GOFEN & GLOSSBERG LLC /IL/ Last Quarter Change: USA ETF, Added

GOFEN & GLOSSBERG LLC /IL/ quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, GOFEN & GLOSSBERG LLC /IL/ opened 2 positions, added to 13, reduced 24, sold out of 1 and left 16 unchanged. The largest increase in value was HIO (+$1,528,000); the largest decrease was XLF (-$207,000).

HYG: Country of operation —; Class COM; Shares 2016-06-30 20,270; Shares 2016-09-30 35,679.
MDY: Country of operation —; Class COM; Shares 2016-06-30 46,121; Shares 2016-09-30 48,235.
IWR: Country of operation —; Class COM; Shares 2016-06-30 56,469; Shares 2016-09-30 57,353.
VOO: Country of operation —; Class COM; Shares 2016-06-30 11,265; Shares 2016-09-30 12,416.

Two Form 13F-HR filings compared (SEC CIK 315498): 2016-06-30 (filed 2016-07-13) and 2016-09-30 (filed 2016-10-11). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
HYG iShares IBoxx H/Y Corp Bd	COM	20,270	35,679	+15,409	$1,717,000	$3,113,000	+$1,396,000
MDY S&P Mid-Cap 400 ETF Trust	COM	46,121	48,235	+2,114	$12,556,000	$13,615,000	+$1,059,000
IWR iShares Russell Midcap Index F	COM	56,469	57,353	+884	$9,498,000	$9,998,000	+$500,000
VOO Vanguard 500 ETF	COM	11,265	12,416	+1,151	$2,165,000	$2,467,000	+$302,000
VEU Vanguard FTSE All Wo X-US	COM	35,571	37,602	+2,031	$1,524,000	$1,708,000	+$184,000
DXJ WisdomTree Japan Hedged Eq Fd	COM	33,074	33,500	+426	$1,283,000	$1,437,000	+$154,000
VCSH Vanguard S/T Corp Bond	COM	3,107	4,157	+1,050	$251,000	$335,000	+$84,000
SCHF Schwab Intl Equity ETF	COM	11,883	12,718	+835	$322,000	$366,000	+$44,000
VXF Vanguard Extended Mkt	COM	4,994	5,059	+65	$427,000	$462,000	+$35,000
VTI Vanguard Total Stock Market ET	COM	4,455	4,461	+6	$477,000	$497,000	+$20,000
SCHB Schwab U S Broad Mkt ETF	COM	4,964	5,021	+57	$250,000	$263,000	+$13,000
Vanguard Index 500 Fund CUSIP 922908108	COM	1,072	1,073	+1	$208,000	$215,000	+$7,000
VNQ Vanguard REIT ETF	COM	4,623	4,674	+51	$410,000	$405,000	-$5,000

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