UBS AG quarter change: USA Options, Added
In put and call options, at their filed underlying value (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 532 positions, added to 1,387, reduced 1,260, sold out of 663 and left 322 unchanged. The largest increase in value was SPY (+$1,263,307,000); the largest decrease was WY (-$473,426,000).
- KTOS: Country of operation United States; Class COM NEW · Put; Shares 2014-06-30 2,500; Shares 2014-09-30 5,500.
- LUMBER LIQUIDATORS HLDGS INC: Country of operation United States; Class COM · Call; Shares 2014-06-30 1,000; Shares 2014-09-30 1,600.
- LYDALL INC DEL: Country of operation —; Class COM · Put; Shares 2014-06-30 100; Shares 2014-09-30 700.
- CAPITAL SR LIVING CORP: Country of operation —; Class COM · Call; Shares 2014-06-30 200; Shares 2014-09-30 1,000.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| KTOS KRATOS DEFENSE & SEC SOLUTIO | United States | COM NEW · Put | 2,500 | 5,500 | +3,000 | $20,000 | $36,000 | +$16,000 |
| LUMBER LIQUIDATORS HLDGS INC CUSIP 55003T107 | United States | COM · Call | 1,000 | 1,600 | +600 | $76,000 | $92,000 | +$16,000 |
| LYDALL INC DEL CUSIP 550819106 | COM · Put | 100 | 700 | +600 | $3,000 | $19,000 | +$16,000 | |
| CAPITAL SR LIVING CORP CUSIP 140475104 | COM · Call | 200 | 1,000 | +800 | $5,000 | $21,000 | +$16,000 | |
| EAGLE ROCK ENERGY PARTNERS L CUSIP 26985R104 | UNIT · Put | 21,600 | 25,900 | +4,300 | $108,000 | $92,000 | -$16,000 | |
| EPD ENTERPRISE PRODS PARTNERS L | United States | COM · Put | 1,600 | 3,500 | +1,900 | $125,000 | $141,000 | +$16,000 |
| HERTZ GLOBAL HOLDINGS INC CUSIP 42805T105 | COM · Put | 4,300 | 5,400 | +1,100 | $121,000 | $137,000 | +$16,000 | |
| MET METLIFE INC | United States | COM · Call | 99,100 | 102,800 | +3,700 | $5,506,000 | $5,522,000 | +$16,000 |
| BON-TON STORES INC CUSIP 09776J101 | United States | COM · Call | 2,100 | 4,600 | +2,500 | $22,000 | $38,000 | +$16,000 |
| ACCELERATE DIAGNOSTICS INC CUSIP 00430H102 | COM · Put | 600 | 1,500 | +900 | $16,000 | $32,000 | +$16,000 | |
| CYBERONICS INC CUSIP 23251P102 | COM · Put | 2,200 | 3,000 | +800 | $137,000 | $153,000 | +$16,000 | |
| EXPD EXPEDITORS INTL WASH INC | United States | COM · Call | 2,300 | 2,900 | +600 | $102,000 | $118,000 | +$16,000 |
| PGR PROGRESSIVE CORP OHIO | United States | COM · Put | 100 | 700 | +600 | $3,000 | $18,000 | +$15,000 |
| PEGA PEGASYSTEMS INC | United States | COM · Put | 300 | 1,100 | +800 | $6,000 | $21,000 | +$15,000 |
| REX ENERGY CORPORATION CUSIP 761565100 | COM · Call | 200 | 1,500 | +1,300 | $4,000 | $19,000 | +$15,000 | |
| SCS STEELCASE INC | United States | CL A · Call | 1,900 | 2,700 | +800 | $29,000 | $44,000 | +$15,000 |
| ACTUANT CORP CUSIP 00508X203 | CL A NEW · Put | 100 | 600 | +500 | $3,000 | $18,000 | +$15,000 | |
| IBKR INTERACTIVE BROKERS GROUP IN | United States | COM · Call | 1,600 | 2,100 | +500 | $37,000 | $52,000 | +$15,000 |
| DRYSHIPS INC CUSIP Y2109Q101 | SHS · Put | 48,300 | 57,200 | +8,900 | $156,000 | $141,000 | -$15,000 | |
