Hennion & Walsh Asset Management, Inc. historic quarter change: USA ETF, Reduced
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 10 quarters from 2023-12-31 to 2026-06-30, Hennion & Walsh Asset Management, Inc. opened 138 positions, added to 892, reduced 609 and sold out of 113.
- Q2 2026: Stock GSLC; Country of operation —; Class ACTIVEBETA US LG; Shares before 563,097.
- Q2 2026: Stock GSIE; Country of operation —; Class ACTIVEBETA INT; Shares before 1,036,569.
- Q2 2026: Stock PML; Country of operation —; Class COM; Shares before 2,602,156.
- Q2 2026: Stock IQI; Country of operation —; Class COM; Shares before 814,720.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1861642), 10 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-07-08); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-13); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-01-14); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-10-22); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-07); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-04-10); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-01-15); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-10-22); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-07-19); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-04-17). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2021-03-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q2 2026 | GSLC
GOLDMAN SACHS ETF TR | | ACTIVEBETA US LG | 563,097 | 271,998 | -291,099 | $70,460,265 | $38,593,796 | -$31,866,469 | 2026-07-08 |
|---|
| Q2 2026 | GSIE
GOLDMAN SACHS ETF TR | | ACTIVEBETA INT | 1,036,569 | 286,713 | -749,856 | $44,707,213 | $13,102,784 | -$31,604,429 | 2026-07-08 |
|---|
| Q2 2026 | PML
PIMCO MUN INCOME FD II | | COM | 2,602,156 | 1,673,808 | -928,348 | $19,698,321 | $12,737,679 | -$6,960,642 | 2026-07-08 |
|---|
| Q2 2026 | IQI
INVESCO QUALITY MUN INCOME T | | COM | 814,720 | 367,504 | -447,216 | $7,837,606 | $3,719,140 | -$4,118,466 | 2026-07-08 |
|---|
| Q2 2026 | MHD
BLACKROCK MUNIHOLDINGS FD IN | | COM | 2,692,857 | 2,310,272 | -382,585 | $30,375,427 | $27,492,237 | -$2,883,190 | 2026-07-08 |
|---|
| Q2 2026 | KTF
DWS MUN INCOME TR | | COM | 429,722 | 205,379 | -224,343 | $3,910,470 | $1,889,487 | -$2,020,983 | 2026-07-08 |
|---|
| Q2 2026 | NXP
NUVEEN SELECT TAX-FREE INCOM | | SH BEN INT | 802,072 | 668,196 | -133,876 | $11,509,733 | $9,561,885 | -$1,947,848 | 2026-07-08 |
|---|
| Q2 2026 | EIM
EATON VANCE MUN BD FD | | COM | 1,303,983 | 1,092,926 | -211,057 | $12,739,914 | $10,885,543 | -$1,854,371 | 2026-07-08 |
|---|
| Q2 2026 | JPC
NUVEEN PFD & INCOME OPPORTUN | | COM | 326,333 | 141,288 | -185,045 | $2,460,551 | $1,113,349 | -$1,347,202 | 2026-07-08 |
|---|
| Q2 2026 | PCQ
PIMCO CALIF MUN INCOME FD | | COM | 690,484 | 538,721 | -151,763 | $5,924,353 | $4,832,327 | -$1,092,026 | 2026-07-08 |
|---|
| Q2 2026 | IDV
ISHARES TR | | INTL SEL DIV ETF | 289,624 | 272,907 | -16,717 | $12,326,398 | $11,306,537 | -$1,019,861 | 2026-07-08 |
|---|
| Q2 2026 | NEA
NUVEEN AMT FREE QLTY MUN INC | | COM | 1,758,842 | 1,607,896 | -150,946 | $19,751,796 | $18,876,699 | -$875,097 | 2026-07-08 |
|---|
| Q2 2026 | MHF
