UBS AG quarter change: USA Options, Added
In put and call options, at their filed underlying value (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 532 positions, added to 1,387, reduced 1,260, sold out of 663 and left 322 unchanged. The largest increase in value was SPY (+$1,263,307,000); the largest decrease was WY (-$473,426,000).
- DR PEPPER SNAPPLE GROUP INC: Country of operation —; Class COM · Call; Shares 2014-06-30 300; Shares 2014-09-30 2,300.
- XME: Country of operation —; Class S&P METALS MNG · Put; Shares 2014-06-30 40,400; Shares 2014-09-30 42,900.
- M: Country of operation United States; Class COM · Call; Shares 2014-06-30 38,800; Shares 2014-09-30 40,900.
- DLTR: Country of operation United States; Class COM · Put; Shares 2014-06-30 2,800; Shares 2014-09-30 5,000.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| DR PEPPER SNAPPLE GROUP INC CUSIP 26138E109 | COM · Call | 300 | 2,300 | +2,000 | $18,000 | $148,000 | +$130,000 | |
| XME SPDR SERIES TRUST | S&P METALS MNG · Put | 40,400 | 42,900 | +2,500 | $1,707,000 | $1,578,000 | -$129,000 | |
| M MACYS INC | United States | COM · Call | 38,800 | 40,900 | +2,100 | $2,251,000 | $2,380,000 | +$129,000 |
| DLTR DOLLAR TREE INC | United States | COM · Put | 2,800 | 5,000 | +2,200 | $152,000 | $280,000 | +$128,000 |
| GBX GREENBRIER COS INC | United States | COM · Call | 6,700 | 7,000 | +300 | $386,000 | $514,000 | +$128,000 |
| TYCO INTERNATIONAL LTD CUSIP H89128104 | SHS · Put | 1,700 | 4,600 | +2,900 | $78,000 | $205,000 | +$127,000 | |
| NOODLES & CO CUSIP 65540B105 | United States | CL A · Put | 1,100 | 8,600 | +7,500 | $38,000 | $165,000 | +$127,000 |
| REPROS THERAPEUTICS INC CUSIP 76028H209 | United States | COM NEW · Call | 17,300 | 17,400 | +100 | $299,000 | $172,000 | -$127,000 |
| PSEC PROSPECT CAPITAL CORPORATION | United States | COM · Put | 10,600 | 24,100 | +13,500 | $113,000 | $239,000 | +$126,000 |
| PRGO PERRIGO CO PLC | Ireland | SHS · Call | 1,100 | 1,900 | +800 | $160,000 | $285,000 | +$125,000 |
| CYS INVTS INC CUSIP 12673A108 | COM · Call | 2,700 | 18,100 | +15,400 | $24,000 | $149,000 | +$125,000 | |
| TIBCO SOFTWARE INC CUSIP 88632Q103 | COM · Put | 400 | 5,600 | +5,200 | $8,000 | $132,000 | +$124,000 | |
| EUO PROSHARES TR II | United States | ULTRASHRT EURO · Call | 9,000 | 13,900 | +4,900 | $153,000 | $277,000 | +$124,000 |
| MTB M & T BK CORP | United States | COM · Call | 100 | 1,100 | +1,000 | $12,000 | $136,000 | +$124,000 |
| BONANZA CREEK ENERGY INC CUSIP 097793103 | COM · Call | 2,900 | 5,100 | +2,200 | $166,000 | $290,000 | +$124,000 | |
| GES GUESS INC | COM · Put | 400 | 6,100 | +5,700 | $11,000 | $134,000 | +$123,000 | |
| COOPER TIRE & RUBR CO CUSIP 216831107 | COM · Put | 900 | 5,200 | +4,300 | $27,000 | $149,000 | +$122,000 | |
| MIDD MIDDLEBY CORP | United States | COM · Call | 3,000 | 4,200 | +1,200 | $248,000 | $370,000 | +$122,000 |
| VMRK EQUITY RESIDENTIAL | United States | SH BEN INT · Call | 700 | 2,700 | +2,000 | $44,000 | $166,000 | +$122,000 |
| CURRENCYSHS JAPANESE YEN TR CUSIP 23130A102 | JAPANESE YEN · Call | 6,400 | 8,300 | +1,900 | $616,000 | $737,000 | +$121,000 | |
