Sonic Foundry, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-09-26: Reporting owner WEIS GARY; Form 4; Security Employee Common Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-09-26: Reporting owner MINOR KENNETH A; Form 4; Security Employee Common Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-05-17: Reporting owner Slayton David; Form 4; Security Non-employee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-05-17: Reporting owner Murphy Nelson A; Form 4; Security Non-employee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-09-26 | WEIS GARY Director, Officer (Chief Executive Officer & CTO) | 4 | Employee Common Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,012 476,237 owned after | $4.75 exercise price | 2018-09-27 | |
| 2018-09-26 | MINOR KENNETH A Officer (Chief Financial Officer) | 4 | Employee Common Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,320 275,850 owned after | $4.75 exercise price | 2018-09-27 | |
| 2018-05-17 | Slayton David Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 4,000 owned after | $2.24 exercise price | 2018-05-21 | |
| 2018-05-17 | Murphy Nelson A Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 4,000 owned after | $2.24 exercise price | 2018-05-21 | |
| 2018-05-17 | Murphy Nelson A Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 4,500 owned after | $2.24 exercise price | 2018-05-21 | |
| 2018-05-17 | KOPKO FREDERICK H JR Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 20,000 owned after | $2.24 exercise price | 2018-05-21 | |
| 2018-05-17 | BURISH MARK D Director, 10% Owner | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 18,000 owned after | $2.24 exercise price | 2018-05-21 | |
| 2018-05-17 | Wiegand Brian Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 14,000 owned after | $2.24 exercise price | 2018-05-21 | |
| 2018-01-17 | Lipps Robert M Officer (Executive Vice President Sales) | 4 | Employee Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,071 294,350 owned after | $2.49 exercise price | 2018-01-19 | |
| 2018-01-17 | MINOR KENNETH A Officer (Chief Financial Officer) | 4 | Employee Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,071 280,170 owned after | $2.49 exercise price | 2018-01-19 | |
| 2018-01-17 | WEIS GARY Director, Officer (Chief Executive Officer & CTO) | 4 | Employee Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92,857 488,249 owned after | $2.49 exercise price | 2018-01-19 |