETF | 2,995 | 2,380 | -615 | $234,000 | $181,000 | -$53,000 | 2015-08-10 |
|---|
| Q2 2015 | VBR
VANGUARD INDEX FDS | | SM CP VAL ETF | 150 | 130 | -20 | $16,000 | $14,000 | -$2,000 | 2015-08-10 |
|---|
| Q1 2015 | POWERSHARES ETF TRUST
CUSIP 73935X583 | | FTSE RAFI 1000 | 1,006,207 | 925,817 | -80,390 | $91,998,000 | $84,536,000 | -$7,462,000 | 2015-05-05 |
|---|
| Q1 2015 | SCHA
SCHWAB STRATEGIC TR | | US SML CAP ETF | 300,635 | 227,658 | -72,977 | $16,571,000 | $13,109,000 | -$3,462,000 | 2015-05-05 |
|---|
| Q1 2015 | MDY
SPDR S&P MIDCAP 400 ETF T | | UTSER1 S&PDCRP | 170,136 | 156,126 | -14,010 | $44,911,000 | $43,284,000 | -$1,627,000 | 2015-05-05 |
|---|
| Q1 2015 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 39,540 | 36,610 | -2,930 | $8,127,000 | $7,557,000 | -$570,000 | 2015-05-05 |
|---|
| Q1 2015 | DVY
ISHARES TR | | SELECT DIVID ETF | 3,980 | 2,950 | -1,030 | $316,000 | $230,000 | -$86,000 | 2015-05-05 |
|---|
| Q1 2015 | IWM
ISHARES TR | | RUSSELL 2000 ETF | 715 | 290 | -425 | $86,000 | $36,000 | -$50,000 | 2015-05-05 |
|---|
| Q1 2015 | SDY
SPDR SERIES TRUST | | S&P DIVID ETF | 3,445 | 2,995 | -450 | $271,000 | $234,000 | -$37,000 | 2015-05-05 |
|---|
| Q1 2015 | EFA
ISHARES TR | | MSCI EAFE ETF | 1,010 | 465 | -545 | $61,000 | $30,000 | -$31,000 | 2015-05-05 |
|---|
| Q1 2015 | VTI
VANGUARD INDEX FDS | | TOTAL STK MKT | 845 | 678 | -167 | $90,000 | $73,000 | -$17,000 | 2015-05-05 |
|---|
| Q1 2015 | VBR
VANGUARD INDEX FDS | | SM CP VAL ETF | 225 | 150 | -75 | $24,000 | $16,000 | -$8,000 | 2015-05-05 |
|---|
| Q1 2015 | IJR
ISHARES TR | | CORE S&P SCP ETF | 1,824 | 1,734 | -90 | $208,000 | $205,000 | -$3,000 | 2015-05-05 |
|---|
| Q1 2015 | DLS
WISDOMTREE TR | | INTL SMCAP DIV | 890 | 835 | -55 | $49,000 | $49,000 | $0 | 2015-05-05 |
|---|
| Q4 2014 | HYT
BLACKROCK CORPOR HI YLD FD I | | COM | 8,161 | 5,338 | -2,823 | $97,000 | $61,000 | -$36,000 | 2015-02-10 |
|---|
| Q3 2014 | SCHA
SCHWAB STRATEGIC TR | | US SML CAP ETF | 249,073 | 248,774 | -299 | $13,652,000 | $12,787,000 | -$865,000 | 2014-10-29 |
|---|
| Q3 2014 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 39,220 | 39,170 | -50 | $7,676,000 | $7,717,000 | +$41,000 | 2014-10-29 |
|---|
| Q3 2014 | HYG
ISHARES | | IBOXX HI YD ETF | 564 | 260 | -304 | $54,000 | $24,000 | -$30,000 | 2014-10-29 |
|---|
| Q3 2014 | HYT
BLACKROCK CORPOR HI YLD FD I | | COM | 9,450 | 8,161 | -1,289 | $116,000 | $97,000 | -$19,000 | 2014-10-29 |
|---|
| Q3 2014 | HIO
WESTERN ASSET HIGH INCM OPP | | COM | 5,136 | 2,607 | -2,529 | $31,000 | $15,000 | -$16,000 | 2014-10-29 |
|---|
| Q3 2014 | VTI
VANGUARD INDEX FDS | | TOTAL STK MKT | 847 | 845 | -2 | $86,000 | $86,000 | $0 | 2014-10-29 |
|---|
| Q2 2014 | SCHA
SCHWAB STRATEGIC TR | | US SML CAP ETF | 682,986 | 249,073 | -433,913 | $37,291,000 | $13,652,000 | -$23,639,000 | 2014-08-12 |
|---|
| Q2 2014 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 39,660 | 39,220 | -440 | $7,417,000 | $7,676,000 | +$259,000 | 2014-08-12 |
|---|
| Q2 2014 | IWM
ISHARES | | RUSSELL 2000 ETF | 1,110 | 715 | -395 | $129,000 | $85,000 | -$44,000 | 2014-08-12 |
|---|
| Q2 2014 | HYG
ISHARES | | IBOXX HI YD ETF | 1,007 | 564 | -443 | $95,000 | $54,000 | -$41,000 | 2014-08-12 |
|---|
| Q2 2014 | HYT
BLACKROCK CORPOR HI YLD FD I | | COM | 12,686 | 9,450 | -3,236 | $156,000 | $116,000 | -$40,000 | 2014-08-12 |
|---|
| Q2 2014 | HIO
WESTERN ASSET HIGH INCM OPP | | COM | 8,087 | 5,136 | -2,951 | $49,000 | $31,000 | -$18,000 | 2014-08-12 |
|---|
| Q2 2014 | DLS
WISDOMTREE TR | | INTL SMCAP DIV | 1,035 | 890 | -145 | $67,000 | $58,000 | -$9,000 | 2014-08-12 |
|---|
| Q1 2014 | EFA
ISHARES | | MSCI EAFE ETF | 1,965 | 1,010 | -955 | $132,000 | $68,000 | -$64,000 | 2014-05-09 |
|---|
| Q1 2014 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 40,115 | 39,660 | -455 | $7,409,000 | $7,417,000 | +$8,000 | 2014-05-09 |
|---|
| Q1 2014 | VTI
VANGUARD INDEX FDS | | TOTAL STK MKT | 852 | 847 | -5 | $82,000 | $83,000 | +$1,000 | 2014-05-09 |
|---|
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|
| Not available yet |