| EATON VANCE CORP CUSIP 278265103 | COM NON VTG · Call | 1,500 | 1,900 | +400 | $57,000 | $72,000 | +$15,000 | |
| LIFELOCK INC CUSIP 53224V100 | COM · Call | 3,300 | 4,300 | +1,000 | $46,000 | $61,000 | +$15,000 | |
| QEP RES INC CUSIP 74733V100 | COM · Call | 5,000 | 6,100 | +1,100 | $173,000 | $188,000 | +$15,000 | |
| CYNOSURE INC CUSIP 232577205 | CL A · Put | 100 | 800 | +700 | $2,000 | $17,000 | +$15,000 | |
| TXRH TEXAS ROADHOUSE INC | United States | COM · Call | 300 | 800 | +500 | $8,000 | $22,000 | +$14,000 |
| NOBLE ENERGY INC CUSIP 655044105 | COM · Call | 5,200 | 6,100 | +900 | $403,000 | $417,000 | +$14,000 | |
| IPGP IPG PHOTONICS CORP | United States | COM · Call | 2,200 | 2,400 | +200 | $151,000 | $165,000 | +$14,000 |
| LYB LYONDELLBASELL INDUSTRIES N | SHS - A - · Put | 300 | 400 | +100 | $29,000 | $43,000 | +$14,000 | |
| CBL & ASSOC PPTYS INC CUSIP 124830100 | COM · Call | 300 | 1,100 | +800 | $6,000 | $20,000 | +$14,000 | |
| IMPERVA INC CUSIP 45321L100 | COM · Call | 3,500 | 3,700 | +200 | $92,000 | $106,000 | +$14,000 | |
| KING DIGITAL ENTMT PLC CUSIP G5258J109 | ORD SHS · Call | 200 | 1,400 | +1,200 | $4,000 | $18,000 | +$14,000 | |
| MANITOWOC INC CUSIP 563571108 | COM · Put | 1,800 | 1,900 | +100 | $59,000 | $45,000 | -$14,000 | |
| LQDT LIQUIDITY SERVICES INC | United States | COM · Call | 300 | 1,400 | +1,100 | $5,000 | $19,000 | +$14,000 |
| VANGUARD NAT RES LLC CUSIP 92205F106 | COM UNIT · Put | 3,900 | 4,100 | +200 | $126,000 | $113,000 | -$13,000 | |
| ULTRATECH INC CUSIP 904034105 | COM · Put | 3,200 | 3,700 | +500 | $71,000 | $84,000 | +$13,000 | |
| SCCO SOUTHERN COPPER CORP | United States | COM · Put | 1,700 | 2,200 | +500 | $52,000 | $65,000 | +$13,000 |
| DHR DANAHER CORP DEL | United States | COM · Put | 22,374 | 23,019 | +645 | $1,762,000 | $1,749,000 | -$13,000 |
| VYX NCR CORP NEW | United States | COM · Call | 11,600 | 11,800 | +200 | $407,000 | $394,000 | -$13,000 |
| ADVANTAGE OIL & GAS LTD CUSIP 00765F101 | COM · Call | 600 | 3,300 | +2,700 | $4,000 | $17,000 | +$13,000 | |
| BHE BENCHMARK ELECTRS INC | United States | COM · Call | 800 | 1,500 | +700 | $20,000 | $33,000 | +$13,000 |
| FMC F M C CORP | United States | COM NEW · Call | 2,100 | 2,400 | +300 | $150,000 | $137,000 | -$13,000 |
| LKQ LKQ CORP | United States | COM · Call | 1,200 | 1,700 | +500 | $32,000 | $45,000 | +$13,000 |
| MKC MCCORMICK & CO INC | United States | COM NON VTG · Put | 200 | 400 | +200 | $14,000 | $27,000 | +$13,000 |
| SAND SANDSTORM GOLD LTD | COM NEW · Call | 7,900 | 9,900 | +2,000 | $55,000 | $43,000 | -$12,000 | |
| NCLH NORWEGIAN CRUISE LINE HLDGS | United States | SHS · Call | 300 | 600 | +300 | $10,000 | $22,000 | +$12,000 |
| OLED UNIVERSAL DISPLAY CORP | United States | COM · Call | 3,800 | 4,100 | +300 | $122,000 | $134,000 | +$12,000 |
| CVLT COMMVAULT SYSTEMS INC | United States | COM · Put | 1,300 | 1,500 | +200 | $64,000 | $76,000 | +$12,000 |
