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Bartlett & Co. LLC Historic Quarter Change: USA ETF, Added, 2013 Q4

Bartlett & Co. LLC historic quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 13 quarters from 2013-06-30 to 2023-12-31, Bartlett & Co. LLC opened 127 positions, added to 458, reduced 423 and sold out of 136.

  • Q4 2013: Stock MDY; Country of operation —; Class ETF; Shares before 24,677.
  • Q4 2013: Stock VCSH; Country of operation —; Class ETF; Shares before 11,679.
  • Q4 2013: Stock BOND; Country of operation —; Class ETF; Shares before 53,080.
  • Q4 2013: Stock SCHZ; Country of operation —; Class ETF; Shares before 7,950.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1550075), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-24); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-27); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-02); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-04); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-02); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-03); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-01); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-30); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-27); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-01); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-05); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-05); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-04). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2012-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2013MDY
SPDR S&P MidCap 400 ETF Trust
ETF24,67751,862+27,185$5,585,000$12,665,000+$7,080,0002014-02-05
Q4 2013VCSH
Vanguard Short-Term Corp Bond
ETF11,67945,359+33,680$930,000$3,619,000+$2,689,0002014-02-05
Q4 2013BOND
PIMCO Total Return ETF
ETF53,08064,449+11,369$5,620,000$6,750,000+$1,130,0002014-02-05
Q4 2013SCHZ
Schwab U.S. Aggregate Bond ETF
ETF7,95020,074+12,124$404,000$1,010,000+$606,0002014-02-05
Q4 2013VTI
Vanguard Total Stock Market VI
ETF60,94061,130+190$5,341,000$5,864,000+$523,0002014-02-05
Q4 2013SCHB
Schwab US Broad Market ETF
ETF68,02970,475+2,446$2,795,000$3,172,000+$377,0002014-02-05
Q4 2013SPY
SPDR S&P 500 ETF Trust
ETF19,08919,110+21$3,207,000$3,529,000+$322,0002014-02-05
Q4 2013IBB
iShares Nasdaq Biotechnology E
ETF3,5503,650+100$744,000$829,000+$85,0002014-02-05
Q4 2013SCHF
Schwab International Equity ET
ETF18,21020,051+1,841$553,000$632,000+$79,0002014-02-05
Q4 2013CHY
Calamos Convertible & High Inc
ETF109,235111,735+2,500$1,369,000$1,445,000+$76,0002014-02-05
Q4 2013IJH
iShares Core S&P MidCap ETF
ETF2,6882,856+168$334,000$382,000+$48,0002014-02-05
Q4 2013PowerShares Senior Loan Port
CUSIP 73936Q769
ETF126,780127,530+750$3,129,000$3,173,000+$44,0002014-02-05
Q4 2013PowerShares QQQ Trust
CUSIP 73935A104
ETF7081,015+307$56,000$89,000+$33,0002014-02-05
Q4 2013NBH
Neuberger Berman Intermediate
ETF75,14475,944+800$1,050,000$1,066,000+$16,0002014-02-05
Q4 2013SCHE
Schwab Emerging Markets Equity
ETF1,1471,687+540$28,000$42,000+$14,0002014-02-05
Q4 2013VGK
Vanguard FTSE Europe ETF
ETF357547+190$19,000$32,000+$13,0002014-02-05
Q4 2013MBB
iShares Barclays MBS ETF
ETF11,49011,515+25$1,217,000$1,204,000-$13,0002014-02-05
Q4 2013SCHA
Schwab US Small-Cap ETF
ETF375517+142$18,000$27,000+$9,0002014-02-05
Q4 2013VTHR
Vanguard Russell 3000 Index ET
ETF560621+61$44,000$53,000+$9,0002014-02-05
Q4 2013SCHM
Schwab US Mid-Cap ETF
ETF2,0502,080+30$71,000$78,000+$7,0002014-02-05
Q4 2013XLU
Utilities Select Sector SPDR
ETF509514+5$19,000$20,000+$1,0002014-02-05
Q4 2013VPL
Vanguard FTSE Pacific ETF
ETF360361+1$22,000$22,000$02014-02-05

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