Yorktown Management & Research Co Inc historic quarter change: USA ETF, Reduced
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 23 quarters from 2013-06-30 to 2026-06-30, Yorktown Management & Research Co Inc opened 133 positions, added to 95, reduced 73 and sold out of 105.
- Q2 2026: Stock ICVT; Country of operation —; Class CONV BD ETF; Shares before 23,000.
- Q1 2026: Stock ICVT; Country of operation —; Class CONV BD ETF; Shares before 27,000.
- Q1 2026: Stock CWB; Country of operation —; Class STATE STREET SPD; Shares before 27,000.
- Q1 2026: Stock VWOB; Country of operation —; Class EM MK GOV BD ETF; Shares before 33,000.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1313559), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-07-23); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-04-20); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-01-23); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-10-29); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-04); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-04-23); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-01-27); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-10-25); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-07-30); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-04-26); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-31); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-05); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-27); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-05); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-22); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-23); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-05); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-31); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-23); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-06); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-22); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-24). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2006-12-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q2 2026 | ICVT
iShares Convertible Bond ETF | | CONV BD ETF | 23,000 | 20,000 | -3,000 | $2,341,170 | $2,434,800 | +$93,630 | 2026-07-23 |
|---|
| Q1 2026 | ICVT
iShares Convertible Bond ETF | | CONV BD ETF | 27,000 | 23,000 | -4,000 | $2,659,500 | $2,341,170 | -$318,330 | 2026-04-20 |
|---|
| Q1 2026 | CWB
SPDR Bloomberg Convertible Securities ETF | | STATE STREET SPD | 27,000 | 23,000 | -4,000 | $2,408,400 | $2,104,960 | -$303,440 | 2026-04-20 |
|---|
| Q1 2026 | VWOB
Vanguard Emerging Markets Government Bond ETF | | EM MK GOV BD ETF | 33,000 | 30,000 | -3,000 | $2,225,190 | $1,970,700 | -$254,490 | 2026-04-20 |
|---|
| Q4 2025 | ICVT
iShares Convertible Bond ETF | | CONV BD ETF | 50,000 | 27,000 | -23,000 | $5,002,500 | $2,659,500 | -$2,343,000 | 2026-01-23 |
|---|
| Q3 2016 | VVR
INVESCO SR INCOME TR | | COM | 420,000 | 142,347 | -277,653 | $1,756,000 | $616,000 | -$1,140,000 | 2016-10-31 |
|---|
| Q3 2016 | EFT
EATON VANCE FLTING RATE INC | | COM | 310,000 | 232,600 | -77,400 | $4,163,000 | $3,303,000 | -$860,000 | 2016-10-31 |