| ENDEAVOUR INTL CORP CUSIP 29259G200 | COM NEW · Call | 345,900 | 1,987,300 | +1,641,400 | $474,000 | $594,000 | +$120,000 | |
| RED HAT INC CUSIP 756577102 | COM · Put | 6,800 | 8,800 | +2,000 | $376,000 | $494,000 | +$118,000 | |
| PROSHARES TR CUSIP 74348A525 | ULSHOIL&GASNEW13 · Call | 100 | 2,800 | +2,700 | $4,000 | $122,000 | +$118,000 | |
| CHICAGO BRIDGE & IRON CO N V CUSIP 167250109 | COM · Call | 13,100 | 13,400 | +300 | $893,000 | $775,000 | -$118,000 | |
| MARKET VECTORS ETF TR CUSIP 57060U233 | SEMICONDUCTOR · Put | 400 | 2,700 | +2,300 | $20,000 | $138,000 | +$118,000 | |
| SIERRA WIRELESS INC CUSIP 826516106 | COM · Call | 8,400 | 10,700 | +2,300 | $169,000 | $286,000 | +$117,000 | |
| REYNOLDS AMERICAN INC CUSIP 761713106 | COM · Call | 900 | 2,900 | +2,000 | $54,000 | $171,000 | +$117,000 | |
| AMBA AMBARELLA INC | United States | SHS · Call | 2,700 | 4,600 | +1,900 | $84,000 | $201,000 | +$117,000 |
| ORCL ORACLE CORP | United States | COM · Put | 394,700 | 420,900 | +26,200 | $15,997,000 | $16,112,000 | +$115,000 |
| LEGACY RESVS LP CUSIP 524707304 | UNIT LP INT · Call | 700 | 4,600 | +3,900 | $22,000 | $137,000 | +$115,000 | |
| FAS DIREXION SHS ETF TR | DLY FIN BULL NEW · Put | 13,700 | 14,400 | +700 | $1,369,000 | $1,483,000 | +$114,000 | |
| DECK DECKERS OUTDOOR CORP | United States | COM · Put | 600 | 1,700 | +1,100 | $52,000 | $165,000 | +$113,000 |
| WALTER ENERGY INC CUSIP 93317Q105 | COM · Put | 20,600 | 96,100 | +75,500 | $112,000 | $225,000 | +$113,000 | |
| XBI SPDR SERIES TRUST | S&P BIOTECH · Put | 900 | 1,600 | +700 | $139,000 | $250,000 | +$111,000 | |
| EWG ISHARES | MSCI GERMANY ETF · Put | 7,000 | 11,900 | +4,900 | $219,000 | $330,000 | +$111,000 | |
| PROTECTIVE LIFE CORP CUSIP 743674103 | COM · Call | 1,500 | 3,100 | +1,600 | $104,000 | $215,000 | +$111,000 | |
| BUFFALO WILD WINGS INC CUSIP 119848109 | COM · Call | 4,200 | 6,000 | +1,800 | $696,000 | $806,000 | +$110,000 | |
| TD TORONTO DOMINION BK ONT | COM NEW · Put | 80,000 | 85,500 | +5,500 | $4,113,000 | $4,222,000 | +$109,000 | |
| ARCELORMITTAL SA LUXEMBOURG CUSIP 03938L104 | NY REGISTRY SH · Call | 254,100 | 269,200 | +15,100 | $3,794,000 | $3,685,000 | -$109,000 | |
| PRKS SEAWORLD ENTMT INC | United States | COM · Put | 1,000 | 7,000 | +6,000 | $28,000 | $135,000 | +$107,000 |
| ENERPLUS CORP CUSIP 292766102 | COM · Call | 1,900 | 8,100 | +6,200 | $48,000 | $154,000 | +$106,000 | |
| HARSCO CORP CUSIP 415864107 | United States | COM · Call | 21,100 | 21,400 | +300 | $562,000 | $458,000 | -$104,000 |
| FOLD AMICUS THERAPEUTICS INC | United States | COM · Call | 600 | 17,800 | +17,200 | $2,000 | $106,000 | +$104,000 |
| TEKMIRA PHARMACEUTICALS CORP CUSIP 87911B209 | COM NEW · Call | 100 | 4,900 | +4,800 | $1,000 | $104,000 | +$103,000 | |
| STZ CONSTELLATION BRANDS INC | United States | CL A · Call | 1,700 | 2,900 | +1,200 | $150,000 | $253,000 | +$103,000 |
| EXEL EXELIXIS INC | United States | COM · Call | 68,300 | 84,000 | +15,700 | $232,000 | $129,000 | -$103,000 |
