Frontier Wealth Management LLC quarter change: USA ETF, Added
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Frontier Wealth Management LLC opened 15 positions, added to 23, reduced 46, sold out of 5 and left 8 unchanged. The largest increase in value was JPIN (+$14,035,000); the largest decrease was SCHF (-$11,172,000).
- CORP: Country of operation —; Class INV GRD CRP BD; Shares 2016-06-30 17,900; Shares 2016-09-30 79,291.
- SCHZ: Country of operation —; Class US AGGREGATE B; Shares 2016-06-30 57,882; Shares 2016-09-30 127,459.
- ALPS ETF TR: Country of operation —; Class ALERIAN MLP; Shares 2016-06-30 295,072; Shares 2016-09-30 529,298.
- POWERSHARES ETF TR II: Country of operation —; Class FDM HG YLD RAFI; Shares 2016-06-30 147,409; Shares 2016-09-30 222,045.
Two Form 13F-HR filings compared (SEC CIK 1548179): 2016-06-30 (filed 2016-08-10) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
CORP
PIMCO ETF TR | | INV GRD CRP BD | 17,900 | 79,291 | +61,391 | $1,902,000 | $8,464,000 | +$6,562,000 |
|---|
SCHZ
SCHWAB STRATEGIC TR | | US AGGREGATE B | 57,882 | 127,459 | +69,577 | $3,109,000 | $6,841,000 | +$3,732,000 |
|---|
ALPS ETF TR
CUSIP 00162Q866 | | ALERIAN MLP | 295,072 | 529,298 | +234,226 | $3,753,000 | $6,717,000 | +$2,964,000 |
|---|
POWERSHARES ETF TR II
CUSIP 73936T557 | | FDM HG YLD RAFI | 147,409 | 222,045 | +74,636 | $2,712,000 | $4,190,000 | +$1,478,000 |
|---|
LQD
ISHARES TR | | IBOXX INV CP ETF | 4,879 | 15,058 | +10,179 | $599,000 | $1,855,000 | +$1,256,000 |
|---|
POWERSHARES ETF TR II
CUSIP 73936T771 | | EX US SML PORT | 214,332 | 229,254 | +14,922 | $5,528,000 | $6,387,000 | +$859,000 |
|---|
POWERSHARES ETF TR II
CUSIP 73936T789 | | DEV MKTS EX-US | 193,447 | 204,908 | +11,461 | $6,684,000 | $7,530,000 | +$846,000 |
|---|
POWERSHARES ETF TR II
CUSIP 73936T763 | | EMER MRKT PORT | 184,950 | 210,635 | +25,685 | $3,005,000 | $3,775,000 | +$770,000 |
|---|
MBB
ISHARES TR | | MBS ETF | 109,573 | 116,296 | +6,723 | $12,050,000 | $12,803,000 | +$753,000 |
|---|
POWERSHARES ETF TR II
CUSIP 73936T573 | | SOVEREIGN DEBT | 74,007 | 95,383 | +21,376 | $2,189,000 | $2,922,000 | +$733,000 |
|---|
TLT
ISHARES TR | | 20 YR TR BD ETF | 9,511 | 12,215 | +2,704 | $1,321,000 | $1,680,000 | +$359,000 |
|---|
IWM
ISHARES TR | | RUSSELL 2000 ETF | 31,315 | 31,519 | +204 | $3,601,000 | $3,915,000 | +$314,000 |
|---|
BWX
SPDR SERIES TRUST | | BRCLYS INTL ETF | 71,436 | 132,619 | +61,183 | $4,082,000 | $3,825,000 | -$257,000 |
|---|
SCHP
SCHWAB STRATEGIC TR | | US TIPS ETF | 136,933 | 139,403 | +2,470 | $7,734,000 | $7,957,000 | +$223,000 |
|---|
SCHR
SCHWAB STRATEGIC TR | | INTRM TRM TRES | 135,956 | 140,478 | +4,522 | $7,609,000 | $7,805,000 | +$196,000 |
|---|
FEM
FIRST TR EXCH TRD ALPHA FD I | | EMERG MKT ALPH | 22,362 | 24,699 | +2,337 | $429,000 | $513,000 | +$84,000 |
|---|
IWC
ISHARES TR | | MICRO-CAP ETF | 8,745 | 8,749 | +4 | $618,000 | $683,000 | +$65,000 |
|---|
DSI
ISHARES TR | | MSCI KLD400 SOC | 13,244 | 13,492 | +248 | $1,024,000 | $1,086,000 | +$62,000 |
|---|
IWB
ISHARES TR | | RUS 1000 ETF | 8,839 | 8,920 | +81 | $1,033,000 | $1,075,000 | +$42,000 |
|---|
CSQ
CALAMOS STRATEGIC TOTL RETN | | COM SH BEN INT | 44,329 | 45,629 | +1,300 | $438,000 | $469,000 | +$31,000 |
|---|
VEA
VANGUARD TAX MANAGED INTL FD | | FTSE DEV MKT ETF | 12,630 | 12,679 | +49 | $447,000 | $474,000 | +$27,000 |
|---|
IYR
ISHARES TR | | U.S. REAL ES ETF | 13,906 | 13,908 | +2 | $1,146,000 | $1,122,000 | -$24,000 |
|---|
VB
VANGUARD INDEX FDS | | SMALL CP ETF | 2,570 | 2,588 | +18 | $297,000 | $316,000 | +$19,000 |
|---|
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