UBS AG quarter change: USA Options, Added
In put and call options, at their filed underlying value (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 532 positions, added to 1,387, reduced 1,260, sold out of 663 and left 322 unchanged. The largest increase in value was SPY (+$1,263,307,000); the largest decrease was WY (-$473,426,000).
- SKX: Country of operation United States; Class CL A · Put; Shares 2014-06-30 1,400; Shares 2014-09-30 1,700.
- GLOBAL X FDS: Country of operation —; Class GBLX URANIUM NEW · Put; Shares 2014-06-30 62,200; Shares 2014-09-30 67,300.
- MPT: Country of operation United States; Class COM · Put; Shares 2014-06-30 400; Shares 2014-09-30 2,600.
- FE: Country of operation United States; Class COM · Put; Shares 2014-06-30 2,500; Shares 2014-09-30 3,400.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| SKX SKECHERS U S A INC | United States | CL A · Put | 1,400 | 1,700 | +300 | $64,000 | $91,000 | +$27,000 |
| GLOBAL X FDS CUSIP 37950E275 | GBLX URANIUM NEW · Put | 62,200 | 67,300 | +5,100 | $900,000 | $873,000 | -$27,000 | |
| MPT MEDICAL PPTYS TRUST INC | United States | COM · Put | 400 | 2,600 | +2,200 | $5,000 | $32,000 | +$27,000 |
| FE FIRSTENERGY CORP | United States | COM · Put | 2,500 | 3,400 | +900 | $87,000 | $114,000 | +$27,000 |
| AEE AMEREN CORP | United States | COM · Call | 100 | 800 | +700 | $4,000 | $31,000 | +$27,000 |
| ALERE INC CUSIP 01449J105 | COM · Put | 100 | 800 | +700 | $4,000 | $31,000 | +$27,000 | |
| EZPW EZCORP INC | United States | CL A NON VTG · Put | 1,600 | 4,400 | +2,800 | $18,000 | $44,000 | +$26,000 |
| LUMBER LIQUIDATORS HLDGS INC CUSIP 55003T107 | United States | COM · Put | 2,000 | 2,200 | +200 | $152,000 | $126,000 | -$26,000 |
| DEAN FOODS CO NEW CUSIP 242370203 | COM NEW · Put | 6,200 | 10,200 | +4,000 | $109,000 | $135,000 | +$26,000 | |
| LNN LINDSAY CORP | United States | COM · Call | 400 | 800 | +400 | $34,000 | $60,000 | +$26,000 |
| MERIDIAN BIOSCIENCE INC CUSIP 589584101 | COM · Call | 300 | 1,800 | +1,500 | $6,000 | $32,000 | +$26,000 | |
| MOLYCORP INC DEL CUSIP 608753109 | COM · Put | 40,200 | 65,100 | +24,900 | $103,000 | $77,000 | -$26,000 | |
| TRV TRAVELERS COMPANIES INC | United States | COM · Put | 25,100 | 25,400 | +300 | $2,361,000 | $2,386,000 | +$25,000 |
| OTEX OPEN TEXT CORP | COM · Call | 1,900 | 2,100 | +200 | $91,000 | $116,000 | +$25,000 | |
| POWERSHARES ETF TRUST CUSIP 73935X229 | FINL PFD PTFL · Put | 1,200 | 2,600 | +1,400 | $22,000 | $47,000 | +$25,000 | |
| RF REGIONS FINL CORP NEW | United States | COM · Call | 8,200 | 11,200 | +3,000 | $87,000 | $112,000 | +$25,000 |
| THC TENET HEALTHCARE CORP | United States | COM NEW · Call | 1,100 | 1,300 | +200 | $52,000 | $77,000 | +$25,000 |
| CALAMP CORP CUSIP 128126109 | United States | COM · Call | 10,400 | 14,200 | +3,800 | $225,000 | $250,000 | +$25,000 |
| BGFV BIG 5 SPORTING GOODS CORP | United States | COM · Call | 500 | 3,300 | +2,800 | $6,000 | $31,000 | +$25,000 |
