Allworth Financial LP historic quarter change: USA Preferred Shares, Added
In preferred shares (listed in the US), over 22 quarters from 2013-06-30 to 2026-06-30, Allworth Financial LP opened 26 positions, added to 40, reduced 40 and sold out of 17.
- Q2 2026: Stock PGX; Country of operation —; Class PFD ETF; Shares before 3,367,778.
- Q2 2026: Stock BANK OF AMER CORP; Country of operation United States; Class 7.25%CNV PFD L; Shares before 234.
- Q2 2026: Stock PFFV; Country of operation —; Class RATE PREFERRED; Shares before 8,330.
- Q2 2026: Stock PFFR; Country of operation —; Class INFRACP REIT PFD; Shares before 6,918.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1555170), 22 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-11); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-05); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-12-02); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-07); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-04-30); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-01-30); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-10-23); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-07-24); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-04-25); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-23); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-30); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-06); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-06-01); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-03-09); Q3 2014 (2014-06-30 to 2014-09-30, filed 2015-03-09); Q2 2014 (2014-03-31 to 2014-06-30, filed 2015-03-09); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-04); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2011-12-31. Not compared, as a quarter between them is not held here yet: 2016-06-30 to 2023-12-31 (missing 2016-09-30, 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
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| Q2 2026 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 3,367,778 | 3,438,874 | +71,096 | $36,641,420 | $37,277,401 | +$635,981 | 2026-08-11 |
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| Q2 2026 | BANK OF AMER CORP
CUSIP 060505682 | United States | 7.25%CNV PFD L | 234 | 263 | +29 | $278,826 | $329,934 | +$51,108 | 2026-08-11 |
|---|
| Q2 2026 | PFFV
GLOBAL X FDS | | RATE PREFERRED | 8,330 | 8,582 | +252 | $181,830 | $189,062 | +$7,232 | 2026-08-11 |
|---|
| Q2 2026 | PFFR
ETFIS SER TR I | | INFRACP REIT PFD | 6,918 | 6,989 | +71 | $119,401 | $121,603 | +$2,202 | 2026-08-11 |
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| Q1 2026 | CSPF
COHEN & STEERS ETF TRUST | | PREFERRED AND IN | 340,958 | 390,427 | +49,469 | $8,837,359 | $10,008,598 | +$1,171,239 | 2026-05-15 |
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| Q1 2026 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 3,194,448 | 3,367,778 | +173,330 | $35,905,592 | $36,641,420 | +$735,828 | 2026-05-15 |
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| Q1 2026 | WELLS FARGO & CO
CUSIP 949746804 | United States | PERP PFD CNV A | 333 | 729 | +396 | $403,596 | $842,339 | +$438,743 | 2026-05-15 |
|---|
| Q1 2026 | BANK AMERICA CORP
CUSIP 060505682 | United States | 7.25%CNV PFD L | 93 | 234 | +141 | $116,436 | $278,826 | +$162,390 | 2026-05-15 |
|---|
| Q1 2026 | PFFR
ETFIS SER TR I | | INFRACP REIT PFD | 500 | 6,918 | +6,418 | $9,010 | $119,401 | +$110,391 | 2026-05-15 |
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| Q1 2026 | JHPI
JOHN HANCOCK EXCHANGE TRADED | | PREFERRED INCOME | 388 | 824 | +436 | $8,861 | $18,606 | +$9,745 | 2026-05-15 |
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| Q4 2025 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 3,050,046 | 3,194,448 | +144,402 | $35,380,532 | $35,905,592 | +$525,060 | 2026-02-05 |
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| Q4 2025 | VRP
INVESCO EXCH TRADED FD TR II | | VAR RATE PFD | 19 | 1,120 | +1,101 | $471 | $27,239 | +$26,768 | 2026-02-05 |
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| Q4 2025 | PFXF
VANECK ETF TRUST | | PREFERRED SECURT | 2,913 | 4,376 | +1,463 | $51,765 | $77,275 | +$25,510 | 2026-02-05 |
|---|
| Q3 2025 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 2,848,588 | 3,050,046 | +201,458 | $31,704,784 | $35,380,532 | +$3,675,748 | 2025-12-02 |
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| Q3 2025 | PFFD
GLOBAL X FDS | | US PFD ETF | 1,446 | 16,781 | +15,335 | $27,229 | $326,055 | +$298,826 | 2025-12-02 |
|---|
| Q3 2025 | PFXF
