Sonic Foundry, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-05-17: Reporting owner BURISH MARK D; Form 4; Security 9% Cumulative Voting Convertible Preferred Stock, Series A; Transaction C Conversion of derivative security.
- 2018-11-15: Reporting owner BURISH MARK D; Form 4; Security 9% Cumulative Voting Convertible Preferred Stock, Series A; Transaction C Conversion of derivative security.
- 2018-08-23: Reporting owner BURISH MARK D; Form 4; Security 9% Cumulative Voting Convertible Preferred Stock, Series A; Transaction C Conversion of derivative security.
- 2018-06-08: Reporting owner Burish Andrew D.; Form 4; Security 9% Cumulative Voting Convertible Preferred Stock, Series A; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-05-17 | BURISH MARK D Director, 10% Owner | 4 | 9% Cumulative Voting Convertible Preferred Stock, Series A Non-derivative · Direct | C Conversion of derivative security | −2,080 0 owned after | $542.13 | 2019-05-29 | |
| 2018-11-15 | BURISH MARK D Director, 10% Owner | 4 | 9% Cumulative Voting Convertible Preferred Stock, Series A Non-derivative · Direct | C Conversion of derivative security | −718 1,980 owned after | $762.85 | 2018-11-16 | |
| 2018-08-23 | BURISH MARK D Director, 10% Owner | 4 | 9% Cumulative Voting Convertible Preferred Stock, Series A Non-derivative · Direct | C Conversion of derivative security | −717 2,636 owned after | $762.85 | 2018-08-24 | |
| 2018-06-08 | Burish Andrew D. 10% Owner | 4 | 9% Cumulative Voting Convertible Preferred Stock, Series A Non-derivative · Direct | C Conversion of derivative security | −242 0 owned after | $910.00 | 2018-06-12 | |
| 2018-06-08 | BURISH MARK D Director, 10% Owner | 4 | 9% Cumulative Voting Convertible Preferred Stock, Series A Non-derivative · Direct | C Conversion of derivative security | −663 3,310 owned after | $910.00 | 2018-06-12 | |
| 2018-05-17 | BURISH MARK D Director, 10% Owner | 4 | 9% Cumulative Voting Convertible Preferred Stock, Series A Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,902 3,939 owned after | $542.13 | 2018-05-21 | |
| 2018-04-18 holding as of filing | Burish Andrew D. 10% Owner | 4 | 9% Cumulative Voting Convertible Preferred Stock, Series A Non-derivative · Direct · (m) | Holding | 237 owned after | no price filed | 2018-04-18 | |
| 2018-02-02 holding as of filing | Burish Andrew D. 10% Owner | 4 | 9% Cumulative Voting Convertible Preferred Stock, Series A Non-derivative · Direct | Holding | 233 owned after | no price filed | 2018-02-02 | |
| 2017-12-29 holding as of filing | Burish Andrew D. 10% Owner | 4 | 9% Cumulative Voting Convertible Preferred Stock, Series A Non-derivative · Direct | Holding | 231 owned after | no price filed | 2017-12-29 | |
| 2017-11-09 | BURISH MARK D Director, 10% Owner | 4 | 9% Cumulative Voting Convertible Preferred Stock, Series A Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +655 1,948 owned after | $762.85 | 2017-11-13 | |
| 2017-08-23 | BURISH MARK D Director, 10% Owner | 4 | 9% Cumulative Voting Convertible Preferred Stock, Series A Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +655 1,260 owned after | $762.85 | 2017-08-25 | |
| 2017-08-23 | BURISH MARK D Director, 10% Owner | 4 | 9% Cumulative Voting Convertible Preferred Stock, Series A Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +655 655 owned after | $762.85 exercise price | 2017-08-25 | |
| 2017-08-16 holding as of filing | Burish Andrew D. 10% Owner | 4 | 9% Cumulative Voting Convertible Preferred Stock, Series A Non-derivative · Direct | Holding | 220 owned after | no price filed | 2017-08-16 | |
| 2017-06-08 | Burish Andrew D. 10% Owner | 4 | 9% Cumulative Voting Convertible Preferred Stock, Series A Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +220 220 owned after | $910.00 | 2017-06-09 | |
| 2017-06-08 | BURISH MARK D Director, 10% Owner | 4 | 9% Cumulative Voting Convertible Preferred Stock, Series A Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +55 604 owned after | $910.00 | 2017-06-09 | |
| 2017-05-30 | BURISH MARK D Director, 10% Owner | 4 | 9% Cumulative Voting Convertible Preferred Stock, Series A Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +549 549 owned after | $910.00 | 2017-06-05 |