| CHICOS FAS INC CUSIP 168615102 | United States | COM · Call | 14,100 | 17,900 | +3,800 | $239,000 | $264,000 | +$25,000 |
| TBRG COMPUTER PROGRAMS & SYS INC | United States | COM · Call | 500 | 1,000 | +500 | $32,000 | $57,000 | +$25,000 |
| FLO FLOWERS FOODS INC | United States | COM · Call | 3,200 | 5,000 | +1,800 | $67,000 | $92,000 | +$25,000 |
| HERCULES OFFSHORE INC CUSIP 427093109 | COM · Put | 17,000 | 19,400 | +2,400 | $68,000 | $43,000 | -$25,000 | |
| RRC RANGE RES CORP | United States | COM · Call | 100 | 500 | +400 | $9,000 | $34,000 | +$25,000 |
| BRIGGS & STRATTON CORP CUSIP 109043109 | COM · Call | 1,000 | 2,500 | +1,500 | $20,000 | $45,000 | +$25,000 | |
| TASER INTL INC CUSIP 87651B104 | COM · Put | 1,800 | 3,100 | +1,300 | $24,000 | $48,000 | +$24,000 | |
| HGGG HHGREGG INC | United States | COM · Put | 500 | 4,600 | +4,100 | $5,000 | $29,000 | +$24,000 |
| PNC PNC FINL SVCS GROUP INC | United States | COM · Put | 61,100 | 63,300 | +2,200 | $5,441,000 | $5,417,000 | -$24,000 |
| ENB ENBRIDGE INC | COM · Call | 300 | 800 | +500 | $14,000 | $38,000 | +$24,000 | |
| AZZ AZZ INC | United States | COM · Call | 200 | 800 | +600 | $9,000 | $33,000 | +$24,000 |
| CHGG CHEGG INC | United States | COM · Put | 700 | 4,600 | +3,900 | $5,000 | $29,000 | +$24,000 |
| DLR DIGITAL RLTY TR INC | United States | COM · Put | 2,900 | 3,100 | +200 | $169,000 | $193,000 | +$24,000 |
| SMITH & WESSON HLDG CORP CUSIP 831756101 | COM · Call | 5,000 | 5,300 | +300 | $73,000 | $50,000 | -$23,000 | |
| COBALT INTL ENERGY INC CUSIP 19075F106 | COM · Put | 1,000 | 3,000 | +2,000 | $18,000 | $41,000 | +$23,000 | |
| HARRIS CORP DEL CUSIP 413875105 | COM · Call | 300 | 700 | +400 | $23,000 | $46,000 | +$23,000 | |
| IMKTA INGLES MKTS INC | United States | CL A · Call | 100 | 1,100 | +1,000 | $3,000 | $26,000 | +$23,000 |
| INGRAM MICRO INC CUSIP 457153104 | CL A · Put | 100 | 1,000 | +900 | $3,000 | $26,000 | +$23,000 | |
| MADISON SQUARE GARDEN CO CUSIP 55826P100 | CL A · Call | 2,700 | 2,900 | +200 | $169,000 | $192,000 | +$23,000 | |
| GPRE GREEN PLAINS INC | United States | COM · Call | 2,500 | 2,800 | +300 | $82,000 | $105,000 | +$23,000 |
| EET PROSHARES TR | MSCI EMRG ETF · Call | 100 | 400 | +300 | $8,000 | $30,000 | +$22,000 | |
| ULTRATECH INC CUSIP 904034105 | COM · Call | 3,500 | 4,400 | +900 | $78,000 | $100,000 | +$22,000 | |
| TC PIPELINES LP CUSIP 87233Q108 | UT COM LTD PRT · Call | 100 | 400 | +300 | $5,000 | $27,000 | +$22,000 | |
| SOLARWINDS INC CUSIP 83416B109 | COM · Put | 300 | 800 | +500 | $12,000 | $34,000 | +$22,000 | |
| EL PASO PIPELINE PARTNERS L CUSIP 283702108 | COM UNIT LPI · Put | 500 | 1,000 | +500 | $18,000 | $40,000 | +$22,000 | |
| HP HELMERICH & PAYNE INC | United States | COM · Call | 1,500 | 2,000 | +500 | $174,000 | $196,000 | +$22,000 |
| NABORS INDUSTRIES LTD CUSIP G6359F103 | SHS · Call | 6,100 | 6,900 | +800 | $179,000 | $157,000 | -$22,000 | |