WESTERN ASSET MUN HIGH INCOM | | COM | 307,961 | 180,539 | -127,422 | $2,137,249 | $1,263,773 | -$873,476 | 2026-07-08 |
|---|
| Q2 2026 | EVN
EATON VANCE MUN INCOME TR | | SH BEN INT | 940,891 | 935,778 | -5,113 | $9,794,675 | $10,536,860 | +$742,185 | 2026-07-08 |
|---|
| Q2 2026 | MQY
BLACKROCK MUNIYILD QULT FD I | | COM | 4,696,687 | 4,507,211 | -189,476 | $50,552,046 | $51,259,106 | +$707,060 | 2026-07-08 |
|---|
| Q2 2026 | NBH
NEUBERGER MUN FD INC | | COM | 218,828 | 159,603 | -59,225 | $2,221,104 | $1,683,812 | -$537,292 | 2026-07-08 |
|---|
| Q2 2026 | AIO
VIRTUS ARTIFICIAL INTELLIGEN | | COM | 132,703 | 119,516 | -13,187 | $2,841,171 | $3,354,814 | +$513,643 | 2026-07-08 |
|---|
| Q2 2026 | PSI
INVESCO EXCHANGE TRADED FD T | | SEMICONDUCTORS | 8,855 | 7,170 | -1,685 | $835,735 | $1,346,669 | +$510,934 | 2026-07-08 |
|---|
| Q2 2026 | PAI
WESTERN ASSET INVESTMENT GRA | | COM | 266,332 | 227,828 | -38,504 | $3,221,286 | $2,761,298 | -$459,988 | 2026-07-08 |
|---|
| Q2 2026 | ADX
ADAMS DIVERSIFIED EQUITY FD | | COM | 301,196 | 275,750 | -25,446 | $6,593,180 | $7,045,412 | +$452,232 | 2026-07-08 |
|---|
| Q2 2026 | GDX
VANECK ETF TRUST | | GOLD MINERS ETF | 22,637 | 21,667 | -970 | $2,077,397 | $1,634,775 | -$442,622 | 2026-07-08 |
|---|
| Q2 2026 | MYN
BLACKROCK MUNIYIELD N Y QUAL | | COM | 940,056 | 926,877 | -13,179 | $9,024,538 | $9,407,802 | +$383,264 | 2026-07-08 |
|---|
| Q2 2026 | FT
FRANKLIN UNVL TR | | SH BEN INT | 123,970 | 75,903 | -48,067 | $993,000 | $612,158 | -$380,842 | 2026-07-08 |
|---|
| Q2 2026 | MMD
NYLI MACKAY DEFINEDTERM MUNI | | COM | 736,048 | 728,962 | -7,086 | $10,930,313 | $11,298,911 | +$368,598 | 2026-07-08 |
|---|
| Q2 2026 | AFB
ALLIANCEBERNSTEIN NATL MUN I | | COM | 606,136 | 599,669 | -6,467 | $6,479,594 | $6,842,223 | +$362,629 | 2026-07-08 |
|---|
| Q2 2026 | MUA
BLACKROCK MUNIASSETS FD INC | | COM | 1,224,966 | 1,211,956 | -13,010 | $12,996,889 | $13,343,636 | +$346,747 | 2026-07-08 |
|---|
| Q2 2026 | PMM
PUTNAM MANAGED MUN INCOME TR | | COM | 1,214,019 | 1,191,663 | -22,356 | $7,466,217 | $7,793,476 | +$327,259 | 2026-07-08 |
|---|
| Q2 2026 | SOR
SOURCE CAPITAL | | COM SHS OF BEN I | 32,236 | 25,977 | -6,259 | $1,493,172 | $1,194,163 | -$299,009 | 2026-07-08 |
|---|
| Q2 2026 | ARDC
ARES DYNAMIC CR ALLOCATION F | | COM | 248,648 | 219,107 | -29,541 | $3,023,560 | $2,767,321 | -$256,239 | 2026-07-08 |
|---|
| Q2 2026 | BUI
BLACKROCK UTILS INFRASTRUCTU | | COM | 94,892 | 94,120 | -772 | $2,503,251 | $2,730,421 | +$227,170 | 2026-07-08 |
|---|
| Q2 2026 | VBF
INVESCO BD FD | | COM | 62,953 | 48,236 | -14,717 | $944,295 | $731,258 | -$213,037 | 2026-07-08 |
|---|
| Q2 2026 | VTN
INVESCO TR INVT GRADE NEW YO | | COM | 520,716 | 510,183 | -10,533 | $5,696,581 | $5,907,919 | +$211,338 | 2026-07-08 |
|---|
| Q2 2026 | RMT
ROYCE MICRO-CAP TR INC | | COM | 63,596 | 63,411 | -185 | $719,271 | $928,337 | +$209,066 | 2026-07-08 |
|---|
| Q2 2026 | EFR
EATON VANCE SR FLTNG RTE TR | | COM | 53,613 | 34,126 | -19,487 | $565,081 | $361,736 | -$203,345 | 2026-07-08 |
|---|
| Q2 2026 | BSCS
INVESCO EXCH TRD SLF IDX FD | | INVSCO BLSH 28 | 147,779 | 140,057 | -7,722 | $3,018,091 | $2,852,261 | -$165,830 | 2026-07-08 |
|---|
| Q2 2026 | RNP
