Sonic Foundry, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-27: Reporting owner Lipps Robert M; Form 4; Security Employee Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-27: Reporting owner WEIS GARY; Form 4; Security Employee Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-27: Reporting owner WEIS GARY; Form 4; Security Employee Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-27: Reporting owner MINOR KENNETH A; Form 4; Security Employee Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-27 | Lipps Robert M Officer (Executive Vice President Sales) | 4 | Employee Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,273 244,779 owned after | $4.75 exercise price | 2016-12-29 | |
| 2016-12-27 | WEIS GARY Director, Officer (Chief Executive Officer & CTO) | 4 | Employee Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,042 387,380 owned after | $4.75 exercise price | 2016-12-29 | |
| 2016-12-27 | WEIS GARY Director, Officer (Chief Executive Officer & CTO) | 4 | Employee Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,012 397,392 owned after | $4.75 exercise price | 2016-12-29 | |
| 2016-12-27 | MINOR KENNETH A Officer (Chief Financial Officer) | 4 | Employee Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,273 236,779 owned after | $4.75 exercise price | 2016-12-29 | |
| 2016-12-27 | MINOR KENNETH A Officer (Chief Financial Officer) | 4 | Employee Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,320 241,099 owned after | $4.75 exercise price | 2016-12-29 | |
| 2016-03-03 | KOPKO FREDERICK H JR Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 22,000 owned after | $6.42 exercise price | 2016-03-07 | |
| 2016-03-03 | Wiegand Brian Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 10,000 owned after | $6.42 exercise price | 2016-03-07 | |
| 2016-03-03 | PEERCY PAUL S Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 22,000 owned after | $6.42 exercise price | 2016-03-07 | |
| 2016-03-03 | KLEINMAN DAVID Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 27,000 owned after | $6.42 exercise price | 2016-03-07 | |
| 2016-03-03 | KLEINMAN DAVID Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 27,500 owned after | $6.42 exercise price | 2016-03-07 | |
| 2016-03-03 | BURISH MARK D Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 14,000 owned after | $6.42 exercise price | 2016-03-07 |