Sonic Foundry, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-03-10: Reporting owner Murphy Nelson A; Form 4; Security Non-Employee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-03-10: Reporting owner BURISH MARK D; Form 4; Security Non-Employee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-03-10: Reporting owner Wiegand Brian; Form 4; Security Non-Employee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-03-10: Reporting owner St. Lawrence William; Form 4; Security Non-Employee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-03-10 | Murphy Nelson A Director | 4 | Non-Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 17,000 owned after | $0.91 exercise price | 2023-04-05 | |
| 2023-03-10 | BURISH MARK D Director, 10% Owner | 4 | Non-Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 20,000 owned after | $0.91 exercise price | 2023-04-05 | |
| 2023-03-10 | Wiegand Brian Director | 4 | Non-Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 22,000 owned after | $0.91 exercise price | 2023-04-05 | |
| 2023-03-10 | St. Lawrence William Director | 4 | Non-Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 8,000 owned after | $0.91 exercise price | 2023-04-05 | |
| 2023-01-02 | Lipps Robert M Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 155,160 owned after | $0.81 exercise price | 2023-01-03 | |
| 2023-01-02 | MINOR KENNETH A Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 10,000 owned after | $0.81 exercise price | 2023-01-03 | |
| 2023-01-02 | Mozden Joe Jr Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 855,000 owned after | $0.81 exercise price | 2023-01-03 |