UBS AG quarter change: USA Options, Added
In put and call options, at their filed underlying value (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 532 positions, added to 1,387, reduced 1,260, sold out of 663 and left 322 unchanged. The largest increase in value was SPY (+$1,263,307,000); the largest decrease was WY (-$473,426,000).
- CVR REFNG LP: Country of operation —; Class COMUNIT REP LT · Call; Shares 2014-06-30 1,500; Shares 2014-09-30 4,900.
- GT ADVANCED TECHNOLOGIES INC: Country of operation —; Class COM · Call; Shares 2014-06-30 95,100; Shares 2014-09-30 156,300.
- CHKP: Country of operation —; Class ORD · Call; Shares 2014-06-30 100; Shares 2014-09-30 1,200.
- CLNE: Country of operation United States; Class COM · Call; Shares 2014-06-30 13,600; Shares 2014-09-30 30,100.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| CVR REFNG LP CUSIP 12663P107 | COMUNIT REP LT · Call | 1,500 | 4,900 | +3,400 | $38,000 | $114,000 | +$76,000 | |
| GT ADVANCED TECHNOLOGIES INC CUSIP 36191U106 | COM · Call | 95,100 | 156,300 | +61,200 | $1,769,000 | $1,693,000 | -$76,000 | |
| CHKP CHECK POINT SOFTWARE TECH LT | ORD · Call | 100 | 1,200 | +1,100 | $7,000 | $83,000 | +$76,000 | |
| CLNE CLEAN ENERGY FUELS CORP | United States | COM · Call | 13,600 | 30,100 | +16,500 | $159,000 | $235,000 | +$76,000 |
| CONTINENTAL RESOURCES INC CUSIP 212015101 | COM · Call | 700 | 2,800 | +2,100 | $111,000 | $186,000 | +$75,000 | |
| ENDOCYTE INC CUSIP 29269A102 | COM · Call | 10,900 | 24,100 | +13,200 | $72,000 | $147,000 | +$75,000 | |
| CRESTWOOD MIDSTREAM PARTNERS CUSIP 226378107 | UNIT LTD PARTNER · Call | 600 | 3,900 | +3,300 | $13,000 | $88,000 | +$75,000 | |
| ALIMERA SCIENCES INC CUSIP 016259103 | COM · Call | 100 | 13,800 | +13,700 | $1,000 | $75,000 | +$74,000 | |
| CBRL CRACKER BARREL OLD CTRY STOR | United States | COM · Call | 700 | 1,400 | +700 | $70,000 | $144,000 | +$74,000 |
| CYPRESS SEMICONDUCTOR CORP CUSIP 232806109 | COM · Call | 3,000 | 10,600 | +7,600 | $33,000 | $105,000 | +$72,000 | |
| GES GUESS INC | COM · Call | 1,900 | 5,600 | +3,700 | $51,000 | $123,000 | +$72,000 | |
| ARROWHEAD RESH CORP CUSIP 042797209 | COM NEW · Put | 12,500 | 16,900 | +4,400 | $179,000 | $250,000 | +$71,000 | |
| EARTHLINK HLDGS CORP CUSIP 27033X101 | COM · Call | 20,700 | 43,300 | +22,600 | $77,000 | $148,000 | +$71,000 | |
| ON ON SEMICONDUCTOR CORP | United States | COM · Call | 1,400 | 9,400 | +8,000 | $13,000 | $84,000 | +$71,000 |
| AVB AVALONBAY CMNTYS INC | United States | COM · Put | 400 | 900 | +500 | $57,000 | $127,000 | +$70,000 |
| BUNGE LIMITED CUSIP G16962105 | United States | COM · Put | 1,300 | 2,000 | +700 | $98,000 | $168,000 | +$70,000 |
| GPC GENUINE PARTS CO | United States | COM · Put | 500 | 1,300 | +800 | $44,000 | $114,000 | +$70,000 |
| BSX BOSTON SCIENTIFIC CORP | United States | COM · Put | 94,800 | 108,400 | +13,600 | $1,211,000 | $1,280,000 | +$69,000 |
| DEPOMED INC CUSIP 249908104 | COM · Call | 30,500 | 32,400 | +1,900 | $424,000 | $492,000 | +$68,000 | |
