WILLIAMS JONES & ASSOCIATES LLC Last Quarter Change: USA ETF, Added

WILLIAMS JONES & ASSOCIATES LLC quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, WILLIAMS JONES & ASSOCIATES LLC opened 6 positions, added to 12, reduced 5, sold out of 5 and left 10 unchanged. The largest increase in value was VOO (+$28,412,000); the largest decrease was VANGUARD INDEX FDS VALU INDEX (-$337,000).

IWM: Country of operation —; Class CS; Shares 2016-06-30 14,634; Shares 2016-09-30 38,014.
SPY: Country of operation —; Class CS; Shares 2016-06-30 60,316; Shares 2016-09-30 71,840.
DIA: Country of operation —; Class CS; Shares 2016-06-30 6,841; Shares 2016-09-30 22,234.
VYM: Country of operation —; Class CS; Shares 2016-06-30 116,446; Shares 2016-09-30 138,456.

Two Form 13F-HR filings compared (SEC CIK 949743): 2016-06-30 (filed 2016-09-13) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
IWM ISHARES TR RUSSELL 2000 INDEX	CS	14,634	38,014	+23,380	$1,683,000	$4,722,000	+$3,039,000
SPY SPDR S&P 500 ETF TR TR UNIT	CS	60,316	71,840	+11,524	$12,635,000	$15,539,000	+$2,904,000
DIA SPDR DJIA	CS	6,841	22,234	+15,393	$1,225,000	$4,064,000	+$2,839,000
VYM VANGUARD HIGH DIV YLD ETF	CS	116,446	138,456	+22,010	$8,321,000	$9,988,000	+$1,667,000
MDY SPDR S&P MIDCAP 400 INDEX	CS	9,883	10,664	+781	$2,690,000	$3,010,000	+$320,000
VIG VANGUARD SPECIALIZED PORTFOLIO	CS	9,650	11,900	+2,250	$803,000	$999,000	+$196,000
EFA ISHARES MSCI EAFE INDEX	CS	20,078	21,083	+1,005	$1,121,000	$1,247,000	+$126,000
VEU VANGUARD ALL WORLD EX US	CS	13,028	14,883	+1,855	$558,000	$676,000	+$118,000
VB VANGUARD INDEX FDS SMALL CP ET	CS	12,641	12,850	+209	$1,462,000	$1,570,000	+$108,000
XLK SELECT SECTOR SPDR TR TECHNOLO	CS	15,456	16,156	+700	$670,000	$772,000	+$102,000
BBH VANECK VECTORS ETF TR	CS	7,310	7,325	+15	$748,000	$844,000	+$96,000
IVV ISHARES TR CORE S&P500 ETF	CS	2,782	2,783	+1	$586,000	$605,000	+$19,000

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