Bruderman Asset Management, LLC quarter change: USA ETF, Added
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Bruderman Asset Management, LLC opened 13 positions, added to 21, reduced 8, sold out of 8 and left 22 unchanged. The largest increase in value was XLP (+$876,000); the largest decrease was RYDEX ETF TRUST (-$729,000).
- XLP: Country of operation —; Class SBI CONS STPLS; Shares 2016-06-30 32,168; Shares 2016-09-30 49,801.
- IWM: Country of operation —; Class RUSSELL 2000 ETF; Shares 2016-06-30 25,715; Shares 2016-09-30 26,888.
- SPY: Country of operation —; Class TR UNIT; Shares 2016-06-30 8,286; Shares 2016-09-30 9,770.
- EIDO: Country of operation —; Class MSCI INDONIA ETF; Shares 2016-06-30 48,200; Shares 2016-09-30 58,490.
Two Form 13F-HR filings compared (SEC CIK 1633673): 2016-06-30 (filed 2016-08-09) and 2016-09-30 (filed 2016-11-08). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
XLP
SELECT SECTOR SPDR TR | | SBI CONS STPLS | 32,168 | 49,801 | +17,633 | $1,774,000 | $2,650,000 | +$876,000 |
|---|
IWM
ISHARES TR | | RUSSELL 2000 ETF | 25,715 | 26,888 | +1,173 | $2,957,000 | $3,340,000 | +$383,000 |
|---|
SPY
SPDR S&P 500 ETF TR | | TR UNIT | 8,286 | 9,770 | +1,484 | $1,736,000 | $2,113,000 | +$377,000 |
|---|
EIDO
ISHARES TR | | MSCI INDONIA ETF | 48,200 | 58,490 | +10,290 | $1,179,000 | $1,546,000 | +$367,000 |
|---|
IHI
ISHARES TR | | U.S. MED DVC ETF | 8,785 | 10,599 | +1,814 | $1,191,000 | $1,541,000 | +$350,000 |
|---|
XLI
SELECT SECTOR SPDR TR | | SBI INT-INDS | 20,463 | 25,106 | +4,643 | $1,146,000 | $1,466,000 | +$320,000 |
|---|
EFA
ISHARES TR | | MSCI EAFE ETF | 18,128 | 22,484 | +4,356 | $1,012,000 | $1,329,000 | +$317,000 |
|---|
VOX
VANGUARD WORLD FDS | | TELCOMM ETF | 11,942 | 14,652 | +2,710 | $1,175,000 | $1,383,000 | +$208,000 |
|---|
XLU
SELECT SECTOR SPDR TR | | SBI INT-UTILS | 26,398 | 31,535 | +5,137 | $1,385,000 | $1,545,000 | +$160,000 |
|---|
FFC
FLAHERTY&CRMN PFD SEC INCOM | | COM | 22,676 | 27,866 | +5,190 | $491,000 | $580,000 | +$89,000 |
|---|
VNQ
VANGUARD INDEX FDS | | REIT ETF | 32,620 | 34,264 | +1,644 | $2,892,000 | $2,972,000 | +$80,000 |
|---|
JRS
NUVEEN REAL ESTATE INCOME FD | | COM | 36,271 | 42,816 | +6,545 | $435,000 | $509,000 | +$74,000 |
|---|
PTY
PIMCO CORPORATE & INCOME OPP | | COM | 4,914 | 7,586 | +2,672 | $69,000 | $111,000 | +$42,000 |
|---|
JGH
NUVEEN GLOBAL HIGH INCOME FD | | SHS | 200 | 2,380 | +2,180 | $3,000 | $37,000 | +$34,000 |
|---|
IGSB
ISHARES TR | | 1-3 YR CR BD ETF | 2,025 | 2,339 | +314 | $215,000 | $247,000 | +$32,000 |
|---|
BND
VANGUARD BD INDEX FD INC | | TOTAL BND MRKT | 396 | 640 | +244 | $33,000 | $54,000 | +$21,000 |
|---|
HEDJ
WISDOMTREE TR | | EUROPE HEDGED EQ | 166 | 367 | +201 | $8,000 | $20,000 | +$12,000 |
|---|
VYM
VANGUARD WHITEHALL FDS INC | | HIGH DIV YLD | 585 | 640 | +55 | $42,000 | $46,000 | +$4,000 |
|---|
FXG
FIRST TR EXCHANGE TRADED FD | | CONSUMR STAPLE | 875 | 960 | +85 | $42,000 | $45,000 | +$3,000 |
|---|
HQL
TEKLA LIFE SCIENCES INVS | | SH BEN INT | 35 | 37 | +2 | $1,000 | $1,000 | $0 |
|---|
VCSH
VANGUARD SCOTTSDALE FDS | | SHRT TRM CORP BD | 1,200 | 1,206 | +6 | $97,000 | $97,000 | $0 |
|---|
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