Sonic Foundry, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-04: Reporting owner Coulson Darrin T; Form 4; Security Incentive Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-03-15: Reporting owner KOPKO FREDERICK H JR; Form 4; Security Non-Employee Director Stock Option Plan; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-03-15: Reporting owner KLEINMAN DAVID; Form 4; Security Non-Employee Director Stock Option Plan; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-03-15: Reporting owner KLEINMAN DAVID; Form 4; Security Non-qualified Stock Option Plan; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-04 | Coulson Darrin T Officer (Chief Operating Officer) | 4 | Incentive Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 300,000 owned after | $3.80 exercise price | 2006-12-04 | |
| 2006-03-15 | KOPKO FREDERICK H JR Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 220,000 owned after | $1.74 exercise price | 2006-03-16 | |
| 2006-03-15 | KLEINMAN DAVID Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 230,000 owned after | $1.74 exercise price | 2006-03-16 | |
| 2006-03-15 | KLEINMAN DAVID Director | 4 | Non-qualified Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 235,000 owned after | $1.74 exercise price | 2006-03-16 | |
| 2006-03-15 | PEERCY PAUL S Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 80,000 owned after | $1.74 exercise price | 2006-03-16 | |
| 2006-03-15 | POLLARD ARNOLD B Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 522,745 owned after | $1.74 exercise price | 2006-03-16 | |
| 2006-03-15 | WEIS GARY Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 80,000 owned after | $1.74 exercise price | 2006-03-16 |