| QUIKSILVER INC CUSIP 74838C106 | COM · Call | 200 | 13,200 | +13,000 | $1,000 | $23,000 | +$22,000 | |
| EAGLE ROCK ENERGY PARTNERS L CUSIP 26985R104 | UNIT · Call | 27,500 | 32,300 | +4,800 | $137,000 | $115,000 | -$22,000 | |
| OLP ONE LIBERTY PPTYS INC | United States | COM · Put | 200 | 1,300 | +1,100 | $4,000 | $26,000 | +$22,000 |
| AMCX AMC NETWORKS INC | United States | CL A · Call | 500 | 900 | +400 | $31,000 | $53,000 | +$22,000 |
| TABLEAU SOFTWARE INC CUSIP 87336U105 | CL A · Put | 400 | 700 | +300 | $29,000 | $51,000 | +$22,000 | |
| TITN TITAN MACHY INC | United States | COM · Put | 300 | 2,000 | +1,700 | $5,000 | $26,000 | +$21,000 |
| WHITING PETE CORP NEW CUSIP 966387102 | COM · Call | 1,000 | 1,300 | +300 | $80,000 | $101,000 | +$21,000 | |
| PSIVIDA CORP CUSIP 74440J101 | COM · Call | 200 | 5,000 | +4,800 | $1,000 | $22,000 | +$21,000 | |
| SUNOCO LOGISTICS PRTNRS L P CUSIP 86764L108 | COM UNITS · Call | 2,200 | 2,600 | +400 | $104,000 | $125,000 | +$21,000 | |
| SUNSHINE HEART INC CUSIP 86782U106 | COM · Call | 1,700 | 5,500 | +3,800 | $10,000 | $31,000 | +$21,000 | |
| AMC ENTMT HLDGS INC CUSIP 00165C104 | CL A COM · Call | 100 | 1,000 | +900 | $2,000 | $23,000 | +$21,000 | |
| TEXTURA CORP CUSIP 883211104 | COM · Put | 500 | 1,200 | +700 | $12,000 | $32,000 | +$20,000 | |
| PAREXEL INTL CORP CUSIP 699462107 | COM · Call | 100 | 400 | +300 | $5,000 | $25,000 | +$20,000 | |
| VIACOM INC NEW CUSIP 92553P201 | CL B · Call | 300 | 600 | +300 | $26,000 | $46,000 | +$20,000 | |
| H & E EQUIPMENT SERVICES INC CUSIP 404030108 | United States | COM · Put | 100 | 600 | +500 | $4,000 | $24,000 | +$20,000 |
| KKR & CO L P DEL CUSIP 48248M102 | COM UNITS · Put | 41,900 | 44,800 | +2,900 | $1,019,000 | $999,000 | -$20,000 | |
| NEURALSTEM INC CUSIP 64127R302 | COM · Put | 1,000 | 7,300 | +6,300 | $4,000 | $24,000 | +$20,000 | |
| ZELTIQ AESTHETICS INC CUSIP 98933Q108 | COM · Call | 300 | 1,100 | +800 | $5,000 | $25,000 | +$20,000 | |
| AMPIO PHARMACEUTICALS INC CUSIP 03209T109 | COM · Put | 5,000 | 6,300 | +1,300 | $42,000 | $22,000 | -$20,000 | |
| PROSHARES TR CUSIP 74347R503 | PSHS SHRT S&P500 · Put | 100 | 900 | +800 | $2,000 | $21,000 | +$19,000 | |
| NISKA GAS STORAGE PARTNERS L CUSIP 654678101 | UNIT LTD LIABI · Put | 1,800 | 3,800 | +2,000 | $28,000 | $47,000 | +$19,000 | |
| SOHU COM INC CUSIP 83408W103 | COM · Call | 4,500 | 4,800 | +300 | $260,000 | $241,000 | -$19,000 | |
| OCH ZIFF CAP MGMT GROUP CUSIP 67551U105 | CL A · Call | 5,100 | 8,400 | +3,300 | $71,000 | $90,000 | +$19,000 | |
| GWRE GUIDEWIRE SOFTWARE INC | United States | COM · Put | 400 | 800 | +400 | $16,000 | $35,000 | +$19,000 |
| ITB ISHARES | US HOME CONS ETF · Call | 3,600 | 4,800 | +1,200 | $89,000 | $108,000 | +$19,000 | |
| DIEBOLD INC CUSIP 253651103 | COM · Call | 400 | 1,000 | +600 | $16,000 | $35,000 | +$19,000 | |
| FLS FLOWSERVE CORP | United States | COM · Put | 4,300 | 4,800 | +500 | $320,000 | $339,000 | +$19,000 |
