Veritable, L.P. historic quarter change: USA Options, New
In put and call options, at their filed underlying value (listed in the US), over 15 quarters from 2012-12-31 to 2016-09-30, Veritable, L.P. opened 51 positions, added to 6, reduced 15 and sold out of 49.
- Q3 2016: Stock DIA; Country of operation —; Class UT SER 1 · Put; Shares before 0.
- Q3 2016: Stock BMY; Country of operation United States; Class COM · Call; Shares before 0.
- Q3 2016: Stock HESS CORP; Country of operation United States; Class COM · Call; Shares before 0.
- Q3 2016: Stock SPY; Country of operation —; Class TR UNIT · Put; Shares before 0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1300311), 15 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-07-19); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-03); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-07); Q3 2013 (2013-06-30 to 2013-09-30, filed 2014-02-10); Q2 2013 (2013-03-31 to 2013-06-30, filed 2014-02-10); Q1 2013 (2012-12-31 to 2013-03-31, filed 2014-02-10). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2004-06-30.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | DIA
SPDR DOW JONES INDL AVRG ETF | | UT SER 1 · Put | 0 | 10,000 | +10,000 | $0 | $1,828,000 | +$1,828,000 | 2016-11-14 |
|---|
| Q3 2016 | BMY
BRISTOL MYERS SQUIBB CO | United States | COM · Call | 0 | 10,000 | +10,000 | $0 | $539,000 | +$539,000 | 2016-11-14 |
|---|
| Q3 2016 | HESS CORP
CUSIP 42809H107 | United States | COM · Call | 0 | 10,000 | +10,000 | $0 | $536,000 | +$536,000 | 2016-11-14 |
|---|
| Q3 2016 | SPY
SPDR S&P 500 ETF TR | | TR UNIT · Put | 0 | 1,200 | +1,200 | $0 | $260,000 | +$260,000 | 2016-11-14 |
|---|
| Q3 2016 | DIAMOND OFFSHORE DRILLING IN
CUSIP 25271C102 | | COM · Call | 0 | 10,000 | +10,000 | $0 | $176,000 | +$176,000 | 2016-11-14 |
|---|
| Q1 2016 | DIAMOND OFFSHORE DRILLING IN
CUSIP 25271C102 | | COM · Call | 0 | 8,700 | +8,700 | $0 | $189,000 | +$189,000 | 2016-05-16 |
|---|
| Q4 2015 | MDY
SPDR S&P MIDCAP 400 ETF TR | | UTSER1 S&PDCRP · Put | 0 | 3,600 | +3,600 | $0 | $915,000 | +$915,000 | 2016-07-19 |
|---|
| Q3 2015 | CVX
CHEVRON CORP NEW | United States | COM · Call | 0 | 10,000 | +10,000 | $0 | $789,000 | +$789,000 | 2015-11-03 |
|---|
| Q3 2015 | ENSCO PLC
CUSIP G3157S106 | | SHS CLASS A · Call | 0 | 50,000 | +50,000 | $0 | $704,000 | +$704,000 | 2015-11-03 |
|---|
| Q3 2015 | HESS CORP
CUSIP 42809H107 | United States | COM · Call | 0 | 6,100 | +6,100 | $0 | $305,000 | +$305,000 | 2015-11-03 |
|---|
| Q3 2015 | AR
ANTERO RES CORP | United States | COM · Call | 0 | 10,000 | +10,000 | $0 | $212,000 | +$212,000 | 2015-11-03 |