|---|
| Q3 2016 | FCT
FIRST TR SR FLG RTE INCM FD | United States | COM | 117,900 | 87,900 | -30,000 | $1,515,000 | $1,202,000 | -$313,000 | 2016-10-31 |
|---|
| Q3 2016 | VCSH
VANGUARD SCOTTSDALE FDS | | SHRT TRM CORP BD | 21,500 | 18,000 | -3,500 | $1,738,000 | $1,450,000 | -$288,000 | 2016-10-31 |
|---|
| Q3 2016 | ARDC
ARES DYNAMIC CR ALLOCATION F | | COM | 154,150 | 124,150 | -30,000 | $2,120,000 | $1,844,000 | -$276,000 | 2016-10-31 |
|---|
| Q3 2016 | VLT
INVESCO HIGH INCOME TR II | | COM | 40,000 | 20,000 | -20,000 | $550,000 | $292,000 | -$258,000 | 2016-10-31 |
|---|
| Q3 2016 | VGK
VANGUARD INTL EQUITY INDEX F | | FTSE EUROPE ETF | 9,050 | 4,500 | -4,550 | $422,000 | $219,000 | -$203,000 | 2016-10-31 |
|---|
| Q3 2016 | JFR
NUVEEN FLOATING RATE INCOME | | COM | 297,739 | 265,000 | -32,739 | $3,079,000 | $2,923,000 | -$156,000 | 2016-10-31 |
|---|
| Q2 2016 | BTZ
BLACKROCK CR ALLCTN INC TR | | COM | 255,000 | 90,000 | -165,000 | $3,193,000 | $1,172,000 | -$2,021,000 | 2016-08-12 |
|---|
| Q2 2016 | HIO
WESTERN ASSET HIGH INCM OPP | | COM | 610,000 | 210,000 | -400,000 | $2,861,000 | $1,029,000 | -$1,832,000 | 2016-08-12 |
|---|
| Q2 2016 | HIX
WESTERN ASSET HIGH INCM FD I | | COM | 260,000 | 14,600 | -245,400 | $1,719,000 | $101,000 | -$1,618,000 | 2016-08-12 |
|---|
| Q2 2016 | AWF
ALLIANCEBERNSTEIN GBL HGH IN | | COM | 200,000 | 60,000 | -140,000 | $2,332,000 | $737,000 | -$1,595,000 | 2016-08-12 |
|---|
| Q2 2016 | FRA
BLACKROCK FLOAT RATE OME STR | | COM | 300,000 | 185,000 | -115,000 | $3,921,000 | $2,433,000 | -$1,488,000 | 2016-08-12 |
|---|
| Q2 2016 | ARDC
ARES DYNAMIC CR ALLOCATION F | | COM | 267,052 | 154,150 | -112,902 | $3,573,000 | $2,120,000 | -$1,453,000 | 2016-08-12 |
|---|
| Q2 2016 | EVV
EATON VANCE LTD DUR INCOME F | | COM | 400,000 | 290,000 | -110,000 | $5,272,000 | $3,898,000 | -$1,374,000 | 2016-08-12 |
|---|
| Q2 2016 | EAD
WELLS FARGO ADVANTAGE INCOME | | COM SHS | 370,000 | 181,614 | -188,386 | $2,801,000 | $1,435,000 | -$1,366,000 | 2016-08-12 |
|---|
| Q2 2016 | IQI
INVESCO QUALITY MUNI INC TRS | | COM | 200,000 | 100,000 | -100,000 | $2,646,000 | $1,382,000 | -$1,264,000 | 2016-08-12 |
|---|
| Q2 2016 | BGT
BLACKROCK FLOATING RATE INCO | | COM | 287,000 | 202,509 | -84,491 | $3,682,000 | $2,627,000 | -$1,055,000 | 2016-08-12 |
|---|
| Q2 2016 | VVR
INVESCO SR INCOME TR | | COM | 680,000 | 420,000 | -260,000 | $2,747,000 | $1,756,000 | -$991,000 | 2016-08-12 |
|---|
| Q2 2016 | JFR
NUVEEN FLOATING RATE INCOME | | COM | 380,000 | 297,739 | -82,261 | $3,827,000 | $3,079,000 | -$748,000 | 2016-08-12 |
|---|
| Q2 2016 | FCT
FIRST TR SR FLG RTE INCM FD | United States | COM | 170,000 | 117,900 | -52,100 | $2,188,000 | $1,515,000 | -$673,000 | 2016-08-12 |
|---|
| Q2 2016 | GDO
WESTERN ASSET GLOBAL CP DEFI | | COM | 117,000 | 75,122 | -41,878 | $1,929,000 | $1,280,000 | -$649,000 | 2016-08-12 |
|---|
| Q2 2016 | VLT
INVESCO HIGH INCOME TR II | | COM | 90,000 | 40,000 | -50,000 | $1,192,000 | $550,000 | -$642,000 | 2016-08-12 |
|---|
| Q2 2016 | KIO
