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Bartlett & Co. LLC Historic Quarter Change: USA ETF, Sold Out

Bartlett & Co. LLC historic quarter change: USA ETF, Sold out

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 13 quarters from 2013-06-30 to 2023-12-31, Bartlett & Co. LLC opened 127 positions, added to 458, reduced 423 and sold out of 136.

  • Q3 2016: Stock VTV; Country of operation —; Class ETF; Shares before 1,142.
  • Q3 2016: Stock QDF; Country of operation —; Class ETF; Shares before 1,500.
  • Q3 2016: Stock UBS E-TRACS Alerian MLP Infras; Country of operation —; Class ETF; Shares before 1,857.
  • Q3 2016: Stock MBSD; Country of operation —; Class ETF; Shares before 2,000.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1550075), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-24); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-27); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-02); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-04); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-02); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-03); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-01); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-30); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-27); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-01); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-05); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-05); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-04). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2012-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016VTV
Vanguard Value ETF
ETF1,1420-1,142$97,000$0-$97,0002016-10-24
Q3 2016QDF
FlexShares Quality Dividend
ETF1,5000-1,500$55,000$0-$55,0002016-10-24
Q3 2016UBS E-TRACS Alerian MLP Infras
CUSIP 902641646
ETF1,8570-1,857$52,000$0-$52,0002016-10-24
Q3 2016MBSD
FlexShares Disciplined Duratio
ETF2,0000-2,000$50,000$0-$50,0002016-10-24
Q3 2016IFN
India Fund Inc
ETF1,6300-1,630$40,000$0-$40,0002016-10-24
Q3 2016Powershares Dynamic Biotech &
CUSIP 73935X856
ETF1,0000-1,000$37,000$0-$37,0002016-10-24
Q3 2016HEDJ
WisdomTree Europe Hedged Equit
ETF5790-579$29,000$0-$29,0002016-10-24
Q3 2016Western Asset Global Partners
CUSIP 95766G108
ETF3,2500-3,250$28,000$0-$28,0002016-10-24
Q3 2016NFRA
FlexShares STOXX Global Broad
ETF6000-600$27,000$0-$27,0002016-10-24
Q3 2016Aberdeen Latin America Equity
CUSIP 00306K106
ETF1,1650-1,165$23,000$0-$23,0002016-10-24
Q3 2016Nuveen Premium Income Muni II
CUSIP 67063W102
ETF1,3140-1,314$20,000$0-$20,0002016-10-24
Q3 2016GUNR
FlexShares Morningstar Global
ETF7000-700$18,000$0-$18,0002016-10-24
Q3 2016SCZ
iShares MSCI EAFE Small-Cap
ETF2530-253$12,000$0-$12,0002016-10-24
Q3 2016FXI
iShares FTSE China Large-Cap E
ETF600-60$2,000$0-$2,0002016-10-24

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