| EXTR EXTREME NETWORKS INC | United States | COM · Put | 100 | 2,500 | +2,400 | $0 | $12,000 | +$12,000 |
| HCP INC CUSIP 40414L109 | COM · Call | 2,400 | 2,800 | +400 | $99,000 | $111,000 | +$12,000 | |
| JIVE SOFTWARE INC CUSIP 47760A108 | COM · Call | 400 | 2,600 | +2,200 | $3,000 | $15,000 | +$12,000 | |
| MDRX ALLSCRIPTS HEALTHCARE SOLUTN | United States | COM · Call | 500 | 1,500 | +1,000 | $8,000 | $20,000 | +$12,000 |
| DIREXION SHS ETF TR CUSIP 25459Y371 | DLY S&P 500 BEAR · Call | 400 | 900 | +500 | $10,000 | $22,000 | +$12,000 | |
| TRW AUTOMOTIVE HLDGS CORP CUSIP 87264S106 | COM · Put | 200 | 300 | +100 | $18,000 | $30,000 | +$12,000 | |
| CAREER EDUCATION CORP CUSIP 141665109 | COM · Call | 1,000 | 3,320 | +2,320 | $5,000 | $17,000 | +$12,000 | |
| EXEL EXELIXIS INC | United States | COM · Put | 11,700 | 18,100 | +6,400 | $40,000 | $28,000 | -$12,000 |
| TICC CAPITAL CORP CUSIP 87244T109 | COM · Call | 500 | 1,800 | +1,300 | $5,000 | $16,000 | +$11,000 | |
| PROSHARES TR CUSIP 74347X112 | ULTRA SH DOW30 · Call | 900 | 1,400 | +500 | $24,000 | $35,000 | +$11,000 | |
| ROYL ROYALE ENERGY INC | COM NEW · Call | 3,600 | 8,200 | +4,600 | $13,000 | $24,000 | +$11,000 | |
| RUCKUS WIRELESS INC CUSIP 781220108 | COM · Call | 3,800 | 4,200 | +400 | $45,000 | $56,000 | +$11,000 | |
| PARTNERRE LTD CUSIP G6852T105 | COM · Put | 100 | 200 | +100 | $11,000 | $22,000 | +$11,000 | |
| OILTANKING PARTNERS L P CUSIP 678049107 | UNIT LTD · Put | 100 | 400 | +300 | $9,000 | $20,000 | +$11,000 | |
| HRL HORMEL FOODS CORP | United States | COM · Put | 700 | 900 | +200 | $35,000 | $46,000 | +$11,000 |
| MEETME INC CUSIP 585141104 | COM · Put | 1,200 | 7,200 | +6,000 | $3,000 | $14,000 | +$11,000 | |
| CVR PARTNERS LP CUSIP 126633106 | COM · Call | 800 | 1,900 | +1,100 | $15,000 | $26,000 | +$11,000 | |
| HRB BLOCK H & R INC | United States | COM · Put | 2,800 | 3,400 | +600 | $94,000 | $105,000 | +$11,000 |
| ENERNOC INC CUSIP 292764107 | COM · Call | 500 | 1,200 | +700 | $9,000 | $20,000 | +$11,000 | |
| LIFELOCK INC CUSIP 53224V100 | COM · Put | 200 | 1,000 | +800 | $3,000 | $14,000 | +$11,000 | |
| LAD LITHIA MTRS INC | United States | CL A · Put | 200 | 400 | +200 | $19,000 | $30,000 | +$11,000 |
| MAST THERAPEUTICS INC CUSIP 576314108 | COM · Call | 1,300 | 21,100 | +19,800 | $1,000 | $12,000 | +$11,000 | |
| OMER OMEROS CORP | United States | COM · Call | 4,700 | 7,300 | +2,600 | $82,000 | $93,000 | +$11,000 |
| BALTIC TRADING LIMITED CUSIP Y0553W103 | COM · Call | 2,500 | 6,300 | +3,800 | $15,000 | $26,000 | +$11,000 | |
| PARAMOUNT GOLD & SILVER CORP CUSIP 69924P102 | COM · Call | 2,900 | 14,500 | +11,600 | $3,000 | $13,000 | +$10,000 | |
| GOVERNMENT PPTYS INCOME TR CUSIP 38376A103 | COM SHS BEN INT · Put | 100 | 600 | +500 | $3,000 | $13,000 | +$10,000 | |
| QUESTAR CORP CUSIP 748356102 | COM · Call | 600 | 1,100 | +500 | $15,000 | $25,000 | +$10,000 | |
| CONTINENTAL RESOURCES INC CUSIP 212015101 | COM · Put | 400 | 800 | +400 | $63,000 | $53,000 | -$10,000 | |