|---|
| Q3 2015 | MARATHON OIL CORP
CUSIP 565849106 | United States | COM · Call | 0 | 10,000 | +10,000 | $0 | $154,000 | +$154,000 | 2015-11-03 |
|---|
| Q2 2015 | SU
SUNCOR ENERGY INC NEW | | COM · Call | 0 | 30,000 | +30,000 | $0 | $826,000 | +$826,000 | 2015-08-14 |
|---|
| Q2 2015 | CHICAGO BRIDGE & IRON CO N V
CUSIP 167250109 | | COM · Call | 0 | 10,000 | +10,000 | $0 | $500,000 | +$500,000 | 2015-08-14 |
|---|
| Q2 2015 | KKR & CO L P DEL
CUSIP 48248M102 | | COM UNITS · Call | 0 | 10,000 | +10,000 | $0 | $229,000 | +$229,000 | 2015-08-14 |
|---|
| Q2 2015 | CHESAPEAKE ENERGY CORP
CUSIP 165167107 | | COM · Call | 0 | 10,000 | +10,000 | $0 | $112,000 | +$112,000 | 2015-08-14 |
|---|
| Q2 2015 | PSEC
PROSPECT CAPITAL CORPORATION | United States | COM · Put | 0 | 10,000 | +10,000 | $0 | $74,000 | +$74,000 | 2015-08-14 |
|---|
| Q1 2015 | ENSCO PLC
CUSIP G3157S106 | | SHS CLASS A · Call | 0 | 20,000 | +20,000 | $0 | $421,000 | +$421,000 | 2015-05-15 |
|---|
| Q4 2014 | VOO
VANGUARD INDEX FDS | | S&P 500 ETF SHS · Put | 0 | 10,000 | +10,000 | $0 | $1,884,000 | +$1,884,000 | 2015-02-17 |
|---|
| Q4 2014 | RES
RPC INC | United States | COM · Call | 0 | 10,000 | +10,000 | $0 | $130,000 | +$130,000 | 2015-02-17 |
|---|
| Q2 2014 | TBT
PROSHARES TR | | PSHS ULTSH 20YRS · Call | 0 | 20,000 | +20,000 | $0 | $1,214,000 | +$1,214,000 | 2014-08-14 |
|---|
| Q1 2014 | IWM
ISHARES | | RUSSELL 2000 ETF · Put | 0 | 17,400 | +17,400 | $0 | $2,024,000 | +$2,024,000 | 2014-05-15 |
|---|
| Q4 2013 | LULU
LULULEMON ATHLETICA INC | | COM · Call | 0 | 5,000 | +5,000 | $0 | $295,000 | +$295,000 | 2014-02-07 |
|---|
| Q4 2013 | SGI
TEMPUR SEALY INTL INC | United States | COM · Put | 0 | 500 | +500 | $0 | $27,000 | +$27,000 | 2014-02-07 |
|---|
| Q4 2013 | XLU
SELECT SECTOR SPDR TR | | SBI INT-UTILS · Put | 0 | 300 | +300 | $0 | $11,000 | +$11,000 | 2014-02-07 |
|---|
| Q4 2013 | JPMORGAN CHASE & CO
CUSIP 46625H365 | | ALERIAN ML ETN · Put | 0 | 200 | +200 | $0 | $9,000 | +$9,000 | 2014-02-07 |
|---|
| Q3 2013 | CELGENE CORP
CUSIP 151020104 | | COM · Put | 0 | 5,000 | +5,000 | $0 | $771,000 | +$771,000 | 2014-02-10 |
|---|
| Q3 2013 | PANDORA MEDIA INC
CUSIP 698354107 | | COM · Put | 0 | 2,000 | +2,000 | $0 | $50,000 | +$50,000 | 2014-02-10 |
|---|
| Q3 2013 | IWM
ISHARES | | RUSSELL 2000 ETF · Call | 0 | 200 | +200 | $0 | $21,000 | +$21,000 | 2014-02-10 |
|---|
| Q3 2013 | IYR
ISHARES | | U.S. REAL ES ETF · Call | 0 | 300 | +300 | $0 | $19,000 | +$19,000 | 2014-02-10 |
|---|
| Q3 2013 | EFA
ISHARES | | MSCI EAFE ETF · Call | 0 | 300 | +300 | $0 | $19,000 | +$19,000 | 2014-02-10 |
