Bruderman Asset Management, LLC Last Quarter Change: USA ETF, New

Bruderman Asset Management, LLC quarter change: USA ETF, New

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Bruderman Asset Management, LLC opened 13 positions, added to 21, reduced 8, sold out of 8 and left 22 unchanged. The largest increase in value was XLP (+$876,000); the largest decrease was RYDEX ETF TRUST (-$729,000).

SPDR SERIES TRUST: Country of operation —; Class BRC HGH YLD BD; Shares 2016-06-30 0; Shares 2016-09-30 1,366.
PHK: Country of operation —; Class COM SHS; Shares 2016-06-30 0; Shares 2016-09-30 3,800.
EXCHANGE TRADED CONCEPTS TR: Country of operation —; Class YLD SHS HGH INC; Shares 2016-06-30 0; Shares 2016-09-30 1,935.
FLC: Country of operation —; Class COM; Shares 2016-06-30 0; Shares 2016-09-30 1,700.

Two Form 13F-HR filings compared (SEC CIK 1633673): 2016-06-30 (filed 2016-08-09) and 2016-09-30 (filed 2016-11-08). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Class	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
SPDR SERIES TRUST CUSIP 78464A417	BRC HGH YLD BD	1,366	+1,366	$0	$50,000	+$50,000
PHK PIMCO HIGH INCOME FD	COM SHS	3,800	+3,800	$0	$38,000	+$38,000
EXCHANGE TRADED CONCEPTS TR CUSIP 301505301	YLD SHS HGH INC	1,935	+1,935	$0	$37,000	+$37,000
FLC FLAHERTY & CRUMRINE TOTAL RE	COM	1,700	+1,700	$0	$36,000	+$36,000
SCZ ISHARES TR	EAFE SML CP ETF	675	+675	$0	$35,000	+$35,000
AGG ISHARES TR	CORE US AGGBD ET	300	+300	$0	$34,000	+$34,000
POWERSHARES ETF TR II CUSIP 73937B886	S&P SMCP HC PO	434	+434	$0	$32,000	+$32,000
FAB FIRST TR MULTI CP VAL ALPHA	COM SHS	692	+692	$0	$32,000	+$32,000
IYK ISHARES TR	U.S. CNSM GD ETF	218	+218	$0	$25,000	+$25,000
POWERSHARES ETF TRUST CUSIP 73935X146	NASD INTNT ETF	175	+175	$0	$15,000	+$15,000
ICF ISHARES TR	COHEN&STEER REIT	142	+142	$0	$15,000	+$15,000
CWB SPDR SERIES TRUST	BRC CNV SECS ETF	200	+200	$0	$9,000	+$9,000
HYG ISHARES TR	IBOXX HI YD ETF	31	+31	$0	$3,000	+$3,000

Similar Firms

Firm Name	Country	13F Value	Holdings
Not available yet