Sonic Foundry, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-21: Reporting owner Slayton David; Form 3; Security Non-employee Director Stock Option; Transaction Holding.
- 2017-11-21: Reporting owner Murphy Nelson A; Form 3; Security Non-employee Director Stock Option; Transaction Holding.
- 2017-03-07: Reporting owner BURISH MARK D; Form 4; Security Non-employee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-03-07: Reporting owner KLEINMAN DAVID; Form 4; Security Non-employee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-21 holding as of filing | Slayton David Director | 3 | Non-employee Director Stock Option Derivative · Direct | Holding | $3.32 exercise price | 2017-11-21 | ||
| 2017-11-21 holding as of filing | Murphy Nelson A Director | 3 | Non-employee Director Stock Option Derivative · Direct | Holding | $3.32 exercise price | 2017-11-21 | ||
| 2017-03-07 | BURISH MARK D Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 16,000 owned after | $4.66 exercise price | 2017-03-09 | |
| 2017-03-07 | KLEINMAN DAVID Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 27,000 owned after | $4.66 exercise price | 2017-03-09 | |
| 2017-03-07 | KLEINMAN DAVID Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 27,500 owned after | $4.66 exercise price | 2017-03-09 | |
| 2017-03-07 | Wiegand Brian Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 12,000 owned after | $4.66 exercise price | 2017-03-09 | |
| 2017-03-07 | KOPKO FREDERICK H JR Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 22,000 owned after | $3.96 exercise price | 2017-03-09 |