COHEN & STEERS REIT & PFD & | | COM | 138,541 | 126,878 | -11,663 | $2,737,570 | $2,575,623 | -$161,947 | 2026-07-08 |
|---|
| Q2 2026 | KIO
KKR INCOME OPPORTUNITIES FD | | COM | 27,840 | 13,992 | -13,848 | $306,240 | $157,550 | -$148,690 | 2026-07-08 |
|---|
| Q2 2026 | BSCR
INVESCO EXCH TRD SLF IDX FD | | BULSHS 2027 CB | 78,150 | 71,051 | -7,099 | $1,533,694 | $1,393,665 | -$140,029 | 2026-07-08 |
|---|
| Q2 2026 | ETG
EATON VANCE TX ADV GLBL DIV | | COM | 113,239 | 92,115 | -21,124 | $2,278,369 | $2,168,387 | -$109,982 | 2026-07-08 |
|---|
| Q2 2026 | SCHO
SCHWAB STRATEGIC TR | | SHT TM US TRES | 39,111 | 35,268 | -3,843 | $949,224 | $851,370 | -$97,854 | 2026-07-08 |
|---|
| Q2 2026 | BSJS
INVESCO EXCH TRD SLF IDX FD | | INVSCO 28 HYCORP | 90,279 | 85,549 | -4,730 | $1,957,700 | $1,860,263 | -$97,437 | 2026-07-08 |
|---|
| Q2 2026 | ICVT
ISHARES TR | | CONV BD ETF | 9,166 | 8,443 | -723 | $933,007 | $1,027,851 | +$94,844 | 2026-07-08 |
|---|
| Q2 2026 | NNY
NUVEEN N Y MUN VALUE FD | | COM | 422,805 | 414,691 | -8,114 | $3,530,422 | $3,624,399 | +$93,977 | 2026-07-08 |
|---|
| Q2 2026 | BSJR
INVESCO EXCH TRD SLF IDX FD | | BULETSHS 2027 | 45,258 | 41,126 | -4,132 | $1,012,195 | $918,985 | -$93,210 | 2026-07-08 |
|---|
| Q2 2026 | BDJ
BLACKROCK ENHANCED EQUITY DI | | COM | 250,777 | 218,001 | -32,776 | $2,161,698 | $2,086,270 | -$75,428 | 2026-07-08 |
|---|
| Q2 2026 | OIA
INVESCO MUNI INCOME OPP TRST | | COM | 1,284,322 | 1,259,187 | -25,135 | $7,885,737 | $7,819,551 | -$66,186 | 2026-07-08 |
|---|
| Q2 2026 | AGZ
ISHARES TR | | AGENCY BOND ETF | 26,582 | 26,099 | -483 | $2,916,311 | $2,852,007 | -$64,304 | 2026-07-08 |
|---|
| Q2 2026 | PNI
PIMCO NEW YORK MUN FD II | | COM | 363,389 | 360,151 | -3,238 | $2,489,215 | $2,553,471 | +$64,256 | 2026-07-08 |
|---|
| Q2 2026 | NUW
NUVEEN AMT-FREE MUN VALUE FD | | COM | 430,914 | 424,949 | -5,965 | $6,174,998 | $6,110,767 | -$64,231 | 2026-07-08 |
|---|
| Q2 2026 | VCLT
VANGUARD SCOTTSDALE FDS | | LG-TERM COR BD | 14,315 | 13,676 | -639 | $1,069,617 | $1,029,119 | -$40,498 | 2026-07-08 |
|---|
| Q2 2026 | BNDX
VANGUARD CHARLOTTE FDS | | TOTAL INT BD ETF | 8,243 | 7,392 | -851 | $396,076 | $357,995 | -$38,081 | 2026-07-08 |
|---|
| Q2 2026 | NIM
NUVEEN SELECT MAT MUN FD | | SH BEN INT | 274,739 | 272,447 | -2,292 | $2,596,284 | $2,566,451 | -$29,833 | 2026-07-08 |
|---|
| Q2 2026 | HYDB
ISHARES TR | | HIGH YLD SYSTM B | 9,091 | 8,512 | -579 | $422,913 | $398,106 | -$24,807 | 2026-07-08 |
|---|
| Q2 2026 | PBD
INVESCO EXCH TRADED FD TR II | | GBL CLEAN ENRG | 44,365 | 39,615 | -4,750 | $795,464 | $776,454 | -$19,010 | 2026-07-08 |
|---|
| Q2 2026 | PMO
PUTNAM MUN OPPORTUNITIES TR | | SH BEN INT | 561,941 | 550,516 | -11,425 | $5,787,992 | $5,802,439 | +$14,447 | 2026-07-08 |
|---|
| Q2 2026 | WEA
WESTERN ASSET PREMIER BD FD | | SHS BEN INT | 131,065 | 129,183 | -1,882 | $1,386,668 | $1,375,799 | -$10,869 | 2026-07-08 |
|---|
| Q2 2026 | IHY
VANECK ETF TRUST | | INTERNATIONAL HI | 24,291 | 23,610 | -681 | $520,998 | $511,393 | -$9,605 | 2026-07-08 |
|---|
| Q2 2026 | JHI
HANCOCK JOHN INVS TR | | COM | 10,331 | 10,321 | -10 | $133,373 | $137,476 | +$4,103 | 2026-07-08 |
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