|---|
| Q3 2013 | XLE
SELECT SECTOR SPDR TR | | SBI INT-ENERGY · Put | 0 | 200 | +200 | $0 | $17,000 | +$17,000 | 2014-02-10 |
|---|
| Q3 2013 | POWERSHARES QQQ TRUST
CUSIP 73935A104 | | UNIT SER 1 · Call | 0 | 200 | +200 | $0 | $16,000 | +$16,000 | 2014-02-10 |
|---|
| Q3 2013 | EEM
ISHARES | | MSCI EMG MKT ETF · Call | 0 | 400 | +400 | $0 | $16,000 | +$16,000 | 2014-02-10 |
|---|
| Q3 2013 | XLV
SELECT SECTOR SPDR TR | | SBI HEALTHCARE · Put | 0 | 300 | +300 | $0 | $11,000 | +$11,000 | 2014-02-10 |
|---|
| Q3 2013 | ANNALY CAP MGMT INC
CUSIP 035710409 | United States | COM · Put | 0 | 900 | +900 | $0 | $10,000 | +$10,000 | 2014-02-10 |
|---|
| Q3 2013 | SLV
ISHARES SILVER TRUST | United States | ISHARES · Call | 0 | 300 | +300 | $0 | $6,000 | +$6,000 | 2014-02-10 |
|---|
| Q2 2013 | MDY
SPDR S&P MIDCAP 400 ETF TR | | UTSER1 S&PDCRP · Call | 0 | 52,100 | +52,100 | $0 | $10,946,000 | +$10,946,000 | 2014-02-10 |
|---|
| Q2 2013 | XLF
SELECT SECTOR SPDR TR | | SBI INT-FINL · Call | 0 | 503,600 | +503,600 | $0 | $9,792,000 | +$9,792,000 | 2014-02-10 |
|---|
| Q1 2013 | TLT
ISHARES TR | | BARCLYS 20+ YR · Call | 0 | 300 | +300 | $0 | $35,000 | +$35,000 | 2014-02-10 |
|---|
| Q1 2013 | TLT
ISHARES TR | | BARCLYS 20+ YR · Put | 0 | 300 | +300 | $0 | $35,000 | +$35,000 | 2014-02-10 |
|---|
| Q1 2013 | IYR
ISHARES TR | | DJ US REAL EST · Call | 0 | 300 | +300 | $0 | $21,000 | +$21,000 | 2014-02-10 |
|---|
| Q1 2013 | XLU
SELECT SECTOR SPDR TR | | SBI INT-UTILS · Put | 0 | 500 | +500 | $0 | $20,000 | +$20,000 | 2014-02-10 |
|---|
| Q1 2013 | IWM
ISHARES TR | | RUSSELL 2000 · Call | 0 | 200 | +200 | $0 | $19,000 | +$19,000 | 2014-02-10 |
|---|
| Q1 2013 | EFA
ISHARES TR | | MSCI EAFE INDEX · Call | 0 | 300 | +300 | $0 | $18,000 | +$18,000 | 2014-02-10 |
|---|
| Q1 2013 | EEM
ISHARES TR | | MSCI EMERG MKT · Call | 0 | 400 | +400 | $0 | $17,000 | +$17,000 | 2014-02-10 |
|---|
| Q1 2013 | XLE
SELECT SECTOR SPDR TR | | SBI INT-ENERGY · Put | 0 | 200 | +200 | $0 | $16,000 | +$16,000 | 2014-02-10 |
|---|
| Q1 2013 | JPMORGAN CHASE & CO
CUSIP 46625H365 | | ALERIAN ML ETN · Put | 0 | 300 | +300 | $0 | $14,000 | +$14,000 | 2014-02-10 |
|---|
| Q1 2013 | ANNALY CAP MGMT INC
CUSIP 035710409 | United States | COM · Put | 0 | 900 | +900 | $0 | $14,000 | +$14,000 | 2014-02-10 |
|---|
| Q1 2013 | POWERSHARES QQQ TRUST
CUSIP 73935A104 | | UNIT SER 1 · Call | 0 | 200 | +200 | $0 | $14,000 | +$14,000 | 2014-02-10 |
|---|
| Q1 2013 | SLV
ISHARES SILVER TRUST | United States | ISHARES · Call | 0 | 300 | +300 | $0 | $8,000 | +$8,000 | 2014-02-10 |
|---|
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