KKR INCOME OPPORTUNITIES FD | | COM | 75,000 | 33,900 | -41,100 | $1,081,000 | $511,000 | -$570,000 | 2016-08-12 |
|---|
| Q2 2016 | EFT
EATON VANCE FLTING RATE INC | | COM | 350,000 | 310,000 | -40,000 | $4,606,000 | $4,163,000 | -$443,000 | 2016-08-12 |
|---|
| Q2 2016 | EVF
EATON VANCE SR INCOME TR | | SH BEN INT | 475,000 | 390,000 | -85,000 | $2,750,000 | $2,344,000 | -$406,000 | 2016-08-12 |
|---|
| Q2 2016 | BLW
BLACKROCK LTD DURATION INC T | | COM SHS | 340,000 | 311,104 | -28,896 | $5,025,000 | $4,744,000 | -$281,000 | 2016-08-12 |
|---|
| Q2 2016 | JGH
NUVEEN GLOBAL HIGH INCOME FD | | COM | 170,000 | 150,000 | -20,000 | $2,357,000 | $2,159,000 | -$198,000 | 2016-08-12 |
|---|
| Q2 2016 | SLQD
ISHARES TR | | 0-5YR INVT GR CP | 7,000 | 4,000 | -3,000 | $354,000 | $204,000 | -$150,000 | 2016-08-12 |
|---|
| Q2 2016 | ISTB
ISHARES TR | | CORE ST USDB ETF | 3,500 | 2,000 | -1,500 | $352,000 | $203,000 | -$149,000 | 2016-08-12 |
|---|
| Q2 2016 | DBAW
DBX EFT TR | | EX US HDG EQTY | 15,000 | 11,000 | -4,000 | $330,000 | $240,000 | -$90,000 | 2016-08-12 |
|---|
| Q1 2016 | FLC
FLAHERTY & CRUMRINE TOTAL RE | | COM | 41,000 | 36,824 | -4,176 | $786,000 | $747,000 | -$39,000 | 2016-05-05 |
|---|
| Q4 2015 | VGK
VANGUARD INTL EQUITY INDEX F | | FTSE EUROPE ETF | 134,050 | 9,050 | -125,000 | $6,593,000 | $451,000 | -$6,142,000 | 2016-01-27 |
|---|
| Q4 2015 | AWF
ALLIANCEBERNSTEIN GBL HGH IN | | COM | 294,500 | 200,000 | -94,500 | $3,260,000 | $2,156,000 | -$1,104,000 | 2016-01-27 |
|---|
| Q4 2015 | FCT
FIRST TR SR FLG RTE INCM FD | United States | COM | 242,000 | 170,000 | -72,000 | $3,044,000 | $2,100,000 | -$944,000 | 2016-01-27 |
|---|
| Q4 2015 | EVV
EATON VANCE LTD DUR INCOME F | | COM | 442,000 | 400,000 | -42,000 | $5,605,000 | $5,104,000 | -$501,000 | 2016-01-27 |
|---|
| Q4 2015 | VVR
INVESCO SR INCOME TR | | COM | 415,000 | 370,000 | -45,000 | $1,735,000 | $1,495,000 | -$240,000 | 2016-01-27 |
|---|
| Q4 2015 | EAD
WELLS FARGO ADVANTAGE INCOME | | COM SHS | 390,000 | 370,000 | -20,000 | $2,952,000 | $2,757,000 | -$195,000 | 2016-01-27 |
|---|
| Q4 2015 | EVF
EATON VANCE SR INCOME TR | | SH BEN INT | 500,000 | 475,000 | -25,000 | $2,935,000 | $2,741,000 | -$194,000 | 2016-01-27 |
|---|
| Q4 2015 | VLT
INVESCO HIGH INCOME TR II | | COM | 105,000 | 90,000 | -15,000 | $1,351,000 | $1,157,000 | -$194,000 | 2016-01-27 |
|---|
| Q4 2015 | GDO
WESTERN ASSET GLOBAL CP DEFI | | COM | 128,000 | 117,000 | -11,000 | $2,026,000 | $1,849,000 | -$177,000 | 2016-01-27 |
|---|
| Q4 2015 | BGT
BLACKROCK FLOATING RATE INCO | | COM | 120,071 | 111,071 | -9,000 | $1,494,000 | $1,389,000 | -$105,000 | 2016-01-27 |
|---|
| Q4 2015 | POWERSHARES ETF TRUST II
CUSIP 73936Q769 | | SENIOR LN PORT | 12,000 | 9,000 | -3,000 | $276,000 | $202,000 | -$74,000 | 2016-01-27 |
|---|
| Q4 2015 | FIRST TR HIGH INCOME L/S FD
CUSIP 33738E109 | United States | COM | 74,900 | 70,000 | -4,900 | $1,055,000 | $986,000 | -$69,000 | 2016-01-27 |
|---|
| Q3 2015 | HYG
ISHARES | | IBOXX HI YD ETF | 25,200 | 3,200 | -22,000 | $2,238,000 | $267,000 | -$1,971,000 | 2015-11-05 |
|---|
| Q3 2015 | HYS
PIMCO ETF TR | | 0-5 HIGH YIELD | 8,000 | 3,500 | -4,500 | $799,000 | $331,000 | -$468,000 | 2015-11-05 |