| LEAPFROG ENTERPRISES INC CUSIP 52186N106 | CL A · Put | 1,800 | 5,400 | +3,600 | $13,000 | $32,000 | +$19,000 | |
| NEURALSTEM INC CUSIP 64127R302 | COM · Call | 1,500 | 7,600 | +6,100 | $6,000 | $25,000 | +$19,000 | |
| ALV AUTOLIV INC | COM · Call | 600 | 900 | +300 | $64,000 | $83,000 | +$19,000 | |
| PDC ENERGY INC CUSIP 69327R101 | United States | COM · Put | 1,800 | 1,900 | +100 | $114,000 | $96,000 | -$18,000 |
| OCH ZIFF CAP MGMT GROUP CUSIP 67551U105 | CL A · Put | 8,500 | 9,300 | +800 | $118,000 | $100,000 | -$18,000 | |
| RESTORATION HARDWARE HLDGS I CUSIP 761283100 | COM · Put | 1,600 | 2,100 | +500 | $149,000 | $167,000 | +$18,000 | |
| NOVAVAX INC CUSIP 670002104 | COM · Call | 54,400 | 55,800 | +1,400 | $251,000 | $233,000 | -$18,000 | |
| GGG GRACO INC | United States | COM · Call | 900 | 1,200 | +300 | $70,000 | $88,000 | +$18,000 |
| PIER 1 IMPORTS INC CUSIP 720279108 | COM · Call | 1,800 | 3,900 | +2,100 | $28,000 | $46,000 | +$18,000 | |
| BTE BAYTEX ENERGY CORP | COM · Call | 1,500 | 2,300 | +800 | $69,000 | $87,000 | +$18,000 | |
| WSM WILLIAMS SONOMA INC | United States | COM · Put | 1,600 | 2,000 | +400 | $115,000 | $133,000 | +$18,000 |
| AES AES CORP | United States | COM · Call | 1,400 | 2,800 | +1,400 | $22,000 | $40,000 | +$18,000 |
| TANGOE INC CUSIP 87582Y108 | COM · Put | 200 | 1,500 | +1,300 | $3,000 | $20,000 | +$17,000 | |
| TARGACEPT INC CUSIP 87611R306 | COM · Call | 20,000 | 28,800 | +8,800 | $90,000 | $73,000 | -$17,000 | |
| PSMT PRICESMART INC | United States | COM · Call | 200 | 400 | +200 | $17,000 | $34,000 | +$17,000 |
| JBLU JETBLUE AIRWAYS CORP | United States | COM · Put | 12,300 | 14,100 | +1,800 | $133,000 | $150,000 | +$17,000 |
| ALLT ALLOT COMMUNICATIONS LTD | SHS · Call | 1,200 | 2,900 | +1,700 | $16,000 | $33,000 | +$17,000 | |
| BCRX BIOCRYST PHARMACEUTICALS | United States | COM · Call | 6,800 | 7,200 | +400 | $87,000 | $70,000 | -$17,000 |
| CARDIOVASCULAR SYS INC DEL CUSIP 141619106 | COM · Call | 300 | 1,100 | +800 | $9,000 | $26,000 | +$17,000 | |
| MEOH METHANEX CORP | COM · Call | 700 | 900 | +200 | $43,000 | $60,000 | +$17,000 | |
| BSX BOSTON SCIENTIFIC CORP | United States | COM · Call | 115,800 | 123,800 | +8,000 | $1,479,000 | $1,462,000 | -$17,000 |
| ROCKWELL MED INC CUSIP 774374102 | COM · Call | 26,600 | 33,200 | +6,600 | $319,000 | $303,000 | -$16,000 | |
| SENIOR HSG PPTYS TR CUSIP 81721M109 | SH BEN INT · Call | 1,300 | 2,300 | +1,000 | $32,000 | $48,000 | +$16,000 | |
| UGA UNITED STS GASOLINE FD LP | United States | UNITS · Call | 100 | 400 | +300 | $6,000 | $22,000 | +$16,000 |
| PPG PPG INDS INC | United States | COM · Put | 300 | 400 | +100 | $63,000 | $79,000 | +$16,000 |
| CYS INVTS INC CUSIP 12673A108 | COM · Put | 500 | 2,500 | +2,000 | $5,000 | $21,000 | +$16,000 | |
| HATTERAS FINL CORP CUSIP 41902R103 | COM · Put | 1,000 | 2,000 | +1,000 | $20,000 | $36,000 | +$16,000 |
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