Steward Partners Investment Advisory, LLC historic quarter change: USA Preferred Shares, Added
In preferred shares (listed in the US), over 10 quarters from 2023-12-31 to 2026-06-30, Steward Partners Investment Advisory, LLC opened 23 positions, added to 89, reduced 51 and sold out of 14.
- Q2 2026: Stock FPE; Country of operation —; Class PFD SECS INC ETF; Shares before 1,024,249.
- Q2 2026: Stock PFFD; Country of operation —; Class US PFD ETF; Shares before 685,457.
- Q2 2026: Stock BAPRA; Country of operation United States; Class DEP CONV PFD A; Shares before 13,941.
- Q2 2026: Stock PFXF; Country of operation —; Class PREFERRED SECURT; Shares before 242,957.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1723397), 10 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-13); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-08); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-12); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-12); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-12); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-13); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-06); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-08); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2017-09-30.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q2 2026 | FPE
FIRST TR EXCH TRADED FD III | | PFD SECS INC ETF | 1,024,249 | 1,102,564 | +78,315 | $18,180,412 | $19,713,845 | +$1,533,433 | 2026-08-13 |
|---|
| Q2 2026 | PFFD
GLOBAL X FDS | | US PFD ETF | 685,457 | 718,622 | +33,165 | $12,612,404 | $13,431,039 | +$818,635 | 2026-08-13 |
|---|
| Q2 2026 | BAPRA
BOEING CO | United States | DEP CONV PFD A | 13,941 | 16,767 | +2,826 | $904,492 | $1,128,419 | +$223,927 | 2026-08-13 |
|---|
| Q2 2026 | PFXF
VANECK ETF TRUST | | PREFERRED SECURT | 242,957 | 249,761 | +6,804 | $4,261,470 | $4,455,735 | +$194,265 | 2026-08-13 |
|---|
| Q2 2026 | FOURPRA
SHIFT4 PMTS INC | United States | 6 SER A CNV PREF | 2,325 | 2,375 | +50 | $124,713 | $147,891 | +$23,178 | 2026-08-13 |
|---|
| Q2 2026 | WELLS FARGO & CO
CUSIP 949746804 | United States | PERP PFD CNV A | 212 | 223 | +11 | $244,860 | $258,011 | +$13,151 | 2026-08-13 |
|---|
| Q2 2026 | PRFD
PIMCO ETF TR | | PREFERRED AND CP | 100 | 232 | +132 | $5,067 | $11,912 | +$6,845 | 2026-08-13 |
|---|
| Q2 2026 | PFLD
ETF SER SOLUTIONS | | AAM LW DUR PFD | 6,834 | 6,854 | +20 | $132,307 | $134,002 | +$1,695 | 2026-08-13 |
|---|
| Q1 2026 | CSPF
COHEN & STEERS ETF TRUST | | PREFERRED AND IN | 31,815 | 149,244 | +117,429 | $824,619 | $3,825,870 | +$3,001,251 | 2026-05-08 |
|---|
| Q1 2026 | FPE
FIRST TR EXCH TRADED FD III | | PFD SECS INC ETF | 982,772 | 1,024,249 | +41,477 | $17,906,100 | $18,180,412 | +$274,312 | 2026-05-08 |
|---|
| Q1 2026 | PFF
ISHARES TR | | PFD AND INCM SEC | 1,645,716 | 1,675,635 | +29,919 | $50,951,366 | $50,805,235 | -$146,131 | 2026-05-08 |