|---|
| Q2 2015 | HYG
ISHARES | | IBOXX HI YD ETF | 45,400 | 25,200 | -20,200 | $4,113,000 | $2,238,000 | -$1,875,000 | 2015-07-22 |
|---|
| Q2 2015 | SPDR SERIES TRUST
CUSIP 78464A417 | | BRC HGH YLD BD | 24,000 | 7,500 | -16,500 | $941,000 | $288,000 | -$653,000 | 2015-07-22 |
|---|
| Q2 2015 | HYS
PIMCO ETF TR | | 0-5 HIGH YIELD | 11,250 | 8,000 | -3,250 | $1,142,000 | $799,000 | -$343,000 | 2015-07-22 |
|---|
| Q2 2015 | AWF
ALLIANCEBERNSTEIN GBL HGH IN | | COM | 299,000 | 294,500 | -4,500 | $3,758,000 | $3,540,000 | -$218,000 | 2015-07-22 |
|---|
| Q2 2015 | DFE
WISDOMTREE TRUST | | EUROPE SMCP DV | 4,700 | 4,200 | -500 | $262,000 | $240,000 | -$22,000 | 2015-07-22 |
|---|
| Q1 2015 | HYG
ISHARES | | IBOXX HI YD ETF | 90,400 | 45,400 | -45,000 | $8,100,000 | $4,113,000 | -$3,987,000 | 2015-04-23 |
|---|
| Q1 2015 | SJNK
SPDR SER TRUST | | CAP S/T HI YLD | 67,000 | 42,000 | -25,000 | $1,937,000 | $1,226,000 | -$711,000 | 2015-04-23 |
|---|
| Q1 2015 | ISHARES
CUSIP 464286673 | | MSCI SINGAP ETF | 23,000 | 10,000 | -13,000 | $301,000 | $128,000 | -$173,000 | 2015-04-23 |
|---|
| Q1 2015 | EPP
ISHARES | | MSCI PAC JP ETF | 6,500 | 5,200 | -1,300 | $286,000 | $236,000 | -$50,000 | 2015-04-23 |
|---|
| Q3 2014 | SCHE
SCHWAB STRATEGIC TR | | EMRG MKTEQ ETF | 11,300 | 9,200 | -2,100 | $294,000 | $234,000 | -$60,000 | 2014-10-31 |
|---|
| Q2 2014 | HYS
PIMCO ETF TR | | 0-5 HIGH YIELD | 207,300 | 8,000 | -199,300 | $22,100,000 | $855,000 | -$21,245,000 | 2014-07-23 |
|---|
| Q2 2014 | SJNK
SPDR SER TRUST | | CAP S/T HI YLD | 364,600 | 54,600 | -310,000 | $11,284,000 | $1,690,000 | -$9,594,000 | 2014-07-23 |
|---|
| Q2 2014 | HYG
ISHARES | | IBOXX HI YD ETF | 109,000 | 88,150 | -20,850 | $10,289,000 | $8,392,000 | -$1,897,000 | 2014-07-23 |
|---|
| Q2 2014 | VGK
VANGUARD INTL EQUITY INDEX F | | FTSE EUROPE ETF | 9,800 | 6,800 | -3,000 | $578,000 | $408,000 | -$170,000 | 2014-07-23 |
|---|
| Q2 2014 | DFE
WISDOMTREE TRUST | | EUROPE SMCP DV | 4,500 | 3,500 | -1,000 | $282,000 | $211,000 | -$71,000 | 2014-07-23 |
|---|
| Q2 2014 | THD
ISHARES | | MSCI THI CAP ETF | 3,850 | 3,000 | -850 | $280,000 | $232,000 | -$48,000 | 2014-07-23 |
|---|
| Q1 2014 | SJNK
SPDR SER TRUST | | CAP S/T HI YLD | 426,500 | 364,600 | -61,900 | $13,162,000 | $11,284,000 | -$1,878,000 | 2014-05-06 |
|---|
| Q1 2014 | HYG
ISHARES | | IBOXX HI YD ETF | 125,000 | 109,000 | -16,000 | $11,610,000 | $10,289,000 | -$1,321,000 | 2014-05-06 |
|---|
| Q1 2014 | VT
VANGUARD INTL EQUITY INDEX F | | TT WRLD ST ETF | 5,500 | 4,400 | -1,100 | $327,000 | $263,000 | -$64,000 | 2014-05-06 |
|---|
| Q4 2013 | SPDR SERIES TRUST
CUSIP 78464A417 | | BRC HGH YLD BD | 222,500 | 12,500 | -210,000 | $8,864,000 | $507,000 | -$8,357,000 | 2014-01-22 |
|---|
| Q4 2013 | HYG
ISHARES | | IBOXX HI YD ETF | 159,000 | 125,000 | -34,000 | $14,558,000 | $11,610,000 | -$2,948,000 | 2014-01-22 |
|---|
| Q3 2013 | SPDR SERIES TRUST
CUSIP 78464A417 | | BRC HGH YLD BD | 722,400 | 222,500 | -499,900 | $28,528,000 | $8,864,000 | -$19,664,000 | 2013-10-24 |
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