| XLI SELECT SECTOR SPDR TR | SBI INT-INDS · Call | 508,800 | 515,600 | +6,800 | $27,506,000 | $27,404,000 | -$102,000 | |
| HEALTH NET INC CUSIP 42222G108 | COM · Put | 2,000 | 4,000 | +2,000 | $83,000 | $184,000 | +$101,000 | |
| GEL GENESIS ENERGY L P | United States | UNIT LTD PARTN · Call | 1,100 | 3,100 | +2,000 | $62,000 | $163,000 | +$101,000 |
| ANNALY CAP MGMT INC CUSIP 035710409 | United States | COM · Put | 7,200 | 17,000 | +9,800 | $82,000 | $182,000 | +$100,000 |
| ARIAD PHARMACEUTICALS INC CUSIP 04033A100 | COM · Call | 105,500 | 105,900 | +400 | $672,000 | $572,000 | -$100,000 | |
| TUPPERWARE BRANDS CORP CUSIP 899896104 | United States | COM · Call | 1,700 | 3,500 | +1,800 | $142,000 | $242,000 | +$100,000 |
| XYL XYLEM INC | United States | COM · Put | 100 | 2,900 | +2,800 | $4,000 | $103,000 | +$99,000 |
| HOME LN SERVICING SOLUTIONS CUSIP G6648D109 | ORD SHS · Call | 15,900 | 21,700 | +5,800 | $361,000 | $460,000 | +$99,000 | |
| FITB FIFTH THIRD BANCORP | United States | COM · Call | 15,500 | 21,500 | +6,000 | $331,000 | $430,000 | +$99,000 |
| AGRIUM INC CUSIP 008916108 | COM · Put | 7,000 | 8,300 | +1,300 | $641,000 | $739,000 | +$98,000 | |
| ZILLOW INC CUSIP 98954A107 | CL A · Put | 6,300 | 8,600 | +2,300 | $900,000 | $998,000 | +$98,000 | |
| MARKET VECTORS ETF TR CUSIP 57060U506 | RUSSIA ETF · Put | 99,000 | 112,200 | +13,200 | $2,607,000 | $2,510,000 | -$97,000 | |
| SCHW SCHWAB CHARLES CORP NEW | United States | COM · Call | 1,800 | 4,900 | +3,100 | $48,000 | $144,000 | +$96,000 |
| ED CONSOLIDATED EDISON INC | United States | COM · Call | 6,400 | 8,200 | +1,800 | $370,000 | $465,000 | +$95,000 |
| SKX SKECHERS U S A INC | United States | CL A · Call | 6,700 | 7,500 | +800 | $306,000 | $400,000 | +$94,000 |
| DHI D R HORTON INC | United States | COM · Call | 38,300 | 41,300 | +3,000 | $941,000 | $847,000 | -$94,000 |
| PROSHARES TR CUSIP 74347B300 | PSHS ULSHT SP500 · Put | 700 | 4,500 | +3,800 | $18,000 | $111,000 | +$93,000 | |
| MFIN MEDALLION FINL CORP | United States | COM · Put | 1,200 | 9,200 | +8,000 | $15,000 | $107,000 | +$92,000 |
| YELP YELP INC | United States | CL A · Call | 21,280 | 22,580 | +1,300 | $1,632,000 | $1,541,000 | -$91,000 |
| UBIQUITI NETWORKS INC CUSIP 90347A100 | COM · Put | 3,400 | 6,500 | +3,100 | $154,000 | $244,000 | +$90,000 | |
| OMNIVISION TECHNOLOGIES INC CUSIP 682128103 | COM · Put | 1,700 | 4,800 | +3,100 | $37,000 | $127,000 | +$90,000 | |
| RDN RADIAN GROUP INC | United States | COM · Call | 14,100 | 21,000 | +6,900 | $209,000 | $299,000 | +$90,000 |
| RF MICRODEVICES INC CUSIP 749941100 | COM · Call | 9,400 | 15,500 | +6,100 | $90,000 | $179,000 | +$89,000 | |
| BMO BANK MONTREAL QUE | COM · Call | 2,900 | 4,100 | +1,200 | $213,000 | $302,000 | +$89,000 | |
| GOLAR LNG PARTNERS LP CUSIP Y2745C102 | COM UNIT LPI · Call | 600 | 3,200 | +2,600 | $22,000 | $111,000 | +$89,000 | |
| AVON PRODS INC CUSIP 054303102 | COM · Call | 1,300 | 8,600 | +7,300 | $19,000 | $108,000 | +$89,000 | |
| NEWLINK GENETICS CORP CUSIP 651511107 | COM · Put | 1,800 | 6,300 | +4,500 | $48,000 | $135,000 | +$87,000 | |