|---|
| Q1 2026 | BAPRA
BOEING CO | United States | DEP CONV PFD A | 12,011 | 13,941 | +1,930 | $829,480 | $904,492 | +$75,012 | 2026-05-08 |
|---|
| Q1 2026 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 223,706 | 224,902 | +1,196 | $2,514,445 | $2,446,938 | -$67,507 | 2026-05-08 |
|---|
| Q1 2026 | ARES MANAGEMENT CORPORATION
CUSIP 03990B309 | United States | 6.75 SE B PFD | 34,061 | 46,342 | +12,281 | $1,716,674 | $1,676,654 | -$40,020 | 2026-05-08 |
|---|
| Q1 2026 | BANK AMERICA CORP
CUSIP 060505682 | United States | 7.25%CNV PFD L | 60 | 84 | +24 | $75,120 | $100,091 | +$24,971 | 2026-05-08 |
|---|
| Q1 2026 | PFFD
GLOBAL X FDS | | US PFD ETF | 668,076 | 685,457 | +17,381 | $12,633,323 | $12,612,404 | -$20,919 | 2026-05-08 |
|---|
| Q1 2026 | PREF
PRINCIPAL EXCHANGE TRADED FD | | SPECTRUM PFD | 3,035 | 3,535 | +500 | $57,877 | $66,529 | +$8,652 | 2026-05-08 |
|---|
| Q1 2026 | NPFI
NUSHARES ETF TR | | NUVEEN PFD & INC | 200 | 500 | +300 | $5,239 | $12,883 | +$7,644 | 2026-05-08 |
|---|
| Q1 2026 | WELLS FARGO & CO
CUSIP 949746804 | United States | PERP PFD CNV A | 207 | 212 | +5 | $250,884 | $244,860 | -$6,024 | 2026-05-08 |
|---|
| Q1 2026 | VRP
INVESCO EXCH TRADED FD TR II | | VAR RATE PFD | 37,491 | 38,174 | +683 | $912,156 | $915,413 | +$3,257 | 2026-05-08 |
|---|
| Q4 2025 | PFF
ISHARES TR | | PFD AND INCM SEC | 1,499,378 | 1,645,716 | +146,338 | $47,410,338 | $50,951,366 | +$3,541,028 | 2026-02-12 |
|---|
| Q4 2025 | FPE
FIRST TR EXCH TRADED FD III | | PFD SECS INC ETF | 964,497 | 982,772 | +18,275 | $17,592,426 | $17,906,100 | +$313,674 | 2026-02-12 |
|---|
| Q4 2025 | ARES MANAGEMENT CORPORATION
CUSIP 03990B309 | United States | 6.75 SE B PFD | 28,559 | 34,061 | +5,502 | $1,419,097 | $1,716,674 | +$297,577 | 2026-02-12 |
|---|
| Q4 2025 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 191,976 | 223,706 | +31,730 | $2,226,913 | $2,514,445 | +$287,532 | 2026-02-12 |
|---|
| Q4 2025 | PFFD
GLOBAL X FDS | | US PFD ETF | 660,449 | 668,076 | +7,627 | $12,832,526 | $12,633,323 | -$199,203 | 2026-02-12 |
|---|
| Q4 2025 | BAPRA
BOEING CO | United States | DEP CONV PFD A | 9,877 | 12,011 | +2,134 | $687,143 | $829,480 | +$142,337 | 2026-02-12 |
|---|
| Q4 2025 | FPEI
FIRST TR EXCH TRADED FD III | | INSTL PFD SECS | 79,003 | 80,618 | +1,615 | $1,527,923 | $1,563,190 | +$35,267 | 2026-02-12 |
|---|
| Q4 2025 | PREF
PRINCIPAL EXCHANGE TRADED FD | | SPECTRUM PFD | 1,340 | 3,035 | +1,695 | $25,648 | $57,877 | +$32,229 | 2026-02-12 |
|---|
| Q4 2025 | PFXF
VANECK ETF TRUST | | PREFERRED SECURT | 275,742 | 275,973 | +231 | $4,899,941 | $4,873,678 | -$26,263 | 2026-02-12 |
|---|
| Q3 2025 | PFF
ISHARES TR | | PFD AND INCM SEC | 438,932 | 1,499,378 | +1,060,446 | $13,466,440 | $47,410,338 | +$33,943,898 | 2025-11-12 |
|---|