| DIREXION SHS ETF TR CUSIP 25459W888 | DLY ENRGY BULL3X · Call | 300 | 1,100 | +800 | $39,000 | $106,000 | +$67,000 | |
| LNC LINCOLN NATL CORP IND | United States | COM · Call | 8,600 | 9,500 | +900 | $442,000 | $509,000 | +$67,000 |
| ATMEL CORP CUSIP 049513104 | COM · Call | 2,800 | 11,500 | +8,700 | $26,000 | $93,000 | +$67,000 | |
| CLOVIS ONCOLOGY INC CUSIP 189464100 | COM · Call | 800 | 2,200 | +1,400 | $33,000 | $100,000 | +$67,000 | |
| ROYTL PACIFIC COAST OIL TR | UNIT BEN INT · Put | 200 | 6,600 | +6,400 | $3,000 | $68,000 | +$65,000 | |
| HI-CRUSH PARTNERS LP CUSIP 428337109 | COM UNIT LTD · Call | 6,100 | 6,500 | +400 | $400,000 | $335,000 | -$65,000 | |
| SPANSION INC CUSIP 84649R200 | COM CL A NEW · Put | 1,700 | 4,400 | +2,700 | $36,000 | $100,000 | +$64,000 | |
| FLEETCOR TECHNOLOGIES INC CUSIP 339041105 | United States | COM · Call | 700 | 1,100 | +400 | $92,000 | $156,000 | +$64,000 |
| ALLY ALLY FINL INC | United States | COM · Call | 200 | 3,000 | +2,800 | $5,000 | $69,000 | +$64,000 |
| CAESARS ENTMT CORP CUSIP 127686103 | COM · Put | 18,900 | 22,100 | +3,200 | $342,000 | $278,000 | -$64,000 | |
| AEP AMERICAN ELEC PWR INC | United States | COM · Call | 4,000 | 5,500 | +1,500 | $223,000 | $287,000 | +$64,000 |
| PROSHARES TR CUSIP 74347R602 | PSHS SHORT QQQ · Call | 200 | 4,200 | +4,000 | $3,000 | $66,000 | +$63,000 | |
| INFINERA CORPORATION CUSIP 45667G103 | United States | COM · Call | 1,300 | 7,000 | +5,700 | $12,000 | $75,000 | +$63,000 |
| SUPER MICRO COMPUTER INC CUSIP 86800U104 | United States | COM · Put | 200 | 2,300 | +2,100 | $5,000 | $68,000 | +$63,000 |
| LIONS GATE ENTMNT CORP CUSIP 535919203 | COM NEW · Put | 10,000 | 10,600 | +600 | $286,000 | $349,000 | +$63,000 | |
| SPH SUBURBAN PROPANE PARTNERS L | United States | UNIT LTD PARTN · Call | 2,100 | 3,600 | +1,500 | $97,000 | $160,000 | +$63,000 |
| PANERA BREAD CO CUSIP 69840W108 | CL A · Call | 1,000 | 1,300 | +300 | $150,000 | $212,000 | +$62,000 | |
| EXTR EXTREME NETWORKS INC | United States | COM · Call | 58,000 | 66,900 | +8,900 | $258,000 | $320,000 | +$62,000 |
| JACK JACK IN THE BOX INC | United States | COM · Call | 100 | 1,000 | +900 | $6,000 | $68,000 | +$62,000 |
| MAGICJACK VOCALTEC LTD CUSIP M6787E101 | SHS · Call | 1,100 | 8,000 | +6,900 | $17,000 | $79,000 | +$62,000 | |
| APPROACH RESOURCES INC CUSIP 03834A103 | COM · Call | 214,900 | 341,200 | +126,300 | $4,885,000 | $4,947,000 | +$62,000 | |
| WPC W P CAREY INC | United States | COM · Put | 3,500 | 4,500 | +1,000 | $225,000 | $287,000 | +$62,000 |
| SYNCHRONOSS TECHNOLOGIES INC CUSIP 87157B103 | COM · Call | 200 | 1,500 | +1,300 | $7,000 | $69,000 | +$62,000 | |
| WISCONSIN ENERGY CORP CUSIP 976657106 | COM · Put | 2,900 | 4,600 | +1,700 | $136,000 | $198,000 | +$62,000 | |
| CALM CAL MAINE FOODS INC | United States | COM NEW · Call | 1,000 | 1,500 | +500 | $74,000 | $134,000 | +$60,000 |
| IEI ISHARES | 3-7 YR TR BD ETF · Call | 1,600 | 2,100 | +500 | $195,000 | $255,000 | +$60,000 | |
| WORLD WRESTLING ENTMT INC CUSIP 98156Q108 | United States | CL A · Put | 7,300 | 10,700 | +3,400 | $87,000 | $147,000 | +$60,000 |