VANECK ETF TRUST | | PREFERRED SECURT | 1,694 | 2,913 | +1,219 | $29,002 | $51,765 | +$22,763 | 2025-12-02 |
|---|
| Q2 2025 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 2,627,449 | 2,848,588 | +221,139 | $29,085,862 | $31,704,784 | +$2,618,922 | 2025-08-07 |
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| Q2 2025 | PFF
ISHARES TR | | PFD AND INCM SEC | 84,481 | 105,198 | +20,717 | $2,550,482 | $3,227,486 | +$677,004 | 2025-08-07 |
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| Q2 2025 | FPE
FIRST TR EXCH TRADED FD III | | PFD SECS INC ETF | 196,034 | 196,125 | +91 | $3,399,238 | $3,491,024 | +$91,786 | 2025-08-07 |
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| Q1 2025 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 2,509,198 | 2,627,449 | +118,251 | $29,232,158 | $29,085,862 | -$146,296 | 2025-04-30 |
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| Q1 2025 | PFLD
ETF SER SOLUTIONS | | AAM LW DUR PFD | 33 | 533 | +500 | $684 | $10,645 | +$9,961 | 2025-04-30 |
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| Q4 2024 | PFF
ISHARES TR | | PFD AND INCM SEC | 23,869 | 102,685 | +78,816 | $793,157 | $3,284,906 | +$2,491,749 | 2025-01-30 |
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| Q4 2024 | WELLS FARGO CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 86 | 376 | +290 | $110,270 | $454,960 | +$344,690 | 2025-01-30 |
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| Q4 2024 | PGF
INVESCO EXCHANGE TRADED FD T | | FINL PFD ETF | 275 | 2,936 | +2,661 | $4,307 | $43,388 | +$39,081 | 2025-01-30 |
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| Q4 2024 | EL PASO ENERGY CAP TR I
CUSIP 283678209 | United States | PFD CV TR SEC 28 | 453 | 733 | +280 | $21,838 | $35,898 | +$14,060 | 2025-01-30 |
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| Q3 2024 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 3,439,785 | 3,588,261 | +148,476 | $40,486,275 | $44,315,025 | +$3,828,750 | 2024-10-23 |
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| Q3 2024 | WELLS FARGO CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 36 | 86 | +50 | $43,200 | $110,270 | +$67,070 | 2024-10-23 |
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| Q2 2024 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 3,380,662 | 3,439,785 | +59,123 | $40,162,270 | $40,486,275 | +$324,005 | 2024-07-24 |
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| Q2 2024 | FPE
FIRST TR EXCH TRADED FD III | | PFD SECS INC ETF | 200,668 | 205,583 | +4,915 | $3,475,563 | $3,610,041 | +$134,478 | 2024-07-24 |
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| Q2 2024 | PFF
ISHARES TR | | PFD AND INCM SEC | 23,192 | 25,513 | +2,321 | $747,469 | $812,598 | +$65,129 | 2024-07-24 |
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| Q2 2024 | PSK
SPDR SER TR | | ICE PFD SEC ETF | 167,026 | 169,482 | +2,456 | $5,824,194 | $5,792,881 | -$31,313 | 2024-07-24 |
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| Q2 2024 | WELLS FARGO CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 33 | 36 | +3 | $40,239 | $43,200 | +$2,961 | 2024-07-24 |
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| Q1 2024 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 3,160,807 | 3,380,662 | +219,855 | $36,254,453 | $40,162,270 | +$3,907,817 | 2024-04-25 |
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| Q1 2024 | FPE
FIRST TR EXCH TRADED FD III | | PFD SECS INC ETF | 36,138 | 200,668 | +164,530 | $609,290 | $3,475,563 | +$2,866,273 | 2024-04-25 |
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| Q1 2024 | PFF
ISHARES TR | | PFD AND INCM SEC | 18,214 | 23,192 | +4,978 | $568,090 | $747,469 | +$179,379 | 2024-04-25 |
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| Q1 2024 | BANK AMERICA CORP
CUSIP 060505682 | United States | 7.25%CNV PFD L | 43 | 93 | +50 | $51,828 | $111,018 | +$59,190 | 2024-04-25 |
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| Q1 2024 | PFFD
GLOBAL X FDS | | US PFD ETF | 2,030 | 2,878 | +848 | $39,384 | $58,028 | +$18,644 | 2024-04-25 |
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| Q1 2024 | PARAMOUNT GLOBAL
CUSIP 92556H305 | United States | 5.75% CONV PFD A | 12 | 13 | +1 | $226 | $179 | -$47 | 2024-04-25 |
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| Q4 2015 | PFF
ISHARES TR | | U.S. PFD STK ETF | 300 | 750 | +450 | $12,000 | $29,000 | +$17,000 | 2016-02-16 |
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| Q4 2015 | POWERSHARES ETF TRUST
CUSIP 73935X229 | | FINL PFD PTFL | 1,500 | 1,751 | +251 | $27,000 | $33,000 | +$6,000 | 2016-02-16 |
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