| TIME WARNER INC CUSIP 887317303 | COM NEW · Call | 900 | 2,000 | +1,100 | $63,000 | $150,000 | +$87,000 | |
| AKORN INC CUSIP 009728106 | COM · Call | 1,400 | 3,700 | +2,300 | $47,000 | $134,000 | +$87,000 | |
| PENN WEST PETE LTD NEW CUSIP 707887105 | COM · Call | 11,300 | 29,100 | +17,800 | $110,000 | $196,000 | +$86,000 | |
| SPIRIT AIRLS INC CUSIP 848577102 | United States | COM · Call | 1,700 | 2,800 | +1,100 | $108,000 | $194,000 | +$86,000 |
| CTRIP COM INTL LTD CUSIP 22943F100 | AMERICAN DEP SHS · Put | 1,500 | 3,200 | +1,700 | $96,000 | $182,000 | +$86,000 | |
| INTREXON CORP CUSIP 46122T102 | COM · Put | 1,500 | 6,700 | +5,200 | $38,000 | $124,000 | +$86,000 | |
| HMC HONDA MOTOR LTD | AMERN SHS · Put | 800 | 3,300 | +2,500 | $28,000 | $113,000 | +$85,000 | |
| VSH VISHAY INTERTECHNOLOGY INC | United States | COM · Call | 2,700 | 8,900 | +6,200 | $42,000 | $127,000 | +$85,000 |
| AMERICAN RLTY CAP PPTYS INC CUSIP 02917T104 | COM · Call | 4,100 | 11,300 | +7,200 | $51,000 | $136,000 | +$85,000 | |
| MCO MOODYS CORP | United States | COM · Call | 1,200 | 2,000 | +800 | $105,000 | $189,000 | +$84,000 |
| WALTER INVT MGMT CORP CUSIP 93317W102 | COM · Call | 1,000 | 5,200 | +4,200 | $30,000 | $114,000 | +$84,000 | |
| TRIQUINT SEMICONDUCTOR INC CUSIP 89674K103 | COM · Call | 10,800 | 13,300 | +2,500 | $171,000 | $254,000 | +$83,000 | |
| CST BRANDS INC CUSIP 12646R105 | COM · Call | 300 | 2,600 | +2,300 | $10,000 | $93,000 | +$83,000 | |
| PAYX PAYCHEX INC | United States | COM · Put | 1,000 | 2,800 | +1,800 | $42,000 | $124,000 | +$82,000 |
| FAST FASTENAL CO | United States | COM · Call | 3,700 | 5,900 | +2,200 | $183,000 | $265,000 | +$82,000 |
| ULTA ULTA SALON COSMETCS & FRAG I | United States | COM · Call | 1,700 | 2,000 | +300 | $155,000 | $236,000 | +$81,000 |
| DUNKIN BRANDS GROUP INC CUSIP 265504100 | COM · Call | 13,300 | 15,400 | +2,100 | $609,000 | $690,000 | +$81,000 | |
| TASER INTL INC CUSIP 87651B104 | COM · Call | 800 | 5,900 | +5,100 | $11,000 | $91,000 | +$80,000 | |
| SUPERVALU INC CUSIP 868536103 | COM · Call | 54,400 | 59,000 | +4,600 | $447,000 | $527,000 | +$80,000 | |
| SWIFT TRANSN CO CUSIP 87074U101 | CL A · Call | 1,200 | 5,200 | +4,000 | $30,000 | $109,000 | +$79,000 | |
| CONNS INC CUSIP 208242107 | United States | COM · Call | 4,300 | 4,400 | +100 | $212,000 | $133,000 | -$79,000 |
| AEROPOSTALE CUSIP 007865108 | COM · Call | 3,500 | 27,705 | +24,205 | $12,000 | $91,000 | +$79,000 | |
| BIODELIVERY SCIENCES INTL IN CUSIP 09060J106 | COM · Put | 1,900 | 5,900 | +4,000 | $23,000 | $101,000 | +$78,000 | |
| CNC CENTENE CORP DEL | United States | COM · Call | 400 | 1,300 | +900 | $30,000 | $108,000 | +$78,000 |
| SPIRIT AIRLS INC CUSIP 848577102 | United States | COM · Put | 200 | 1,300 | +1,100 | $13,000 | $90,000 | +$77,000 |
| TEEKAY LNG PARTNERS L P CUSIP Y8564M105 | PRTNRSP UNITS · Call | 1,200 | 3,000 | +1,800 | $55,000 | $131,000 | +$76,000 | |
| LANNET INC CUSIP 516012101 | COM · Put | 400 | 2,100 | +1,700 | $20,000 | $96,000 | +$76,000 |
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|---|---|---|
| Not available yet | |||