| AGENUS INC CUSIP 00847G705 | United States | COM NEW · Call | 17,100 | 36,700 | +19,600 | $55,000 | $114,000 | +$59,000 |
| PLUM CREEK TIMBER CO INC CUSIP 729251108 | COM · Call | 1,800 | 3,600 | +1,800 | $81,000 | $140,000 | +$59,000 | |
| IRBTQ IROBOT CORP | United States | COM · Call | 4,400 | 7,800 | +3,400 | $180,000 | $238,000 | +$58,000 |
| EMR EMERSON ELEC CO | United States | COM · Put | 18,837 | 20,898 | +2,061 | $1,250,000 | $1,308,000 | +$58,000 |
| OSG AMBAC FINL GROUP INC | United States | COM NEW · Call | 700 | 3,500 | +2,800 | $19,000 | $77,000 | +$58,000 |
| PACIFIC ETHANOL INC CUSIP 69423U305 | COM PAR $.001 · Put | 15,200 | 20,700 | +5,500 | $232,000 | $289,000 | +$57,000 | |
| CAH CARDINAL HEALTH INC | United States | COM · Put | 800 | 1,500 | +700 | $55,000 | $112,000 | +$57,000 |
| NEOSTEM INC CUSIP 640650404 | COM PAR $.001 · Call | 600 | 11,000 | +10,400 | $4,000 | $61,000 | +$57,000 | |
| BNY BANK NEW YORK MELLON CORP | United States | COM · Call | 7,800 | 9,000 | +1,200 | $292,000 | $349,000 | +$57,000 |
| SIERRA WIRELESS INC CUSIP 826516106 | COM · Put | 7,300 | 7,600 | +300 | $147,000 | $203,000 | +$56,000 | |
| CGNX COGNEX CORP | United States | COM · Call | 100 | 1,500 | +1,400 | $4,000 | $60,000 | +$56,000 |
| EMN EASTMAN CHEM CO | United States | COM · Call | 1,400 | 2,200 | +800 | $122,000 | $178,000 | +$56,000 |
| ITC HLDGS CORP CUSIP 465685105 | COM · Call | 600 | 2,200 | +1,600 | $22,000 | $78,000 | +$56,000 | |
| MIDD MIDDLEBY CORP | United States | COM · Put | 600 | 1,200 | +600 | $50,000 | $106,000 | +$56,000 |
| SNX SYNNEX CORP | United States | COM · Call | 300 | 1,200 | +900 | $22,000 | $78,000 | +$56,000 |
| SBH SALLY BEAUTY HLDGS INC | United States | COM · Put | 200 | 2,200 | +2,000 | $5,000 | $60,000 | +$55,000 |
| OPK OPKO HEALTH INC | United States | COM · Call | 73,600 | 83,000 | +9,400 | $651,000 | $706,000 | +$55,000 |
| GOGO GOGO INC | United States | COM · Call | 3,300 | 7,100 | +3,800 | $65,000 | $120,000 | +$55,000 |
| MELI MERCADOLIBRE INC | COM · Put | 100 | 600 | +500 | $10,000 | $65,000 | +$55,000 | |
| TRAVELCENTERS OF AMERICA LLC CUSIP 894174101 | COM · Call | 1,600 | 6,900 | +5,300 | $14,000 | $68,000 | +$54,000 | |
| UNFI UNITED NAT FOODS INC | United States | COM · Call | 1,900 | 2,900 | +1,000 | $124,000 | $178,000 | +$54,000 |
| Y104L PDL BIOPHARMA INC | United States | COM · Put | 3,000 | 11,000 | +8,000 | $29,000 | $82,000 | +$53,000 |
| POWERSHS DB US DOLLAR INDEX CUSIP 73936D107 | DOLL INDX BULL · Put | 600 | 2,900 | +2,300 | $13,000 | $66,000 | +$53,000 | |
| KRISPY KREME DOUGHNUTS INC CUSIP 501014104 | COM · Put | 3,100 | 6,000 | +2,900 | $50,000 | $103,000 | +$53,000 | |
| ARCC ARES CAP CORP | United States | COM · Call | 1,300 | 4,700 | +3,400 | $23,000 | $76,000 | +$53,000 |
| DIREXION SHS ETF TR CUSIP 25459W235 | GLD MNRS BEAR 3X · Call | 2,100 | 3,100 | +1,000 | $35,000 | $88,000 | +$53,000 | |
| AON PLC CUSIP G0408V102 | SHS CL A · Call | 100 | 700 | +600 | $9,000 | $61,000 | +$52,000 | |
| AEIS ADVANCED ENERGY INDS | United States | COM · Call | 1,700 | 4,500 | +2,800 | $33,000 | $85,000 | +$52,000 |