| Q3 2025 | FPE
FIRST TR EXCH TRADED FD III | | PFD SECS INC ETF | 926,339 | 964,497 | +38,158 | $16,488,831 | $17,592,426 | +$1,103,595 | 2025-11-12 |
|---|
| Q3 2025 | PFFD
GLOBAL X FDS | | US PFD ETF | 635,671 | 660,449 | +24,778 | $11,969,687 | $12,832,526 | +$862,839 | 2025-11-12 |
|---|
| Q3 2025 | PEBPRE
PEBBLEBROOK HOTEL TR | United States | 6.375 PFD SER E | 49,451 | 51,376 | +1,925 | $868,355 | $1,038,304 | +$169,949 | 2025-11-12 |
|---|
| Q3 2025 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 188,700 | 191,976 | +3,276 | $2,100,235 | $2,226,913 | +$126,678 | 2025-11-12 |
|---|
| Q3 2025 | BAPRA
BOEING CO | United States | DEP CONV PFD A | 8,523 | 9,877 | +1,354 | $579,564 | $687,143 | +$107,579 | 2025-11-12 |
|---|
| Q3 2025 | WELLS FARGO CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 181 | 207 | +26 | $212,518 | $255,498 | +$42,980 | 2025-11-12 |
|---|
| Q3 2025 | ARES MANAGEMENT CORPORATION
CUSIP 03990B309 | United States | 6.75 SE B PFD | 26,049 | 28,559 | +2,510 | $1,380,597 | $1,419,097 | +$38,500 | 2025-11-12 |
|---|
| Q2 2025 | PFF
ISHARES TR | | PFD AND INCM SEC | 390,663 | 438,932 | +48,269 | $12,005,077 | $13,466,440 | +$1,461,363 | 2025-08-12 |
|---|
| Q2 2025 | ARES MANAGEMENT CORPORATION
CUSIP 03990B309 | United States | 6.75 SE B PFD | 10,912 | 26,049 | +15,137 | $526,068 | $1,380,597 | +$854,529 | 2025-08-12 |
|---|
| Q2 2025 | PFFD
GLOBAL X FDS | | US PFD ETF | 603,090 | 635,671 | +32,581 | $11,482,829 | $11,969,687 | +$486,858 | 2025-08-12 |
|---|
| Q2 2025 | BAPRA
BOEING CO | United States | DEP CONV PFD A | 5,899 | 8,523 | +2,624 | $352,937 | $579,564 | +$226,627 | 2025-08-12 |
|---|
| Q2 2025 | PFXF
VANECK ETF TRUST | | PREFERRED SECURT | 277,227 | 278,173 | +946 | $4,646,333 | $4,762,316 | +$115,983 | 2025-08-12 |
|---|
| Q2 2025 | PREF
PRINCIPAL EXCHANGE TRADED FD | | SPECTRUM PFD | 1,340 | 2,577 | +1,237 | $25,058 | $48,886 | +$23,828 | 2025-08-12 |
|---|
| Q2 2025 | WELLS FARGO CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 166 | 181 | +15 | $199,333 | $212,518 | +$13,185 | 2025-08-12 |
|---|
| Q2 2025 | PEBPRF
PEBBLEBROOK HOTEL TR | United States | 6.3 CUM PFD SR F | 1,000 | 1,100 | +100 | $17,510 | $19,305 | +$1,795 | 2025-08-12 |
|---|
| Q2 2025 | RLJPRA
RLJ LODGING TR | United States | CUM CONV PFD A | 150 | 200 | +50 | $3,660 | $4,732 | +$1,072 | 2025-08-12 |
|---|
| Q1 2025 | PFF
ISHARES TR | | PFD AND INCM SEC | 342,213 | 390,663 | +48,450 | $10,759,173 | $12,005,077 | +$1,245,904 | 2025-05-13 |
|---|
| Q1 2025 | PFXF
VANECK ETF TRUST | | PREFERRED SECURT | 204,870 | 277,227 | +72,357 | $3,534,009 | $4,646,333 | +$1,112,324 | 2025-05-13 |
|---|
| Q1 2025 | PFFD
GLOBAL X FDS | | US PFD ETF | 558,225 | 603,090 | +44,865 | $10,890,968 | $11,482,829 | +$591,861 | 2025-05-13 |
|---|
| Q1 2025 | ARES MANAGEMENT CORPORATION
