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GUGGENHEIM CAPITAL LLC Historic Quarter Change: USA ETF, Sold Out

GUGGENHEIM CAPITAL LLC historic quarter change: USA ETF, Sold out

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 23 quarters from 2013-06-30 to 2026-06-30, GUGGENHEIM CAPITAL LLC opened 337 positions, added to 2,591, reduced 2,711 and sold out of 380.

  • Q2 2026: Stock CWB; Country of operation —; Class STATE STREET SPD; Shares before 169,507.
  • Q2 2026: Stock SRLN; Country of operation —; Class STATE STREET BLA; Shares before 363,511.
  • Q2 2026: Stock JNK; Country of operation —; Class STATE STREET SPD; Shares before 136,801.
  • Q2 2026: Stock SJNK; Country of operation —; Class STATE STREET SPD; Shares before 400,666.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1283072), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-12); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-13); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-13); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-14); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-13); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-13); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-14); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-15); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-18); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2007-12-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q2 2026CWB
SPDR SERIES TRUST
STATE STREET SPD169,5070-169,507$15,513,281$0-$15,513,2812026-08-12
Q2 2026SRLN
SSGA ACTIVE ETF TR
STATE STREET BLA363,5110-363,511$14,591,331$0-$14,591,3312026-08-12
Q2 2026JNK
SPDR SERIES TRUST
STATE STREET SPD136,8010-136,801$13,094,591$0-$13,094,5912026-08-12
Q2 2026SJNK
SPDR SERIES TRUST
STATE STREET SPD400,6660-400,666$10,008,637$0-$10,008,6372026-08-12
Q2 2026FLTR
VANECK ETF TRUST
IG FLOATING RATE167,9240-167,924$4,278,704$0-$4,278,7042026-08-12
Q2 2026SPTL
SPDR SERIES TRUST
STATE STREET SPD144,4230-144,423$3,798,325$0-$3,798,3252026-08-12
Q2 2026FLRN
SPDR SERIES TRUST
STATE STREET SPD89,4010-89,401$2,751,763$0-$2,751,7632026-08-12
Q2 2026IBND
SPDR SERIES TRUST
BLOOMBERG INTL61,7130-61,713$1,918,040$0-$1,918,0402026-08-12
Q2 2026PSF
COHEN & STEERS SELECT PFD &
COM88,0000-88,000$1,706,320$0-$1,706,3202026-08-12
Q2 2026SPSB
SPDR SERIES TRUST
STATE STREET SPD55,5850-55,585$1,671,441$0-$1,671,4412026-08-12
Q2 2026DNP
DNP SELECT INCOME FD INC
COM114,1110-114,111$1,175,343$0-$1,175,3432026-08-12
Q2 2026WIP
SPDR SERIES TRUST
FTSE INT GVT ETF23,5390-23,539$932,144$0-$932,1442026-08-12
Q2 2026SGOV
ISHARES TR
0-3 MNTH TREASRY6,5800-6,580$662,343$0-$662,3432026-08-12
Q2 2026RQI
COHEN & STEERS QUALITY INCOM
COM17,4190-17,419$209,899$0-$209,8992026-08-12
Q2 2026THQ
ABRDN HEALTHCARE OPPORTUNITI
SHS10,4220-10,422$175,090$0-$175,0902026-08-12
Q2 2026JRS
NUVEEN REAL ESTATE INCOME FD
COM10,9990-10,999$82,053$0-$82,0532026-08-12

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