Highland Private Wealth Management Last Quarter Change: USA ETF, Added

Highland Private Wealth Management quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Highland Private Wealth Management opened 8 positions, added to 12, reduced 9, sold out of 7 and left 3 unchanged. The largest increase in value was ISHARES GOLD TRUST (+$6,714,000); the largest decrease was VWO (-$6,236,000).

QAI: Country of operation —; Class HEDGE MLTI ETF; Shares 2016-06-30 163,554; Shares 2016-09-30 255,974.
VXUS: Country of operation —; Class VG TL INTL STK F; Shares 2016-06-30 198,675; Shares 2016-09-30 221,367.
EMB: Country of operation —; Class JP MOR EM MK ETF; Shares 2016-06-30 61,410; Shares 2016-09-30 68,722.
SPY: Country of operation —; Class TR UNIT; Shares 2016-06-30 57,979; Shares 2016-09-30 60,202.

Two Form 13F-HR filings compared (SEC CIK 1664772): 2016-06-30 (filed 2016-08-12) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
QAI INDEXIQ ETF TR	HEDGE MLTI ETF	163,554	255,974	+92,420	$4,770,000	$7,500,000	+$2,730,000
VXUS VANGUARD STAR FD	VG TL INTL STK F	198,675	221,367	+22,692	$8,837,000	$10,451,000	+$1,614,000
EMB ISHARES TR	JP MOR EM MK ETF	61,410	68,722	+7,312	$7,062,000	$8,054,000	+$992,000
SPY SPDR S&P 500 ETF TR	TR UNIT	57,979	60,202	+2,223	$12,145,000	$13,022,000	+$877,000
VO VANGUARD INDEX FDS	MID CAP ETF	11,540	17,165	+5,625	$1,427,000	$2,222,000	+$795,000
SPIB SPDR SERIES TRUST	INTR TRM CORP BD	27,945	44,130	+16,185	$975,000	$1,541,000	+$566,000
IWM ISHARES TR	RUSSELL 2000 ETF	25,100	26,415	+1,315	$2,886,000	$3,281,000	+$395,000
IJH ISHARES TR	CORE S&P MCP ETF	27,686	28,616	+930	$4,136,000	$4,427,000	+$291,000
VCSH VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	20,902	23,777	+2,875	$1,690,000	$1,915,000	+$225,000
VIG VANGUARD SPECIALIZED PORTFOL	DIV APP ETF	43,137	45,097	+1,960	$3,591,000	$3,785,000	+$194,000
BSV VANGUARD BD INDEX FD INC	SHORT TRM BOND	4,004	5,804	+1,800	$325,000	$469,000	+$144,000
VTI VANGUARD INDEX FDS	TOTAL STK MKT	2,127	2,522	+395	$228,000	$281,000	+$53,000

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