CUSIP 03990B309 | United States | 6.75 SE B PFD | 3,157 | 10,912 | +7,755 | $173,761 | $526,068 | +$352,307 | 2025-05-13 |
|---|
| Q1 2025 | BAPRA
BOEING CO | United States | DEP CONV PFD A | 2,435 | 5,899 | +3,464 | $148,267 | $352,937 | +$204,670 | 2025-05-13 |
|---|
| Q1 2025 | PCGPRX
PG&E CORP | United States | PFD CONV SER A | 2,150 | 4,800 | +2,650 | $107,049 | $214,752 | +$107,703 | 2025-05-13 |
|---|
| Q1 2025 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 512,213 | 522,310 | +10,097 | $5,905,821 | $5,860,322 | -$45,499 | 2025-05-13 |
|---|
| Q1 2025 | FPEI
FIRST TR EXCH TRADED FD III | | INSTL PFD SECS | 80,990 | 82,323 | +1,333 | $1,514,520 | $1,539,434 | +$24,914 | 2025-05-13 |
|---|
| Q1 2025 | WELLS FARGO CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 150 | 166 | +16 | $179,147 | $199,333 | +$20,186 | 2025-05-13 |
|---|
| Q1 2025 | BANK AMERICA CORP
CUSIP 060505682 | United States | 7.25%CNV PFD L | 86 | 97 | +11 | $104,856 | $119,753 | +$14,897 | 2025-05-13 |
|---|
| Q4 2024 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 392,511 | 512,213 | +119,702 | $4,847,505 | $5,905,821 | +$1,058,316 | 2025-02-06 |
|---|
| Q4 2024 | PFLD
ETF SER SOLUTIONS | | AAM LW DUR PFD | 8,828 | 56,088 | +47,260 | $186,977 | $1,153,165 | +$966,188 | 2025-02-06 |
|---|
| Q4 2024 | PFFD
GLOBAL X FDS | | US PFD ETF | 550,458 | 558,225 | +7,767 | $11,438,524 | $10,890,968 | -$547,556 | 2025-02-06 |
|---|
| Q4 2024 | PSK
SPDR SER TR | | ICE PFD SEC ETF | 1,591 | 17,313 | +15,722 | $56,735 | $571,156 | +$514,421 | 2025-02-06 |
|---|
| Q4 2024 | FPE
FIRST TR EXCH TRADED FD III | | PFD SECS INC ETF | 928,568 | 930,708 | +2,140 | $16,807,086 | $16,473,534 | -$333,552 | 2025-02-06 |
|---|
| Q4 2024 | PFF
ISHARES TR | | PFD AND INCM SEC | 313,875 | 342,213 | +28,338 | $10,430,076 | $10,759,173 | +$329,097 | 2025-02-06 |
|---|
| Q4 2024 | VRP
INVESCO EXCH TRADED FD TR II | | VAR RATE PFD | 40,670 | 47,310 | +6,640 | $994,788 | $1,144,429 | +$149,641 | 2025-02-06 |
|---|
| Q4 2024 | PFXF
VANECK ETF TRUST | | PREFERRED SECURT | 186,142 | 204,870 | +18,728 | $3,398,951 | $3,534,009 | +$135,058 | 2025-02-06 |
|---|
| Q4 2024 | FPEI
FIRST TR EXCH TRADED FD III | | INSTL PFD SECS | 74,916 | 80,990 | +6,074 | $1,428,639 | $1,514,520 | +$85,881 | 2025-02-06 |
|---|
| Q4 2024 | BANK AMERICA CORP
CUSIP 060505682 | United States | 7.25%CNV PFD L | 23 | 86 | +63 | $29,279 | $104,856 | +$75,577 | 2025-02-06 |
|---|
| Q4 2024 | WELLS FARGO CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 101 | 150 | +49 | $129,502 | $179,147 | +$49,645 | 2025-02-06 |
|---|
| Q4 2024 | PRFD
PIMCO ETF TR | | PREFERRED AND CP | 54 | 82 | +28 | $2,790 | $4,123 | +$1,333 | 2025-02-06 |
|---|
| Q4 2024 | PGF
INVESCO EXCHANGE TRADED FD T | | FINL PFD ETF | 1,122 | 1,124 | +2 | $17,571 | $16,354 | -$1,217 | 2025-02-06 |
|---|
| Q3 2024 | FPE
