Bruderman Asset Management, LLC Last Quarter Change: USA ETF, Reduced

Bruderman Asset Management, LLC quarter change: USA ETF, Reduced

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Bruderman Asset Management, LLC opened 13 positions, added to 21, reduced 8, sold out of 8 and left 22 unchanged. The largest increase in value was XLP (+$876,000); the largest decrease was RYDEX ETF TRUST (-$729,000).

RYDEX ETF TRUST: Country of operation —; Class GUG S&P500EQWTHC; Shares 2016-06-30 11,188; Shares 2016-09-30 6,153.
SDY: Country of operation —; Class S&P DIVID ETF; Shares 2016-06-30 31,565; Shares 2016-09-30 29,614.
RYDEX ETF TRUST: Country of operation —; Class GUG S&P500 EQ WT; Shares 2016-06-30 28,532; Shares 2016-09-30 26,990.
XLY: Country of operation —; Class SBI CONS DISCR; Shares 2016-06-30 25,289; Shares 2016-09-30 24,283.

Two Form 13F-HR filings compared (SEC CIK 1633673): 2016-06-30 (filed 2016-08-09) and 2016-09-30 (filed 2016-11-08). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
RYDEX ETF TRUST CUSIP 78355W841	GUG S&P500EQWTHC	11,188	6,153	-5,035	$1,687,000	$958,000	-$729,000
SDY SPDR SERIES TRUST	S&P DIVID ETF	31,565	29,614	-1,951	$2,649,000	$2,498,000	-$151,000
RYDEX ETF TRUST CUSIP 78355W106	GUG S&P500 EQ WT	28,532	26,990	-1,542	$2,293,000	$2,256,000	-$37,000
XLY SELECT SECTOR SPDR TR	SBI CONS DISCR	25,289	24,283	-1,006	$1,974,000	$1,944,000	-$30,000
IDU ISHARES TR	U.S. UTILITS ETF	620	585	-35	$81,000	$72,000	-$9,000
HEFA ISHARES TR	HDG MSCI EAFE	31,639	30,309	-1,330	$759,000	$752,000	-$7,000
LQD ISHARES TR	IBOXX INV CP ETF	700	685	-15	$86,000	$84,000	-$2,000
DVY ISHARES TR	SELECT DIVID ETF	1,330	1,290	-40	$113,000	$111,000	-$2,000

Similar Firms

Firm Name	Country	13F Value	Holdings
Not available yet