Sonic Foundry, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-09-12: Reporting owner KOPKO FREDERICK H JR; Form 4; Security Non-employee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-09-12: Reporting owner BURISH MARK D; Form 4; Security Non-employee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-09-12: Reporting owner Wiegand Brian; Form 4; Security Non-employee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-09-12: Reporting owner Slayton David; Form 4; Security Non-employee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-09-12 | KOPKO FREDERICK H JR Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 22,000 owned after | $1.39 exercise price | 2019-09-16 | |
| 2019-09-12 | BURISH MARK D Director, 10% Owner | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 20,000 owned after | $1.39 exercise price | 2019-09-16 | |
| 2019-09-12 | Wiegand Brian Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 16,000 owned after | $1.39 exercise price | 2019-09-16 | |
| 2019-09-12 | Slayton David Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 6,000 owned after | $1.39 exercise price | 2019-09-16 | |
| 2019-09-12 | Murphy Nelson A Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 6,500 owned after | $1.39 exercise price | 2019-09-16 | |
| 2019-09-12 | Murphy Nelson A Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 7,000 owned after | $1.39 exercise price | 2019-09-16 | |
| 2019-03-14 holding as of filing | Norregaard Michael Officer (Chief Operating Officer) | 3 | Employee Common Stock Option Derivative · Direct | Holding | $6.74 exercise price | 2019-03-14 | ||
| 2019-03-14 holding as of filing | Norregaard Michael Officer (Chief Operating Officer) | 3 | Employee Common Stock Option Derivative · Direct | Holding | $9.36 exercise price | 2019-03-14 | ||
| 2019-03-14 holding as of filing | Norregaard Michael Officer (Chief Operating Officer) | 3 | Employee Common Stock Option Derivative · Direct | Holding | $7.33 exercise price | 2019-03-14 | ||
| 2019-03-14 holding as of filing | Norregaard Michael Officer (Chief Operating Officer) | 3 | Employee Common Stock Option Derivative · Direct | Holding | $4.75 exercise price | 2019-03-14 | ||
| 2019-03-14 holding as of filing | Norregaard Michael Officer (Chief Operating Officer) | 3 | Employee Common Stock Option Derivative · Direct | Holding | $2.49 exercise price | 2019-03-14 | ||
| 2019-03-14 holding as of filing | Norregaard Michael Officer (Chief Operating Officer) | 3 | Employee Common Stock Option Derivative · Direct | Holding | $0.66 exercise price | 2019-03-14 |