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3D ASSET MANAGEMENT, INC Historic Quarter Change: USA ETF, Added

3D ASSET MANAGEMENT, INC historic quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, 3D ASSET MANAGEMENT, INC opened 48 positions, added to 167, reduced 297 and sold out of 37.

  • Q3 2016: Stock FEMS; Country of operation —; Class EM SML CP ALPH; Shares before 424,545.
  • Q3 2016: Stock DLS; Country of operation —; Class INTL SMCAP DIV; Shares before 435,421.
  • Q3 2016: Stock AGGY; Country of operation —; Class BRCLYS US AGGR; Shares before 670,279.
  • Q3 2016: Stock IVLU; Country of operation —; Class INTL VALUE FACTR; Shares before 868,152.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1359371), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-24); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-10); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-08); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-23); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-18); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-28); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-10); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-27); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-31); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-24); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-31); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-01). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2010-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016FEMS
FIRST TR EXCH TRD ALPHA FD I
EM SML CP ALPH424,545573,299+148,754$12,609,000$18,798,000+$6,189,0002016-10-24
Q3 2016DLS
WISDOMTREE TR
INTL SMCAP DIV435,421437,066+1,645$24,431,000$26,823,000+$2,392,0002016-10-24
Q3 2016AGGY
WISDOMTREE TR
BRCLYS US AGGR670,279708,904+38,625$34,747,000$36,863,000+$2,116,0002016-10-24
Q3 2016IVLU
ISHARES TR
INTL VALUE FACTR868,152895,698+27,546$17,311,000$19,329,000+$2,018,0002016-10-24
Q3 2016GSIE
GOLDMAN SACHS ETF TR
ACTIVEBETA INT763,576792,790+29,214$18,280,000$19,915,000+$1,635,0002016-10-24
Q3 2016FTSL
FIRST TR EXCHANGE TRADED FD
SENIOR LN FD239,231255,016+15,785$11,416,000$12,361,000+$945,0002016-10-24
Q3 2016IQDF
FLEXSHARES TR
INTL QLTDV IDX628,140634,529+6,389$13,744,000$14,448,000+$704,0002016-10-24
Q3 2016VTV
VANGUARD INDEX FDS
VALUE ETF283,844285,351+1,507$24,124,000$24,826,000+$702,0002016-10-24
Q3 2016QDEF
FLEXSHARES TR
QLT DIV DEF IDX661,201665,444+4,243$24,398,000$25,037,000+$639,0002016-10-24
Q3 2016VOT
VANGUARD INDEX FDS
MCAP GR IDXVIP2,3478,242+5,895$239,000$877,000+$638,0002016-10-24
Q3 2016OPPENHEIMER REV WEIGHTED ETF
CUSIP 68386C401
ULTRA DIVID REV220,863222,302+1,439$6,968,000$7,303,000+$335,0002016-10-24
Q3 2016MUB
ISHARES TR
NATIONAL MUN ETF67,06570,545+3,480$7,640,000$7,954,000+$314,0002016-10-24
Q3 2016GQRE
FLEXSHARES TR
GLB QLT R/E IDX294,458300,107+5,649$17,932,000$18,130,000+$198,0002016-10-24
Q3 2016RWX
SPDR INDEX SHS FDS
DJ INTL RL ETF97,81198,655+844$4,054,000$4,115,000+$61,0002016-10-24

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