| IMMUNOGEN INC CUSIP 45253H101 | United States | COM · Call | 100 | 1,000 | +900 | $1,000 | $11,000 | +$10,000 |
| KINDRED HEALTHCARE INC CUSIP 494580103 | COM · Call | 100 | 600 | +500 | $2,000 | $12,000 | +$10,000 | |
| LEAPFROG ENTERPRISES INC CUSIP 52186N106 | CL A · Call | 7,700 | 7,800 | +100 | $57,000 | $47,000 | -$10,000 | |
| DIREXION SHS ETF TR CUSIP 25459Y462 | DL FTSE BEAR 3X · Call | 100 | 700 | +600 | $2,000 | $12,000 | +$10,000 | |
| PEGA PEGASYSTEMS INC | United States | COM · Call | 300 | 800 | +500 | $6,000 | $15,000 | +$9,000 |
| SHAW COMMUNICATIONS INC CUSIP 82028K200 | CL B CONV · Call | 100 | 500 | +400 | $3,000 | $12,000 | +$9,000 | |
| NORTH AMERN ENERGY PARTNERS CUSIP 656844107 | COM · Call | 900 | 2,500 | +1,600 | $7,000 | $16,000 | +$9,000 | |
| PTEN PATTERSON UTI ENERGY INC | United States | COM · Put | 6,900 | 7,700 | +800 | $241,000 | $250,000 | +$9,000 |
| ACIW ACI WORLDWIDE INC | United States | COM · Put | 500 | 1,000 | +500 | $28,000 | $19,000 | -$9,000 |
| BOH BANK HAWAII CORP | United States | COM · Call | 1,000 | 1,200 | +200 | $59,000 | $68,000 | +$9,000 |
| CUBIST PHARMACEUTICALS INC CUSIP 229678107 | COM · Put | 1,100 | 1,300 | +200 | $77,000 | $86,000 | +$9,000 | |
| IJR ISHARES TR | CORE S&P SCP ETF · Put | 200 | 300 | +100 | $22,000 | $31,000 | +$9,000 | |
| MPT MEDICAL PPTYS TRUST INC | United States | COM · Call | 1,000 | 1,800 | +800 | $13,000 | $22,000 | +$9,000 |
| BJRI BJS RESTAURANTS INC | United States | COM · Call | 5,200 | 5,300 | +100 | $182,000 | $191,000 | +$9,000 |
| DIREXION SHS ETF TR CUSIP 25459Y611 | DLY JR GL MNR 3X · Call | 2,900 | 7,500 | +4,600 | $80,000 | $89,000 | +$9,000 | |
| DRAGONWAVE INC CUSIP 26144M103 | COM · Call | 10,000 | 10,100 | +100 | $21,000 | $12,000 | -$9,000 | |
| MCEWEN MNG INC CUSIP 58039P107 | COM · Call | 1,600 | 7,200 | +5,600 | $5,000 | $14,000 | +$9,000 | |
| ZIOPHARM ONCOLOGY INC CUSIP 98973P101 | COM · Call | 14,400 | 18,500 | +4,100 | $58,000 | $49,000 | -$9,000 | |
| BXP BOSTON PROPERTIES INC | United States | COM · Put | 800 | 900 | +100 | $95,000 | $104,000 | +$9,000 |
| DIREXION SHS ETF TR CUSIP 25459W771 | United States | DL FTSE BLL 3X · Put | 600 | 900 | +300 | $16,000 | $25,000 | +$9,000 |
| TILE SHOP HLDGS INC CUSIP 88677Q109 | United States | COM · Call | 200 | 1,200 | +1,000 | $3,000 | $11,000 | +$8,000 |
| RF REGIONS FINL CORP NEW | United States | COM · Put | 55,200 | 59,200 | +4,000 | $586,000 | $594,000 | +$8,000 |
| RUCKUS WIRELESS INC CUSIP 781220108 | COM · Put | 400 | 1,000 | +600 | $5,000 | $13,000 | +$8,000 | |
| GLOBAL X FDS CUSIP 37950E366 | FTSE GREECE 20 · Put | 5,400 | 7,000 | +1,600 | $122,000 | $130,000 | +$8,000 | |
| HDYNQ HYPERDYNAMICS CORP | COM NEW · Call | 1,300 | 6,700 | +5,400 | $4,000 | $12,000 | +$8,000 | |
| INPHI CORP CUSIP 45772F107 | COM · Put | 2,000 | 2,600 | +600 | $29,000 | $37,000 | +$8,000 |
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