Bruderman Asset Management, LLC quarter change: USA ETF, Unchanged
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Bruderman Asset Management, LLC opened 13 positions, added to 21, reduced 8, sold out of 8 and left 22 unchanged. The largest increase in value was XLP (+$876,000); the largest decrease was RYDEX ETF TRUST (-$729,000).
- XLK: Country of operation —; Class TECHNOLOGY; Shares 2016-06-30 555; Shares 2016-09-30 555.
- ETY: Country of operation —; Class COM; Shares 2016-06-30 9,163; Shares 2016-09-30 9,163.
- EEM: Country of operation —; Class MSCI EMG MKT ETF; Shares 2016-06-30 1,125; Shares 2016-09-30 1,125.
- GOF: Country of operation —; Class COM SBI; Shares 2016-06-30 2,410; Shares 2016-09-30 2,410.
Two Form 13F-HR filings compared (SEC CIK 1633673): 2016-06-30 (filed 2016-08-09) and 2016-09-30 (filed 2016-11-08). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
XLK
SELECT SECTOR SPDR TR | | TECHNOLOGY | 555 | 555 | 0 | $24,000 | $27,000 | +$3,000 |
|---|
ETY
EATON VANCE TX MGD DIV EQ IN | | COM | 9,163 | 9,163 | 0 | $95,000 | $98,000 | +$3,000 |
|---|
EEM
ISHARES TR | | MSCI EMG MKT ETF | 1,125 | 1,125 | 0 | $39,000 | $42,000 | +$3,000 |
|---|
GOF
GUGGENHEIM STRATEGIC OPP FD | | COM SBI | 2,410 | 2,410 | 0 | $44,000 | $46,000 | +$2,000 |
|---|
XLV
SELECT SECTOR SPDR TR | | SBI HEALTHCARE | 843 | 843 | 0 | $60,000 | $61,000 | +$1,000 |
|---|
FEZ
SPDR INDEX SHS FDS | | EURO STOXX 50 | 565 | 565 | 0 | $18,000 | $19,000 | +$1,000 |
|---|
DFE
WISDOMTREE TR | | EUROPE SMCP DV | 385 | 385 | 0 | $20,000 | $21,000 | +$1,000 |
|---|
LDP
COHEN & STEERS LTD DUR PFD I | | COM | 1,465 | 1,465 | 0 | $36,000 | $37,000 | +$1,000 |
|---|
EVV
EATON VANCE LTD DUR INCOME F | | COM | 1,000 | 1,000 | 0 | $13,000 | $14,000 | +$1,000 |
|---|
GRX
GABELLI HLTHCARE & WELLNESS | | SHS | 3,000 | 3,000 | 0 | $32,000 | $31,000 | -$1,000 |
|---|
IGE
ISHARES TR | | NA NAT RES | 450 | 450 | 0 | $15,000 | $16,000 | +$1,000 |
|---|
MIN
MFS INTER INCOME TR | | SH BEN INT | 4,000 | 4,000 | 0 | $19,000 | $18,000 | -$1,000 |
|---|
PCN
PIMCO CORPORATE INCOME STRAT | | COM | 1,590 | 1,590 | 0 | $24,000 | $24,000 | $0 |
|---|
XLE
SELECT SECTOR SPDR TR | | SBI INT-ENERGY | 200 | 200 | 0 | $14,000 | $14,000 | $0 |
|---|
BSV
VANGUARD BD INDEX FD INC | | SHORT TRM BOND | 450 | 450 | 0 | $36,000 | $36,000 | $0 |
|---|
DHS
WISDOMTREE TR | | HIGH DIV FD | 660 | 660 | 0 | $44,000 | $44,000 | $0 |
|---|
BHK
BLACKROCK CORE BD TR | | SHS BEN INT | 940 | 940 | 0 | $13,000 | $13,000 | $0 |
|---|
HYT
BLACKROCK CORPOR HI YLD FD I | | COM | 918 | 918 | 0 | $10,000 | $10,000 | $0 |
|---|
BUI
BLACKROCK UTIL & INFRASTRCTU | | COM | 1,000 | 1,000 | 0 | $20,000 | $20,000 | $0 |
|---|
EVG
EATON VANCE SH TM DR DIVR IN | | COM | 3,000 | 3,000 | 0 | $41,000 | $41,000 | $0 |
|---|
EXG
EATON VANCE TAX MNGD GBL DV | | COM | 200 | 200 | 0 | $2,000 | $2,000 | $0 |
|---|
SHY
ISHARES TR | | 1-3 YR TR BD ETF | 1,185 | 1,185 | 0 | $101,000 | $101,000 | $0 |
|---|
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