| BURGER KING WORLDWIDE INC CUSIP 121220107 | COM · Call | 1,700 | 3,300 | +1,600 | $46,000 | $98,000 | +$52,000 | |
| FIESTA RESTAURANT GROUP INC CUSIP 31660B101 | United States | COM · Call | 800 | 1,800 | +1,000 | $37,000 | $89,000 | +$52,000 |
| GSV CAP CORP CUSIP 36191J101 | COM · Call | 200 | 5,400 | +5,200 | $2,000 | $54,000 | +$52,000 | |
| PSEC PROSPECT CAPITAL CORPORATION | United States | COM · Call | 200 | 5,500 | +5,300 | $2,000 | $54,000 | +$52,000 |
| FE FIRSTENERGY CORP | United States | COM · Call | 4,800 | 6,500 | +1,700 | $167,000 | $218,000 | +$51,000 |
| RCL ROYAL CARIBBEAN CRUISES LTD | United States | COM · Put | 3,100 | 3,300 | +200 | $172,000 | $222,000 | +$50,000 |
| FUELCELL ENERGY INC CUSIP 35952H106 | COM · Put | 78,100 | 113,600 | +35,500 | $187,000 | $237,000 | +$50,000 | |
| LEGACY RESVS LP CUSIP 524707304 | UNIT LP INT · Put | 2,500 | 4,300 | +1,800 | $78,000 | $128,000 | +$50,000 | |
| MOLYCORP INC DEL CUSIP 608753109 | COM · Call | 43,500 | 51,800 | +8,300 | $112,000 | $62,000 | -$50,000 | |
| VIRNETX HLDG CORP CUSIP 92823T108 | United States | COM · Call | 6,800 | 28,100 | +21,300 | $120,000 | $169,000 | +$49,000 |
| PII POLARIS INDS INC | United States | COM · Call | 200 | 500 | +300 | $26,000 | $75,000 | +$49,000 |
| CTSH COGNIZANT TECHNOLOGY SOLUTIO | United States | CL A · Put | 20,200 | 21,000 | +800 | $988,000 | $940,000 | -$48,000 |
| POST POST HLDGS INC | United States | COM · Put | 1,200 | 3,300 | +2,100 | $61,000 | $109,000 | +$48,000 |
| FIREEYE INC CUSIP 31816Q101 | COM · Call | 53,400 | 72,400 | +19,000 | $2,165,000 | $2,213,000 | +$48,000 | |
| RGR STURM RUGER & CO INC | United States | COM · Call | 2,400 | 3,900 | +1,500 | $142,000 | $190,000 | +$48,000 |
| PROSHARES TR CUSIP 74348A319 | ULTSHT RUSS2000 · Call | 2,000 | 2,700 | +700 | $86,000 | $133,000 | +$47,000 | |
| PBPB POTBELLY CORP | United States | COM · Call | 600 | 4,900 | +4,300 | $10,000 | $57,000 | +$47,000 |
| BIGGQ BIG LOTS INC | United States | COM · Call | 6,900 | 8,400 | +1,500 | $315,000 | $362,000 | +$47,000 |
| WAB WABTEC CORP | United States | COM · Call | 800 | 1,400 | +600 | $66,000 | $113,000 | +$47,000 |
| CQP CHENIERE ENERGY PARTNERS LP | United States | COM UNIT · Put | 100 | 1,500 | +1,400 | $3,000 | $49,000 | +$46,000 |
| BXP BOSTON PROPERTIES INC | United States | COM · Call | 100 | 500 | +400 | $12,000 | $58,000 | +$46,000 |
| SEASPAN CORP CUSIP Y75638109 | SHS · Call | 2,200 | 4,500 | +2,300 | $52,000 | $97,000 | +$45,000 | |
| CONTAINER STORE GROUP INC CUSIP 210751103 | United States | COM · Call | 900 | 3,200 | +2,300 | $25,000 | $70,000 | +$45,000 |
| STILLWATER MNG CO CUSIP 86074Q102 | COM · Call | 34,500 | 37,300 | +2,800 | $605,000 | $561,000 | -$44,000 | |
| LANNET INC CUSIP 516012101 | COM · Call | 1,600 | 2,700 | +1,100 | $79,000 | $123,000 | +$44,000 | |
| CHICOS FAS INC CUSIP 168615102 | United States | COM · Put | 1,000 | 4,100 | +3,100 | $17,000 | $61,000 | +$44,000 |
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| Not available yet | |||