FIRST TR EXCH TRADED FD III | | PFD SECS INC ETF | 129,067 | 928,568 | +799,501 | $2,240,596 | $16,807,086 | +$14,566,490 | 2024-11-14 |
|---|
| Q3 2024 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 193,340 | 392,511 | +199,171 | $2,233,082 | $4,847,505 | +$2,614,423 | 2024-11-14 |
|---|
| Q3 2024 | PFFD
GLOBAL X FDS | | US PFD ETF | 535,098 | 550,458 | +15,360 | $10,530,732 | $11,438,524 | +$907,792 | 2024-11-14 |
|---|
| Q3 2024 | PFF
ISHARES TR | | PFD AND INCM SEC | 306,765 | 313,875 | +7,110 | $9,678,442 | $10,430,076 | +$751,634 | 2024-11-14 |
|---|
| Q3 2024 | PFXF
VANECK ETF TRUST | | PREFERRED SECURT | 167,711 | 186,142 | +18,431 | $2,901,407 | $3,398,951 | +$497,544 | 2024-11-14 |
|---|
| Q3 2024 | PFLD
ETF SER SOLUTIONS | | AAM LW DUR PFD | 2,619 | 8,828 | +6,209 | $55,051 | $186,977 | +$131,926 | 2024-11-14 |
|---|
| Q3 2024 | FPEI
FIRST TR EXCH TRADED FD III | | INSTL PFD SECS | 71,642 | 74,916 | +3,274 | $1,316,062 | $1,428,639 | +$112,577 | 2024-11-14 |
|---|
| Q3 2024 | PSK
SPDR SER TR | | ICE PFD SEC ETF | 414 | 1,591 | +1,177 | $14,047 | $56,735 | +$42,688 | 2024-11-14 |
|---|
| Q3 2024 | WELLS FARGO CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 99 | 101 | +2 | $117,708 | $129,502 | +$11,794 | 2024-11-14 |
|---|
| Q2 2024 | PFFD
GLOBAL X FDS | | US PFD ETF | 450,303 | 535,098 | +84,795 | $9,078,117 | $10,530,732 | +$1,452,615 | 2024-08-08 |
|---|
| Q2 2024 | PFF
ISHARES TR | | PFD AND INCM SEC | 270,014 | 306,765 | +36,751 | $8,702,555 | $9,678,442 | +$975,887 | 2024-08-08 |
|---|
| Q2 2024 | PFXF
VANECK ETF TRUST | | PREFERRED SECURT | 128,649 | 167,711 | +39,062 | $2,275,803 | $2,901,407 | +$625,604 | 2024-08-08 |
|---|
| Q2 2024 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 190,023 | 193,340 | +3,317 | $2,257,469 | $2,233,082 | -$24,387 | 2024-08-08 |
|---|
| Q2 2024 | FPEI
FIRST TR EXCH TRADED FD III | | INSTL PFD SECS | 71,393 | 71,642 | +249 | $1,300,773 | $1,316,062 | +$15,289 | 2024-08-08 |
|---|
| Q1 2024 | PFF
ISHARES TR | | PFD AND INCM SEC | 223,669 | 270,014 | +46,345 | $6,976,241 | $8,702,555 | +$1,726,314 | 2024-05-15 |
|---|
| Q1 2024 | PFFD
GLOBAL X FDS | | US PFD ETF | 417,486 | 450,303 | +32,817 | $8,099,238 | $9,078,117 | +$978,879 | 2024-05-15 |
|---|
| Q1 2024 | PFXF
VANECK ETF TRUST | | PREFERRED SECURT | 102,129 | 128,649 | +26,520 | $1,754,584 | $2,275,803 | +$521,219 | 2024-05-15 |
|---|
| Q1 2024 | FPEI
FIRST TR EXCH TRADED FD III | | INSTL PFD SECS | 55,256 | 71,393 | +16,137 | $985,214 | $1,300,773 | +$315,559 | 2024-05-15 |
|---|
| Q1 2024 | PARAMOUNT GLOBAL
CUSIP 92556H305 | United States | 5.75% CONV PFD A | 16,534 | 21,109 | +4,575 | $309,186 | $290,038 | -$19,148 | 2024-05-15 |
|---|
| Q1 2024 | PGF
INVESCO EXCHANGE TRADED FD T | | FINL PFD ETF | 634 | 1,122 | +488 | $9,244 | $17,099 | +$7,855 | 2024-05-15 |
|---|